DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
Q• W••••• M•••••••••
Legal name Q• W••••• M••••••••• L••
Latest filing Jul 31, 2026
First filing on the tape Nov 19, 2025 · 4 filings
SEC status approved since Sep 10, 2025
RAUM
$123M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$123M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$41.2M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$123M as of Jul 31, 2026
Nov 19, 2025$108M then
HNW client RAUM$79.7M as of Jul 31, 2026
Nov 19, 2025$51.3M then
State-registered IARs (5.B.3)3 as of Jul 31, 2026
Nov 19, 20253 then
Employees (5.A)3 as of Jul 31, 2026
Nov 19, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $41.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $289,886derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$79.7M65%
- Individuals$43.7M35%
- Corporations and businesses$51,1210.0%
- Individual clients
- 115reported
- HNW clients
- 36reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 426reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• M••••• B••••••Certified Financial Planner | Lexington, Ky | Oct 5, 2021 | 12 y | 2 |
| J•••••• D•••• Z••••••Certified Financial Planner | Lexington, Ky | Feb 14, 2022 | 12 y | 0 |
| A•••• B•••• C•••• | Lexington, Ky | Nov 27, 2024 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••• M••••• B•••••• from R••• F•••••••• G••••Oct 5, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• R••••••• M••••• · Direct Owner And Ccocontrolsince 04/2021 · owns 75% or more
Entity owners
- Q• W••••• I•••••••• L•• · Direct Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lexington, Ky · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 435 to 426Nov 19, 2025 to Mar 25, 2026
- Corporate clients · 2 to 1Nov 19, 2025 to Mar 25, 2026
- HNW clients · 26 to 36Nov 19, 2025 to Mar 25, 2026
- Individual clients · 187 to 115Nov 19, 2025 to Mar 25, 2026
- Discretionary RAUM · $103M to $119MNov 19, 2025 to Mar 25, 2026
- HNW RAUM · $51.3M to $79.7MNov 19, 2025 to Mar 25, 2026
- Individual RAUM · $56.5M to $43.7MNov 19, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $5.0M to $4.4MNov 19, 2025 to Mar 25, 2026
- RAUM · $108M to $123MNov 19, 2025 to Mar 25, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 859-687-9463reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 859-216-2169reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- Q2Wealth.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 859-216-2169reportedpublic record, Form ADV, Jul 31, 2026
- Contact form
- q2wealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- q2wealth.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026