DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Latest filing Mar 18, 2026
First filing on the tape Apr 26, 2023 · 7 filings
SEC status approved since May 26, 2023
RAUM
$189M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$177M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$189M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$189M as of Mar 18, 2026
Mar 26, 2024$175M then
HNW client RAUM$174M as of Mar 18, 2026
Mar 26, 2024$161M then
State-registered IARs (5.B.3)1 as of Mar 18, 2026
Mar 26, 20242 then
Employees (5.A)1 as of Mar 18, 2026
Mar 26, 20242 then
Private funds: no history
RAUM +12% over the last fiscal yearIARs 1 to 1offices 1 to 0
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $189MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.4MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$174M92%
- Charitable organizations$12.5M6.6%
- Individuals$2.5M1.3%
- Individual clients
- 6reported
- HNW clients
- 27reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 110reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert J Dainard | Bellevue, Wa | Apr 27, 2022 | 19 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Robert J Dainard from Evergreen Capital Management LLCApr 27, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J Robert Dainard · Principal/Chief Compliance Officercontrolsince 04/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 119 to 110Mar 27, 2025 to Mar 18, 2026
- Advisory employees · 0 to 1Mar 27, 2025 to Mar 18, 2026
- HNW clients · 28 to 27Mar 27, 2025 to Mar 18, 2026
- Individual clients · 5 to 6Mar 27, 2025 to Mar 18, 2026
- HQ city · BELLEVUE to Mar 27, 2025 to Mar 18, 2026
- HQ state · WA to Mar 27, 2025 to Mar 18, 2026
- Other offices · 1 to 0Mar 27, 2025 to Mar 18, 2026
- Discretionary RAUM · $167M to $189MMar 27, 2025 to Mar 18, 2026
- HNW RAUM · $156M to $174MMar 27, 2025 to Mar 18, 2026
- Individual RAUM · $1.8M to $2.5MMar 27, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $1.3M to $0Mar 27, 2025 to Mar 18, 2026
- RAUM · $168M to $189MMar 27, 2025 to Mar 18, 2026
- Accounts · 110 to 119May 8, 2024 to Mar 27, 2025
- Charity clients · 1 to 2May 8, 2024 to Mar 27, 2025
- HNW clients · 24 to 28May 8, 2024 to Mar 27, 2025
- Individual clients · 10 to 5May 8, 2024 to Mar 27, 2025
- Financial planning clients · 11-25 to 11-25May 8, 2024 to Mar 27, 2025
- Discretionary RAUM · $167M to $167MMay 8, 2024 to Mar 27, 2025
- HNW RAUM · $161M to $156MMay 8, 2024 to Mar 27, 2025
- Individual RAUM · $3.8M to $1.8MMay 8, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $8.0M to $1.3MMay 8, 2024 to Mar 27, 2025
- RAUM · $175M to $168MMay 8, 2024 to Mar 27, 2025
- Advisory employees · 1 to 0Mar 26, 2024 to May 8, 2024
- Employees · 2 to 1Mar 26, 2024 to May 8, 2024
- State-registered IARs · 2 to 1Mar 26, 2024 to May 8, 2024
- Accounts · 83 to 110Jun 9, 2023 to Mar 26, 2024
- Corporate clients · 1.0 to unsetJun 9, 2023 to Mar 26, 2024
- Individual clients · 4 to 10Jun 9, 2023 to Mar 26, 2024
- Discretionary RAUM · $111M to $167MJun 9, 2023 to Mar 26, 2024
- HNW RAUM · $107M to $161MJun 9, 2023 to Mar 26, 2024
- Individual RAUM · $1.4M to $3.8MJun 9, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $5.5M to $8.0MJun 9, 2023 to Mar 26, 2024
- RAUM · $117M to $175MJun 9, 2023 to Mar 26, 2024
Signals
1 dated events
- Hara Capital Llc filed its initial SEC registration (Form ADV)Apr 26, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- haracapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 425-522-2322reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $189Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026