DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

W••••• F••••••••

Independent wealth managerIndianapolis, IndianaCRD 315220SEC 801-132269websiteIAPD
Legal name J•• S•••••••• W••••• P••••••• L••
Latest filing Jan 12, 2026
First filing on the tape Apr 14, 2025 · 3 filings
SEC status approved since Mar 27, 2025
RAUM
$152M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
84%
$128M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$76.2M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$152M as of Jan 12, 2026
Apr 14, 2025$103M then
HNW client RAUM$85.1M as of Jan 12, 2026
Apr 14, 2025$50.8M then
State-registered IARs (5.B.3)2 as of Jan 12, 2026
Apr 14, 20252 then
Employees (5.A)5 as of Jan 12, 2026
Apr 14, 20253 then
Private funds: no history
RAUM +48% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Jan 12, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$76.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
236derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.0MderivedHNW RAUM over HNW clients
Average account
$120,794derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+48%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+25%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Financial planning clients
514reportedItem 5.H
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$85.1M58%
  • Individuals$42.5M29%
  • Pension and profit-sharing plans$14.9M10%
  • Charitable organizations$1.8M1.3%
  • Corporations and businesses$1.6M1.1%
  • Other investment advisers$42,9600.0%
Individual clients
387reported
HNW clients
85reported
Pension plan clients
445reported
Charitable clients
n/areported
Accounts
1,262reported
Financial planning clients
514reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.84 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••• M•••••• W•••••Indianapolis, InSep 14, 202115 y2
C••••• M•••••• R•••••Indianapolis, InFeb 13, 202412 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • W•••••• J••••• M•••••• · Managing Member/Ccocontrol
      since 06/2021 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Indianapolis, In · principal200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • RAUM up 25 %Change between filings · filing Jan 12, 2026
      RAUM (Item 5.F) moved from $102,714,411 to $152,442,365 (+48.0%) between the annual amendments of 2025-04-14 and 2026-01-12; the peer median change was +15.0% (4549 comparable advisers, 95.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (4,549) · 95% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 1,104 to 1,262
      Oct 27, 2025 to Jan 12, 2026
    • Corporate clients · 24 to 12
      Oct 27, 2025 to Jan 12, 2026
    • HNW clients · 69 to 85
      Oct 27, 2025 to Jan 12, 2026
    • Individual clients · 310 to 387
      Oct 27, 2025 to Jan 12, 2026
    • Pension plan clients · 465 to 445
      Oct 27, 2025 to Jan 12, 2026
    • Employees · 3 to 5
      Oct 27, 2025 to Jan 12, 2026
    • Financial planning clients · 251-500 to More than 500
      Oct 27, 2025 to Jan 12, 2026
    • Discretionary RAUM · $102M to $152M
      Oct 27, 2025 to Jan 12, 2026
    • HNW RAUM · $50.8M to $85.1M
      Oct 27, 2025 to Jan 12, 2026
    • Individual RAUM · $31.9M to $42.5M
      Oct 27, 2025 to Jan 12, 2026
    • Non-discretionary RAUM · $610,290 to $873,990
      Oct 27, 2025 to Jan 12, 2026
    • Pension RAUM · $12.3M to $14.9M
      Oct 27, 2025 to Jan 12, 2026
    • RAUM · $103M to $152M
      Oct 27, 2025 to Jan 12, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    317-735-9202reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    w•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
    Principal office phone
    317-735-9202reportedpublic record, Form ADV, Jan 12, 2026
    Contact form
    w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Team page
    w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $76.2Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026