DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•• C•••••• M••••••••• L••
Latest filing Feb 18, 2026
First filing on the tape Jun 21, 2021 · 15 filings
SEC status approved since Jul 22, 2021
RAUM
$171M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$171M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$57.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$171M as of Feb 18, 2026
Mar 14, 2022$134M then
HNW client RAUM$139M as of Feb 18, 2026
Mar 14, 2022$34.8M then
State-registered IARs (5.B.3)3 as of Feb 18, 2026
Mar 14, 20223 then
Employees (5.A)3 as of Feb 18, 2026
Mar 14, 20224 then
Private funds: no history
RAUM +11% over the last fiscal year+12% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $57.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $370,950derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $90.2M, 65 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$139M81%
- Individuals$32.4M19%
- Individual clients
- 121reported
- HNW clients
- 48reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 461reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $90.2M for 65 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• J••••• E••••••Certified Financial Planner | Columbus, Oh | Oct 7, 2021 | 18 y | 2 |
| T••• D•••• B•••• | Columbus, Oh | Oct 7, 2021 | 22 y | 4 |
| J•••••• L••• P••••••••• | Columbus, Oh | Oct 8, 2021 | 43 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••••• L••• P••••••••• from W•••• F•••• A•••••••Oct 8, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- A••• J••••• E•••••• from W•••• F•••• A•••••••Oct 7, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- T••• D•••• B•••• from W•••• F•••• A•••••••Oct 7, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from W•••• F•••• A•••••••Aug 6, 2021 · Upper Arlington, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• T•••• D•••• · Member / Principal / Financial Advisorcontrolsince 07/2021 · owns 25% to 50%
- E••••••• A•••• J••••• · Member / Principal / Financial Advisor / Chief Compliance Officercontrolsince 07/2021 · owns 25% to 50%
- P••••••••• J••••••• L••• · Member / Principal / Financial Advisorcontrolsince 07/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbus, Oh · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 456 to 461Mar 27, 2025 to Feb 18, 2026
- HNW clients · 44 to 48Mar 27, 2025 to Feb 18, 2026
- Individual clients · 134 to 121Mar 27, 2025 to Feb 18, 2026
- Assets in custody · $3.8M to $90.2MMar 27, 2025 to Feb 18, 2026
- Discretionary RAUM · $154M to $171MMar 27, 2025 to Feb 18, 2026
- HNW RAUM · $120M to $139MMar 27, 2025 to Feb 18, 2026
- Individual RAUM · $33.5M to $32.4MMar 27, 2025 to Feb 18, 2026
- RAUM · $154M to $171MMar 27, 2025 to Feb 18, 2026
- Accounts · 443 to 456Feb 29, 2024 to Mar 27, 2025
- HNW clients · 34 to 44Feb 29, 2024 to Mar 27, 2025
- Individual clients · 137 to 134Feb 29, 2024 to Mar 27, 2025
- Assets in custody · $19.4M to $3.8MFeb 29, 2024 to Mar 27, 2025
- Financial planning clients · 51-100 to 51-100Feb 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $130M to $154MFeb 29, 2024 to Mar 27, 2025
- HNW RAUM · $94.7M to $120MFeb 29, 2024 to Mar 27, 2025
- Individual RAUM · $35.7M to $33.5MFeb 29, 2024 to Mar 27, 2025
- RAUM · $130M to $154MFeb 29, 2024 to Mar 27, 2025
- Accounts · 415 to 443Oct 24, 2023 to Feb 29, 2024
- BD registered reps · 1 to 0Oct 24, 2023 to Feb 29, 2024
- HNW clients · 35 to 34Oct 24, 2023 to Feb 29, 2024
- Individual clients · 135 to 137Oct 24, 2023 to Feb 29, 2024
- Assets in custody · $5.0M to $19.4MOct 24, 2023 to Feb 29, 2024
- Financial planning clients · 26-50 to 51-100Oct 24, 2023 to Feb 29, 2024
- Discretionary RAUM · $121M to $130MOct 24, 2023 to Feb 29, 2024
- HNW RAUM · $89.8M to $94.7MOct 24, 2023 to Feb 29, 2024
- Individual RAUM · $31.4M to $35.7MOct 24, 2023 to Feb 29, 2024
- RAUM · $121M to $130MOct 24, 2023 to Feb 29, 2024
- Other offices · 0 to 1Mar 17, 2023 to Oct 24, 2023
- Accounts · 443 to 415Sep 26, 2022 to Mar 17, 2023
- Advisory activities · 2 to 3Sep 26, 2022 to Mar 17, 2023
- HNW clients · 38 to 35Sep 26, 2022 to Mar 17, 2023
- Individual clients · 130 to 135Sep 26, 2022 to Mar 17, 2023
- Assets in custody · unset to 5000000.0Sep 26, 2022 to Mar 17, 2023
- Custody of client assets · false to trueSep 26, 2022 to Mar 17, 2023
- Employees · 4 to 3Sep 26, 2022 to Mar 17, 2023
- Financial planning clients · 0 to 26-50Sep 26, 2022 to Mar 17, 2023
- Discretionary RAUM · $134M to $121MSep 26, 2022 to Mar 17, 2023
- HNW RAUM · $34.8M to $89.8MSep 26, 2022 to Mar 17, 2023
- Individual RAUM · $99.4M to $31.4MSep 26, 2022 to Mar 17, 2023
- RAUM · $134M to $121MSep 26, 2022 to Mar 17, 2023
Signals
5 dated events
- Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of P•• C•••••• M••••••••• L•• (listed 2021-06-21, absent 2021-07-23)Jul 23, 2021 · Control person left · inference
- Joseph Adam Edwards (Member / Principal / Financial Advisor / Chief Compliance Officer) appeared on Schedule A of P•• C•••••• M••••••••• L••Jul 23, 2021 · Control person joined · fact
- Lynn Jeffrey Porterfield (Member / Principal / Financial Advisor) appeared on Schedule A of P•• C•••••• M••••••••• L••Jul 23, 2021 · Control person joined · fact
- David Todd Brown (Member / Principal / Financial Advisor) appeared on Schedule A of P•• C•••••• M••••••••• L••Jul 23, 2021 · Control person joined · fact
- P•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 21, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/peb-capital-management-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- p••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (614) 457-6855reportedpublic record, Form ADV, Feb 18, 2026
- Contact form
- p••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- p••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026