DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stone Summit Wealth LLC
Latest filing Jan 14, 2026
First filing on the tape Jan 4, 2022 · 22 filings
SEC status approved since Feb 4, 2022
RAUM
$444M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$444M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$148M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$444M as of Jan 14, 2026
Jan 10, 2022$174M then
HNW client RAUM$377M as of Jan 14, 2026
Jan 10, 2022$161M then
State-registered IARs (5.B.3)3 as of Jan 14, 2026
Jan 10, 20222 then
Employees (5.A)3 as of Jan 14, 2026
Jan 10, 20222 then
Private funds: no history
RAUM +24% over the last fiscal year+18% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jan 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $148MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 77derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$377M85%
- Individuals$66.5M15%
- Individual clients
- 81reported
- HNW clients
- 150reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 231reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Alan Jason WhitbyCertified Financial Planner, Chartered Financial Analyst | Miami, Fl | Jun 29, 2021 | 19 y | 2 |
| Jeremiah Otto SpitzbergChartered Financial Analyst | Miami, Fl | Dec 2, 2021 | 34 y | 1 |
| Jeffrey Scott Greer | Miami, Fl | Mar 28, 2022 | 20 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jeffrey Scott Greer from Noesis Capital Management CorpMar 28, 2022 · RIA to RIA
- Jeremiah Otto Spitzberg from Noesis Capital Management CorpDec 2, 2021 · RIA to RIA
- Alan Jason Whitby from Investor SolutionsJun 29, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Otto Jeremiah Spitzberg · Founding Partnercontrolsince 12/2021 · owns 50% to 75%
- Jason Alan Whitby · Managing Member & Chief Compliance Officercontrolsince 06/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Jan 14, 2026RAUM per registered advisor of $147,870,000 against a peer median of $55,731,856 (3254 comparable advisers, 99.0th percentile, 3.2 robust deviations)peers: independent wealth managers, $100M to $500M (3,254) · 99% percentile
- account count collapseChange between filings · filing Jan 14, 2026accounts (Item 5.F.2.f) moved from 659.0 to 231.0 (-65.0%) between the annual amendments of 2025-01-17 and 2026-01-14; the peer median change was +5.0% (3687 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 1.5% percentile
What changed
consecutive filings, newest first
- Accounts · 659 to 231Jan 17, 2025 to Jan 14, 2026
- HNW clients · 144 to 150Jan 17, 2025 to Jan 14, 2026
- Individual clients · 78 to 81Jan 17, 2025 to Jan 14, 2026
- Discretionary RAUM · $358M to $444MJan 17, 2025 to Jan 14, 2026
- HNW RAUM · $304M to $377MJan 17, 2025 to Jan 14, 2026
- Individual RAUM · $53.7M to $66.5MJan 17, 2025 to Jan 14, 2026
- RAUM · $358M to $444MJan 17, 2025 to Jan 14, 2026
- Accounts · 772 to 659Dec 2, 2024 to Jan 17, 2025
- Business name · STONE POINT WEALTH LLC to STONE SUMMIT WEALTH LLCDec 2, 2024 to Jan 17, 2025
- HNW clients · 126 to 144Dec 2, 2024 to Jan 17, 2025
- Individual clients · 68 to 78Dec 2, 2024 to Jan 17, 2025
- Financial planning clients · unset to Dec 2, 2024 to Jan 17, 2025
- HQ city · unset to Dec 2, 2024 to Jan 17, 2025
- HQ state · unset to Dec 2, 2024 to Jan 17, 2025
- Legal name · STONE SUMMIT WEALTH to STONE SUMMIT WEALTH LLCDec 2, 2024 to Jan 17, 2025
- Discretionary RAUM · $321M to $358MDec 2, 2024 to Jan 17, 2025
- HNW RAUM · $272M to $304MDec 2, 2024 to Jan 17, 2025
- Individual RAUM · $48.3M to $53.7MDec 2, 2024 to Jan 17, 2025
- RAUM · $321M to $358MDec 2, 2024 to Jan 17, 2025
- Legal name · STONE POINT WEALTH LLC to STONE SUMMIT WEALTHNov 14, 2024 to Nov 14, 2024
- Accounts · 504 to 772Feb 7, 2023 to Feb 6, 2024
- HNW clients · 97 to 126Feb 7, 2023 to Feb 6, 2024
- Individual clients · 53 to 68Feb 7, 2023 to Feb 6, 2024
- Discretionary RAUM · $269M to $321MFeb 7, 2023 to Feb 6, 2024
- HNW RAUM · $228M to $272MFeb 7, 2023 to Feb 6, 2024
- Individual RAUM · $40.6M to $48.3MFeb 7, 2023 to Feb 6, 2024
- RAUM · $269M to $321MFeb 7, 2023 to Feb 6, 2024
- Accounts · 484 to 504Dec 12, 2022 to Feb 7, 2023
- HNW clients · 110 to 97Dec 12, 2022 to Feb 7, 2023
- Individual clients · 59 to 53Dec 12, 2022 to Feb 7, 2023
- Discretionary RAUM · $266M to $269MDec 12, 2022 to Feb 7, 2023
- HNW RAUM · $237M to $228MDec 12, 2022 to Feb 7, 2023
- Individual RAUM · $29.2M to $40.6MDec 12, 2022 to Feb 7, 2023
- RAUM · $266M to $269MDec 12, 2022 to Feb 7, 2023
- Accounts · 354 to 484Dec 5, 2022 to Dec 9, 2022
- HNW clients · 68 to 110Dec 5, 2022 to Dec 9, 2022
- Individual clients · 37 to 59Dec 5, 2022 to Dec 9, 2022
- Discretionary RAUM · $174M to $266MDec 5, 2022 to Dec 9, 2022
- HNW RAUM · $161M to $237MDec 5, 2022 to Dec 9, 2022
- Individual RAUM · $13.9M to $29.2MDec 5, 2022 to Dec 9, 2022
Signals
2 dated events
- Otto Jeremiah Spitzberg (Founding Partner) appeared on Schedule A of Stone Summit Wealth LlcJan 14, 2022 · Control person joined · fact
- Stone Point Wealth Llc filed its initial SEC registration (Form ADV)Jan 4, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- jason@stonesummitwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jerry@stonesummitwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 561-312-1586reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 305-491-9396reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 561-251-6796reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- stonesummitwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-491-9396reportedpublic record, Form ADV, Jan 14, 2026
- Contact form
- stonesummitwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $148Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026