DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••• W•••••
Legal name E••• W•••••• L••
Latest filing Mar 29, 2026
First filing on the tape Jun 13, 2021 · 19 filings
SEC status approved since Jul 13, 2021
RAUM
$451M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$444M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$90.2M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$451M as of Mar 29, 2026
Mar 31, 2022$268M then
HNW client RAUM$406M as of Mar 29, 2026
Mar 31, 2022$200M then
State-registered IARs (5.B.3)4 as of Mar 29, 2026
Mar 31, 20222 then
Employees (5.A)7 as of Mar 29, 2026
Mar 31, 20222 then
Private funds: no history
RAUM +6.3% over the last fiscal year+19% a year over threeIARs 3 to 4offices 1 to 0
Practice profile
derived from the filing of Mar 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $90.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $520,651derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -21%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$406M90%
- Individuals$38.0M8.4%
- Pension and profit-sharing plans$6.2M1.4%
- Corporations and businesses$792,8650.2%
- Individual clients
- 79reported
- HNW clients
- 140reported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 866reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• C••••••••• M•••••••Certified Financial Planner | A•••••, Tx | Jul 14, 2021 | 11 y | 1 |
| D•••• L•••• M•••••••Certified Financial Planner | A•••••, Tx | Jul 15, 2021 | 32 y | 1 |
| D••••• L•••• S••••••Certified Financial Planner | A•••••, Tx | Apr 12, 2022 | 12 y | 1 |
| D••••• C••••••••• C•••• M••••••• | A•••••, Tx | Mar 18, 2025 | 13 y | 0 |
| Z•••••••• R••••• W••• | A•••••, Tx | Mar 28, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- R••• M•••••••• to A••••• P•••••• W•••••• L••Sep 28, 2023 · RIA to RIA
Joined, latest
- R••• M•••••••• from A••••••••• F•••••••• S•••••••• L••Dec 13, 2022 · Affiliated broker-dealer or bank to independent RIA
- D••••• L•••• S•••••• from A••••••••• F•••••••• S•••••••• L••Apr 12, 2022 · Affiliated broker-dealer or bank to independent RIA
- D•••• L•••• M••••••• from A••••••••• F•••••••• S•••••••• L••Jul 15, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- W•••••• C••••••••• M••••••• from A••••••••• F•••••••• S•••••••• L••Jul 14, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from A••••••••• F•••••••• S•••••••• L••Jul 19, 2021 · A•••••, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• D••••• L•••• · Chief Compliance Officer, Chief Executive Officer And Managing Membercontrolsince 07/2021 · owns 50% to 75%
- M•••••••• W••••••• C••••••••• · Chief Operating Officer And Managing Membercontrolsince 07/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| A•••••, Tx · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 29, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $424,037,926 to $450,883,694, advisors 3 to 4, private clients 277 to 219, offices 1 to 0 (2025-03-18 to 2026-03-29)peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 951 to 866Aug 28, 2025 to Mar 29, 2026
- Corporate clients · 6 to 2Aug 28, 2025 to Mar 29, 2026
- Individual clients · 137 to 79Aug 28, 2025 to Mar 29, 2026
- Pension plan clients · unset to 3.0Aug 28, 2025 to Mar 29, 2026
- State-registered IARs · 3 to 4Aug 28, 2025 to Mar 29, 2026
- Other offices · 1 to 0Aug 28, 2025 to Mar 29, 2026
- Discretionary RAUM · $414M to $445MAug 28, 2025 to Mar 29, 2026
- HNW RAUM · $358M to $406MAug 28, 2025 to Mar 29, 2026
- Individual RAUM · $59.1M to $38.0MAug 28, 2025 to Mar 29, 2026
- Non-discretionary RAUM · $9.7M to $6.2MAug 28, 2025 to Mar 29, 2026
- Pension RAUM · unset to 6233717.0Aug 28, 2025 to Mar 29, 2026
- RAUM · $424M to $451MAug 28, 2025 to Mar 29, 2026
- Financial planning clients · 0 to 0Mar 18, 2025 to Aug 28, 2025
- Accounts · 894 to 951Oct 21, 2024 to Mar 18, 2025
- Advisory employees · 4 to 3Oct 21, 2024 to Mar 18, 2025
- Corporate clients · 2 to 6Oct 21, 2024 to Mar 18, 2025
- HNW clients · 134 to 140Oct 21, 2024 to Mar 18, 2025
- Pension plan clients · 5.0 to unsetOct 21, 2024 to Mar 18, 2025
- State-registered IARs · 4 to 3Oct 21, 2024 to Mar 18, 2025
- Other offices · 0 to 1Oct 21, 2024 to Mar 18, 2025
- Discretionary RAUM · $333M to $414MOct 21, 2024 to Mar 18, 2025
- HNW RAUM · $281M to $358MOct 21, 2024 to Mar 18, 2025
- Individual RAUM · $48.3M to $59.1MOct 21, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $4.4M to $9.7MOct 21, 2024 to Mar 18, 2025
- Pension RAUM · 5703646.0 to unsetOct 21, 2024 to Mar 18, 2025
- RAUM · $337M to $424MOct 21, 2024 to Mar 18, 2025
- Accounts · 766 to 894Oct 5, 2023 to Mar 7, 2024
- Corporate clients · unset to 2.0Oct 5, 2023 to Mar 7, 2024
- HNW clients · 114 to 134Oct 5, 2023 to Mar 7, 2024
- Individual clients · 147 to 137Oct 5, 2023 to Mar 7, 2024
- Pension plan clients · unset to 5.0Oct 5, 2023 to Mar 7, 2024
- Discretionary RAUM · $267M to $333MOct 5, 2023 to Mar 7, 2024
- HNW RAUM · $219M to $281MOct 5, 2023 to Mar 7, 2024
- Individual RAUM · $47.0M to $48.3MOct 5, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $0 to $4.4MOct 5, 2023 to Mar 7, 2024
- Pension RAUM · unset to 5703646.0Oct 5, 2023 to Mar 7, 2024
- RAUM · $267M to $337MOct 5, 2023 to Mar 7, 2024
- Accounts · 707 to 766Sep 9, 2022 to Jan 25, 2023
- Advisory employees · 2 to 4Sep 9, 2022 to Jan 25, 2023
- HNW clients · 81 to 114Sep 9, 2022 to Jan 25, 2023
Signals
5 dated events
- R••• M•••••••• left E••• W••••• for A••••• P•••••• W•••••• L•• (registered 2023-11-09)Sep 28, 2023 · Advisor changed firm · fact
- C•••• Sofia M••••••• (Managing Member) no longer on Schedule A of E••• W••••• (listed 2021-07-15, absent 2021-07-15)Jul 15, 2021 · Control person left · inference
- Lewis David M••••••• (Chief Executive Officer And Managing Member) appeared on Schedule A of E••• W•••••Jul 15, 2021 · Control person joined · fact
- C••••••••• W•••••• M••••••• (Chief Operating Officer) appeared on Schedule A of E••• W•••••Jul 14, 2021 · Control person joined · fact
- E••• W••••• filed its initial SEC registration (Form ADV)Jun 13, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@enziwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 512-795-0030reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/enzi-wealth/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- enziwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-795-0030reportedpublic record, Form ADV, Mar 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $90.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026