DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Austin Private Wealth, LLC

Former SEC-registered adviserAustin, TexasCRD 304344SEC 801-116987websiteIAPD
Latest filing Feb 17, 2026
First filing on the tape Jun 19, 2019 · 25 filings
SEC status approved since Jul 18, 2019
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
20 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$0 as of Feb 17, 2026
Mar 17, 2020$434M then
HNW client RAUM$1.1B as of Aug 15, 2025
Mar 17, 2020$266M then
State-registered IARs (5.B.3)20 as of Feb 17, 2026
Mar 17, 20207 then
Employees (5.A)25 as of Feb 17, 2026
Mar 17, 202014 then
Private funds: no history
RAUM -100% over the last fiscal yearIARs 20 to 20
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
10.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-100%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Financial planning clients
500reportedItem 5.H
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
500reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
19 left, 0 joined in 12 months
net -19 in 12 months0 left in 90 days0 joined in 90 days20 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Marie Raoul Celerier · Managing Membercontrol
    since 07/2019 · owns 25% to 50%
  • Dan Kraus · Managing Member & Chief Compliance Officercontrol
    since 07/2019 · owns 25% to 50%
  • Charles Joshua Dvorak · Managing Member
    since 01/2023 · owns less than 5%
  • Thi Kieu Le · Managing Member
    since 07/2019 · owns 5% to 10%
  • James Alex Wagner · Managing Member
    since 07/2019 · owns 10% to 25%
  • Edward Kevin Weaver · Managing Member
    since 01/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Austin, Tx · principal00181
West Jordan, Ut001
Offices
Schedule D 1.F, the 25 largest
  • Corpus Christi, TX1 employees
What changed
consecutive filings, newest first
  • Accounts · 5,781 to 0
    Aug 15, 2025 to Feb 17, 2026
  • HNW clients · 556.0 to unset
    Aug 15, 2025 to Feb 17, 2026
  • Individual clients · 764.0 to unset
    Aug 15, 2025 to Feb 17, 2026
  • Pension plan clients · 8.0 to unset
    Aug 15, 2025 to Feb 17, 2026
  • Assets in custody · 1071983824.0 to unset
    Aug 15, 2025 to Feb 17, 2026
  • Custody of client assets · true to false
    Aug 15, 2025 to Feb 17, 2026
  • Employees · 27 to 25
    Aug 15, 2025 to Feb 17, 2026
  • Financial planning clients · 51-100 to More than 500
    Aug 15, 2025 to Feb 17, 2026
  • Discretionary RAUM · $1.3B to $0
    Aug 15, 2025 to Feb 17, 2026
  • HNW RAUM · 1063177127.0 to unset
    Aug 15, 2025 to Feb 17, 2026
  • Individual RAUM · 241294264.0 to unset
    Aug 15, 2025 to Feb 17, 2026
  • Non-discretionary RAUM · $9.5M to $0
    Aug 15, 2025 to Feb 17, 2026
  • Pension RAUM · 26700427.0 to unset
    Aug 15, 2025 to Feb 17, 2026
  • RAUM · $1.3B to $0
    Aug 15, 2025 to Feb 17, 2026
  • Accounts · 5,094 to 5,781
    Sep 27, 2024 to Mar 25, 2025
  • HNW clients · 643 to 556
    Sep 27, 2024 to Mar 25, 2025
  • Individual clients · 623 to 764
    Sep 27, 2024 to Mar 25, 2025
  • Pension plan clients · 10 to 8
    Sep 27, 2024 to Mar 25, 2025
  • Assets in custody · $794M to $1.1B
    Sep 27, 2024 to Mar 25, 2025
  • Employees · 23 to 27
    Sep 27, 2024 to Mar 25, 2025
  • Financial planning clients · 251-500 to 51-100
    Sep 27, 2024 to Mar 25, 2025
  • State-registered IARs · 16 to 20
    Sep 27, 2024 to Mar 25, 2025
  • Discretionary RAUM · $1.0B to $1.3B
    Sep 27, 2024 to Mar 25, 2025
  • HNW RAUM · $872M to $1.1B
    Sep 27, 2024 to Mar 25, 2025
  • Individual RAUM · $162M to $241M
    Sep 27, 2024 to Mar 25, 2025
  • Non-discretionary RAUM · $10.1M to $9.5M
    Sep 27, 2024 to Mar 25, 2025
  • Pension RAUM · $21.8M to $26.7M
    Sep 27, 2024 to Mar 25, 2025
  • RAUM · $1.1B to $1.3B
    Sep 27, 2024 to Mar 25, 2025
  • Accounts · 4,248 to 5,094
    Apr 10, 2023 to Mar 14, 2024
  • HNW clients · 496 to 643
    Apr 10, 2023 to Mar 14, 2024
  • Individual clients · 639 to 623
    Apr 10, 2023 to Mar 14, 2024
  • Pension plan clients · 13 to 10
    Apr 10, 2023 to Mar 14, 2024
  • Assets in custody · $444M to $794M
    Apr 10, 2023 to Mar 14, 2024
  • Employees · 21 to 23
    Apr 10, 2023 to Mar 14, 2024
  • Financial planning clients · 51-100 to 251-500
    Apr 10, 2023 to Mar 14, 2024
  • State-registered IARs · 14 to 16
    Apr 10, 2023 to Mar 14, 2024
  • Discretionary RAUM · $812M to $1.0B
    Apr 10, 2023 to Mar 14, 2024
  • HNW RAUM · $650M to $872M
    Apr 10, 2023 to Mar 14, 2024
  • Individual RAUM · $148M to $162M
    Apr 10, 2023 to Mar 14, 2024
  • Non-discretionary RAUM · $11.3M to $10.1M
    Apr 10, 2023 to Mar 14, 2024
Signals
28 dated events
  • Austin Private Wealth, Llc no longer on the SEC adviser roster (last listed 2026-05-01)
    Jun 1, 2026 · Left the SEC roster · derived
  • Phimporn Tobchan left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Noe Lopez left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Hayley Elizabeth Swaim left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Ryan Mcconeghy left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Reagan Dean Stephenson left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Kyle Patrick Cook left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Sarah Ruth Mcnutt left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Dan Kraus left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-07)
    Feb 18, 2026 · Advisor changed firm · fact
  • Alison Fields Cassorla left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Sujatha Theddu left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Kieu Lê Turk left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Alyssa Sternadel left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Taynia Salafai Vakapuna left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Kenneth Paul Daly left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Alex James Wagner left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Dimitrian Patrick Jimenez left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-06)
    Feb 18, 2026 · Advisor changed firm · fact
  • Kevin Edward Weaver left Austin Private Wealth, Llc for Cerity Partners Llc (registered 2026-01-07)
    Feb 18, 2026 · Advisor changed firm · fact
  • Raoul Marie Celerier left Austin Private Wealth, Llc for Cerity Partners Retirement Plan Consultants (registered 2026-01-07)
    Feb 18, 2026 · Advisor changed firm · fact
  • Austin Private Wealth, LLC's advisors moved to Cerity Partners LLC (Austin, TX): 17 of 18 registered, on the same day
    Feb 18, 2026 · Firm absorbed (people side) · derived
  • Austin Private Wealth, Llc reported RAUM $0, down 100% from $1.3B (2025-08-15 to 2026-02-17)
    Feb 17, 2026 · RAUM change · derived
  • Madisen Beatryce Karlson left Austin Private Wealth, Llc for Ep Wealth Advisors (registered 2025-10-09)
    Sep 18, 2025 · Advisor changed firm · fact
  • Joshua Charles Dvorak left Austin Private Wealth, Llc for Farther (registered 2025-08-08)
    Aug 4, 2025 · Advisor changed firm · fact
  • Austin Private Wealth, Llc reported RAUM $1.3B, up 26% from $1.1B (2024-09-27 to 2025-03-25)
    Mar 25, 2025 · RAUM change · derived
  • Austin Private Wealth, Llc reported RAUM $1.1B, up 28% from $823.1M (2023-04-10 to 2024-03-14)
    Mar 14, 2024 · RAUM change · derived
  • Austin Private Wealth, Llc reported RAUM $853.7M, up 47% from $579.0M (2021-03-12 to 2022-03-25)
    Mar 25, 2022 · RAUM change · derived
  • Austin Private Wealth, Llc reported RAUM $579.0M, up 33% from $434.1M (2021-02-10 to 2021-03-12)
    Mar 12, 2021 · RAUM change · derived
  • Austin Private Wealth filed its initial SEC registration (Form ADV)
    Jun 19, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026