DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• M•••••••••
Legal name M••••• A••••••• L••
Latest filing Jun 3, 2026
First filing on the tape Jul 30, 2021 · 9 filings
SEC status approved since Sep 2, 2021
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$2.4B as of Jun 3, 2026
Jun 23, 2022$658M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 3, 2026
Jun 23, 20220 then
Employees (5.A)7 as of Jun 3, 2026
Jun 23, 20227 then
Private funds5 as of Jun 3, 2026
Jun 23, 20224 then
RAUM +209% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $298MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +46%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.96 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••• A••••••••• L• | Other Private Fund | $514M | 2 | Mar 31, 2017 |
| M••••• O••••••• P••••••••• L• | Hedge Fund | $232M | 9 | Dec 12, 2018 |
| C•••••• P•••••••• L••• • M••••• A••••••••• S••••• | Hedge Fund | $142M | 2 | Jun 23, 2022 |
| C•••••• P•••••••• L••• • M••••• M••••••••• S••••• | Hedge Fund | $62.1M | 2 | Jun 23, 2022 |
Owners and control persons
Schedule A and B, latest filing
- H••••• T•••••• L••• R•••••••• · Founder & Chief Investment Officercontrolsince 01/2018 · owns 75% or more
- M••••• K••••• A••••• R•••••• · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- S••••• P••••• J•••• · Partner & Investment Analystcontrolsince 07/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
- M••••• A••••••••• M••• L•pooled vehicle sponsorn
- M••••• G• L•bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 8May 23, 2025 to Jun 3, 2026
- Advisory employees · 4 to 5May 23, 2025 to Jun 3, 2026
- Pooled vehicle clients · 6 to 5May 23, 2025 to Jun 3, 2026
- Employees · 6 to 7May 23, 2025 to Jun 3, 2026
- Discretionary RAUM · $1.3B to $2.4BMay 23, 2025 to Jun 3, 2026
- Pooled vehicle RAUM · $1.2B to $2.3BMay 23, 2025 to Jun 3, 2026
- RAUM · $1.3B to $2.4BMay 23, 2025 to Jun 3, 2026
- Accounts · 6 to 7Oct 16, 2024 to May 23, 2025
- Pooled vehicle clients · 5 to 6Oct 16, 2024 to May 23, 2025
- Financial planning clients · unset to Oct 16, 2024 to May 23, 2025
- HQ state · unset to Oct 16, 2024 to May 23, 2025
- Private funds · 4 to 5Oct 16, 2024 to May 23, 2025
- Discretionary RAUM · $1.1B to $1.3BOct 16, 2024 to May 23, 2025
- Pooled vehicle RAUM · $1.1B to $1.2BOct 16, 2024 to May 23, 2025
- RAUM · $1.1B to $1.3BOct 16, 2024 to May 23, 2025
- Discretionary RAUM · $772M to $1.1BJun 28, 2023 to May 17, 2024
- Pooled vehicle RAUM · $732M to $1.1BJun 28, 2023 to May 17, 2024
- RAUM · $772M to $1.1BJun 28, 2023 to May 17, 2024
- Advisory employees · 5 to 4Jan 10, 2023 to May 24, 2023
- Employees · 7 to 6Jan 10, 2023 to May 24, 2023
- Discretionary RAUM · $658M to $772MJan 10, 2023 to May 24, 2023
- Pooled vehicle RAUM · $618M to $732MJan 10, 2023 to May 24, 2023
- RAUM · $658M to $772MJan 10, 2023 to May 24, 2023
- Accounts · 4 to 6Jul 30, 2021 to Jun 23, 2022
- Advisory employees · 4 to 5Jul 30, 2021 to Jun 23, 2022
- Advisory activities · 1 to 2Jul 30, 2021 to Jun 23, 2022
- Business name · M••••• A••••••• L•• to M••••• M•••••••••Jul 30, 2021 to Jun 23, 2022
- Pooled vehicle clients · 3 to 5Jul 30, 2021 to Jun 23, 2022
- Assets in custody · unset to 0.0Jul 30, 2021 to Jun 23, 2022
- Custody of client assets · false to trueJul 30, 2021 to Jun 23, 2022
- Employees · 5 to 7Jul 30, 2021 to Jun 23, 2022
- HQ city · MAYFAIR, LONDON to LONDONJul 30, 2021 to Jun 23, 2022
- Private funds · 2 to 4Jul 30, 2021 to Jun 23, 2022
- Discretionary RAUM · $320M to $658MJul 30, 2021 to Jun 23, 2022
- Pooled vehicle RAUM · $281M to $618MJul 30, 2021 to Jun 23, 2022
- RAUM · $320M to $658MJul 30, 2021 to Jun 23, 2022
- Succession · true to falseJul 30, 2021 to Jun 23, 2022
Signals
7 dated events
- M••••• M••••••••• reported RAUM $2.4B, up 90% from $1.3B (2025-05-23 to 2026-06-03)Jun 3, 2026 · RAUM change · derived
- M••••• M••••••••• reported RAUM $1.1B, up 46% from $771.8M (2023-06-28 to 2024-05-17)May 17, 2024 · RAUM change · derived
- Susan Deborah Tanner (Chief Compliance Officer) no longer on Schedule A of M••••• M••••••••• (listed 2022-06-23, absent 2023-01-10)Jan 10, 2023 · Control person left · inference
- Andrew Royston Kevin Mandy (Chief Compliance Officer) appeared on Schedule A of M••••• M•••••••••Jan 10, 2023 · Control person joined · fact
- M••••• M••••••••• reported RAUM $657.8M, up 106% from $319.7M (2021-07-30 to 2022-06-23)Jun 23, 2022 · RAUM change · derived
- M••••• A••••••• L•• filed its initial SEC registration (Form ADV)Jul 30, 2021 · First SEC registration · fact
- M••••• A••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 30, 2021 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44 20 3848 7530reportedpublic record, Form ADV, Jun 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026