DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M••••• A••••••••• L•
Gross asset value
$514M
as of Oct 16, 2024; not a fund size
Peak GAV
$514M
highest filing
Owners
2
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
15%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
17 filings
Mar 31, 2017 to Oct 16, 2024
Reporting history
one row per Form ADV filing
Gross asset value$514M as of Oct 16, 2024
Mar 31, 2017$62.1M then
Owners2 as of Oct 16, 2024
Mar 31, 20171 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-275521reportedthe join to the Form D offering
- Type as written
- INVESTMENT TRADING FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- Credit Suisse InternationalLondon, United Kingdom · LEI E58DKGMJYYYJLN8C3868
- J.P. Morgan Securities LLCSan Francisco, California · LEI ZBUT11V806EZRVTWT807
- Jpmorgan Chase Bank, NyNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch InternationalLondon, United Kingdom · LEI GGDZP1UYGU9STUHRDP48
- Morgan Stanley & Co. LLCNew York, New York · LEI 9R7GPTSO7KV3UQJZQ078
- Northern Trust International Banking CorporationJersey City, New Jersey
Across DFX
shared identifiers only
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 15%reportedadviser and related persons