DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Muirfield Wealth Advisors LLC
Latest filing Jan 30, 2026
First filing on the tape Jul 29, 2021 · 13 filings
SEC status approved since Sep 1, 2021
RAUM
$256M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$256M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$128M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$256M as of Jan 30, 2026
Feb 8, 2022$179M then
HNW client RAUM$226M as of Jan 30, 2026
Feb 8, 2022$151M then
State-registered IARs (5.B.3)2 as of Jan 30, 2026
Feb 8, 20222 then
Employees (5.A)3 as of Jan 30, 2026
Feb 8, 20224 then
Private funds: no history
RAUM +8.9% over the last fiscal year+16% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $128MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 72derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $528,463derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $17.9M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$226M89%
- Individuals$29.4M11%
- Individual clients
- 77reported
- HNW clients
- 66reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 484reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $17.9M for 9 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joshua Reese BaileyCertified Financial Planner | Charlotte, Nc | Sep 30, 2021 | 11 y | 2 |
| Philip Reese BaileyCertified Financial Planner | Charlotte, Nc | Sep 30, 2021 | 42 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Joshua Reese Bailey from Carroll Financial Associates IncSep 30, 2021 · RIA to a newly registered adviser
- Philip Reese Bailey from Carroll Financial Associates IncSep 30, 2021 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Carroll Financial Associates IncSep 30, 2021 · Charlotte, Nc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Reese Joshua Bailey · Member / Principalcontrolsince 07/2021 · owns less than 5%
- Reese Philip Bailey · Managing Member / Managing Principal And Chief Compliance Officercontrolsince 07/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlotte, Nc · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 459 to 484Feb 21, 2025 to Jan 30, 2026
- HNW clients · 61 to 66Feb 21, 2025 to Jan 30, 2026
- Individual clients · 84 to 77Feb 21, 2025 to Jan 30, 2026
- Assets in custody · $25.6M to $17.9MFeb 21, 2025 to Jan 30, 2026
- Employees · 4 to 3Feb 21, 2025 to Jan 30, 2026
- Discretionary RAUM · $235M to $256MFeb 21, 2025 to Jan 30, 2026
- HNW RAUM · $202M to $226MFeb 21, 2025 to Jan 30, 2026
- Individual RAUM · $32.7M to $29.4MFeb 21, 2025 to Jan 30, 2026
- RAUM · $235M to $256MFeb 21, 2025 to Jan 30, 2026
- Accounts · 420 to 459May 17, 2024 to Feb 21, 2025
- HNW clients · 47 to 61May 17, 2024 to Feb 21, 2025
- Individual clients · 85 to 84May 17, 2024 to Feb 21, 2025
- Assets in custody · $10.2M to $25.6MMay 17, 2024 to Feb 21, 2025
- Financial planning clients · 11-25 to 11-25May 17, 2024 to Feb 21, 2025
- Discretionary RAUM · $189M to $235MMay 17, 2024 to Feb 21, 2025
- HNW RAUM · $150M to $202MMay 17, 2024 to Feb 21, 2025
- Individual RAUM · $39.0M to $32.7MMay 17, 2024 to Feb 21, 2025
- RAUM · $189M to $235MMay 17, 2024 to Feb 21, 2025
- Accounts · 405 to 420Feb 24, 2023 to Mar 8, 2024
- HNW clients · 52 to 47Feb 24, 2023 to Mar 8, 2024
- Individual clients · 135 to 85Feb 24, 2023 to Mar 8, 2024
- Assets in custody · $6.3M to $10.2MFeb 24, 2023 to Mar 8, 2024
- Employees · 3 to 4Feb 24, 2023 to Mar 8, 2024
- Financial planning clients · 1-10 to 11-25Feb 24, 2023 to Mar 8, 2024
- Discretionary RAUM · $162M to $189MFeb 24, 2023 to Mar 8, 2024
- HNW RAUM · $129M to $150MFeb 24, 2023 to Mar 8, 2024
- Individual RAUM · $32.0M to $39.0MFeb 24, 2023 to Mar 8, 2024
- RAUM · $162M to $189MFeb 24, 2023 to Mar 8, 2024
- Accounts · 361 to 405Feb 8, 2022 to Feb 24, 2023
- HNW clients · 58 to 52Feb 8, 2022 to Feb 24, 2023
- Individual clients · 79 to 135Feb 8, 2022 to Feb 24, 2023
- Assets in custody · $3.3M to $6.3MFeb 8, 2022 to Feb 24, 2023
- Employees · 4 to 3Feb 8, 2022 to Feb 24, 2023
- Discretionary RAUM · $179M to $162MFeb 8, 2022 to Feb 24, 2023
- HNW RAUM · $151M to $129MFeb 8, 2022 to Feb 24, 2023
- Individual RAUM · $8.0M to $32.0MFeb 8, 2022 to Feb 24, 2023
- RAUM · $179M to $162MFeb 8, 2022 to Feb 24, 2023
- Accounts · 353 to 361Dec 13, 2021 to Feb 8, 2022
- Charity clients · 1.0 to unsetDec 13, 2021 to Feb 8, 2022
- HNW clients · 9 to 58Dec 13, 2021 to Feb 8, 2022
Signals
1 dated events
- Wintergreen Wealth Llc filed its initial SEC registration (Form ADV)Jul 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 704-442-0047reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 704-442-0123reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/muirfield-wealth-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- muirfieldwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (704) 442-0047reportedpublic record, Form ADV, Jan 30, 2026
- Contact form
- muirfieldwealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $128Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026