DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••• C••••••
Legal name R••••••• C•••••• A•••••• L••
Latest filing Jun 22, 2026
First filing on the tape Nov 29, 2021 · 16 filings
SEC status approved since Jan 3, 2022
RAUM
$431M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$431M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
100
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$431M as of Jun 22, 2026
Mar 31, 2022$948M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 22, 2026
Mar 31, 20220 then
Employees (5.A)6 as of Jun 22, 2026
Mar 31, 202224 then
Private funds100 as of Jun 22, 2026
Mar 31, 2022161 then
RAUM -20% over the last fiscal year-11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $431MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $431M, 102 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$431M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 102reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $431M for 102 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• K•••• Y•• K• | New York, Ny | Mar 26, 2024 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••• K•••• Y•• K• from A•••••••••Mar 26, 2024 · Other
Private funds
149 reported on Schedule D 7.B.(1)
All funds of R••••••• C••••••
Owners and control persons
Schedule A and B, latest filing
- S••••• R•••••• V••••••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- S••••••••• J••••••• P•••• · Managing D•••••Orcontrolsince 04/2024 · owns less than 5%
- N•••••• K•••••••• D•• T•• · Ownercontrolsince 01/2019 · owns F of O••••••• I•••
Entity owners
- O••••••• I••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- A••••••• F••• I• G• L••pooled vehicle sponsory
- A••••••• F••• I• G• L••pooled vehicle sponsory
- O••••••• B••••• L••broker-dealern
- O••••••• P••••• L••broker-dealern
- R•••••••• V•••••• F••• I• •••• G• L•••pooled vehicle sponsory
- R•••••••• V•••••• F••• I• G• L••pooled vehicle sponsory
- R••••••• A• C•••••• I• A• S••••• O• R••••••• C•••••• M••••• G• L••pooled vehicle sponsory
- R••••••• G••••• I••• A• S••••• O• R••••••• C•••••• M••••• G• L••pooled vehicle sponsory
- R••••••• O•••••• V•• A• S••••• O• R••••••• C•••••• M••••• G• L••pooled vehicle sponsory
- R••••••• O•••••• V••• A• S••••• O• R••••••• C•••••• M••••• G• L••pooled vehicle sponsory
- R••••••• O•••••• V•••• A• S••••• O• R••••••• C•••••• M••••• G• L••pooled vehicle sponsory
- R••••••• C•••••• G• L••pooled vehicle sponsory
- R••••••• C•••••• I• A• S••••• O• R••••••• C•••••• M••••• G• L••pooled vehicle sponsory
- R••••••• C••••• G•• L••pooled vehicle sponsory
- R••••••• D••• R••• A•••••• L••investment advisern
- R••••••• D••• R••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Jun 22, 2026private funds per $1B of RAUM of 232.0 against a peer median of 20.7 (710 comparable advisers, 100.0th percentile, 16.2 robust deviations)peers: asset managers, $100M to $500M (710) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 106 to 102Jul 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 106 to 102Jul 28, 2025 to Mar 27, 2026
- Assets in custody · $538M to $431MJul 28, 2025 to Mar 27, 2026
- Private funds · 103 to 100Jul 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $538M to $431MJul 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $538M to $431MJul 28, 2025 to Mar 27, 2026
- RAUM · $538M to $431MJul 28, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 28, 2025
- Accounts · 157 to 106Jul 29, 2024 to Mar 28, 2025
- Advisory employees · 5 to 2Jul 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 157 to 106Jul 29, 2024 to Mar 28, 2025
- Assets in custody · $663M to $538MJul 29, 2024 to Mar 28, 2025
- Employees · 11 to 6Jul 29, 2024 to Mar 28, 2025
- Private funds · 120 to 103Jul 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $691M to $538MJul 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $691M to $538MJul 29, 2024 to Mar 28, 2025
- RAUM · $691M to $538MJul 29, 2024 to Mar 28, 2025
- Private funds · 153 to 120May 17, 2024 to Jul 29, 2024
- BD registered reps · 1 to 0Mar 29, 2024 to May 17, 2024
- Accounts · 173 to 157Feb 23, 2024 to Mar 29, 2024
- Advisory employees · 8 to 5Feb 23, 2024 to Mar 29, 2024
- Pooled vehicle clients · 173 to 157Feb 23, 2024 to Mar 29, 2024
- Assets in custody · $621M to $663MFeb 23, 2024 to Mar 29, 2024
- Employees · 21 to 11Feb 23, 2024 to Mar 29, 2024
- Private funds · 173 to 153Feb 23, 2024 to Mar 29, 2024
- Discretionary RAUM · $621M to $691MFeb 23, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $621M to $691MFeb 23, 2024 to Mar 29, 2024
- RAUM · $621M to $691MFeb 23, 2024 to Mar 29, 2024
- Accounts · 156 to 173Jan 26, 2023 to Mar 31, 2023
- Advisory employees · 9 to 8Jan 26, 2023 to Mar 31, 2023
- BD registered reps · 0 to 1Jan 26, 2023 to Mar 31, 2023
- Pooled vehicle clients · 156 to 173Jan 26, 2023 to Mar 31, 2023
- Assets in custody · $948M to $621MJan 26, 2023 to Mar 31, 2023
- Employees · 24 to 21Jan 26, 2023 to Mar 31, 2023
- Private funds · 161 to 173Jan 26, 2023 to Mar 31, 2023
- Discretionary RAUM · $948M to $621MJan 26, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $948M to $621MJan 26, 2023 to Mar 31, 2023
- RAUM · $948M to $621MJan 26, 2023 to Mar 31, 2023
- Legal name · R••••••• C•••••• A••••••S LLC to R••••••• C•••••• A•••••• L••Mar 31, 2022 to Dec 19, 2022
- Accounts · 137 to 156Nov 29, 2021 to Mar 31, 2022
Signals
21 dated events
- Paige Jessica Strombelline (Managing Director) appeared on Schedule A of R••••••• C••••••May 17, 2024 · Control person joined · fact
- Ian Epstein (Chief Executive Officer) no longer on Schedule A of R••••••• C•••••• (listed 2024-03-29, absent 2024-05-17)May 17, 2024 · Control person left · inference
- Ian Epstein (Chief Executive Officer) appeared on Schedule A of R••••••• C••••••Feb 23, 2024 · Control person joined · fact
- Giovanni Corrado (Chief Compliance Officer) no longer on Schedule A of R••••••• C•••••• (listed 2023-08-30, absent 2024-02-23)Feb 23, 2024 · Control person left · inference
- Raymond Maxwell Rich (Head Of Legal) no longer on Schedule A of R••••••• C•••••• (listed 2023-08-30, absent 2024-02-23)Feb 23, 2024 · Control person left · inference
- Vanneman Robert Spake (Chief Compliance Officer) appeared on Schedule A of R••••••• C••••••Feb 23, 2024 · Control person joined · fact
- Imdadul Mohammed Islam (Senior Director) no longer on Schedule A of R••••••• C•••••• (listed 2023-08-30, absent 2024-02-23)Feb 23, 2024 · Control person left · inference
- Giovanni Corrado (Chief Compliance Officer) appeared on Schedule A of R••••••• C••••••Aug 30, 2023 · Control person joined · fact
- Brittany Fayth Cambas (Chief Compliance Officer) no longer on Schedule A of R••••••• C•••••• (listed 2023-05-24, absent 2023-08-30)Aug 30, 2023 · Control person left · inference
- Brittany Fayth Cambas (Chief Compliance Officer) appeared on Schedule A of R••••••• C••••••May 24, 2023 · Control person joined · fact
- Clare Dania Piscetta (Counsel) no longer on Schedule A of R••••••• C•••••• (listed 2023-03-31, absent 2023-05-24)May 24, 2023 · Control person left · inference
- Jean Veronica Leduc (Chief Compliance Officer) no longer on Schedule A of R••••••• C•••••• (listed 2023-03-31, absent 2023-05-24)May 24, 2023 · Control person left · inference
- Clark Adam Hull (Managing Director) no longer on Schedule A of R••••••• C•••••• (listed 2023-01-26, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- R••••••• C•••••• reported RAUM $621.1M, down 34% from $948.0M (2023-01-26 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Raymond Maxwell Rich (Manager Director, Head Of Legal) appeared on Schedule A of R••••••• C••••••Dec 19, 2022 · Control person joined · fact
- I Mohammed Islam (Senior Director) appeared on Schedule A of R••••••• C••••••Dec 19, 2022 · Control person joined · fact
- Adam Hull (Managing Director) appeared on Schedule A of R••••••• C••••••Dec 19, 2022 · Control person joined · fact
- Clare Dania Piscetta (Counsel) appeared on Schedule A of R••••••• C••••••Dec 19, 2022 · Control person joined · fact
- Jean Veronica Leduc (Chief Compliance Officer) appeared on Schedule A of R••••••• C••••••Dec 19, 2022 · Control person joined · fact
- R••••••• C•••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Nov 29, 2021 · Succession (Item 4) · fact
- R••••••• C•••••• filed its initial SEC registration (Form ADV)Nov 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- R••••••• C•••••• · Private Equityshared crd · organization
- R••••••• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/republic-capital/mycompanyreportedpublic record, Form ADV, Sep 19, 2026
- Website
- r•••••••••.coreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 5853600717reportedpublic record, Form ADV, Jun 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $431Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026