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Former SEC-registered adviser

H••• C••• P••••••••• L••

Former SEC-registered adviserCRD 316593SEC 801-122779websiteIAPD
Latest filing Jun 6, 2022
First filing on the tape Oct 29, 2021 · 8 filings
RAUM
$24.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$24.5M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$24.8M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$24.8M as of Jun 6, 2022
Oct 29, 2021$0 then
HNW client RAUM$21.0M as of Jun 6, 2022
Feb 10, 2022$21.0M then
State-registered IARs (5.B.3)1 as of Jun 6, 2022
Oct 29, 20211 then
Employees (5.A)1 as of Jun 6, 2022
Oct 29, 20211 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 6, 2022; every figure names its basis
RAUM per advisor
$24.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
25derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.6MderivedHNW RAUM over HNW clients
Average account
$485,344derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$21.0M85%
  • Individuals$3.5M14%
  • Charitable organizations$216,3530.9%
Individual clients
17reported
HNW clients
8reported
Pension plan clients
0reported
Charitable clients
1reported
Accounts
51reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••• P•••••• C••••••••Fayetteville, ArMay 15, 202415 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • C••••••••• J•••• P•••••• · Managing Partner/Chief Compliance Officercontrol
      since 10/2021 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    What changed
    consecutive filings, newest first
    • HNW RAUM · unset to 21006991.0
      Dec 9, 2021 to Feb 10, 2022
    • Individual RAUM · unset to 3529184.0
      Dec 9, 2021 to Feb 10, 2022
    • Pension RAUM · unset to 0.0
      Dec 9, 2021 to Feb 10, 2022
    • Pooled vehicle RAUM · unset to 0.0
      Dec 9, 2021 to Feb 10, 2022
    • RAUM · $0 to $24.8M
      Dec 9, 2021 to Feb 10, 2022
    • Accounts · 0 to 51
      Dec 9, 2021 to Feb 10, 2022
    • Charity clients · unset to 1.0
      Dec 9, 2021 to Feb 10, 2022
    • Corporate clients · unset to 0.0
      Dec 9, 2021 to Feb 10, 2022
    • HNW clients · unset to 8.0
      Dec 9, 2021 to Feb 10, 2022
    • Individual clients · unset to 17.0
      Dec 9, 2021 to Feb 10, 2022
    • Pension plan clients · unset to 0.0
      Dec 9, 2021 to Feb 10, 2022
    • Pooled vehicle clients · unset to 0.0
      Dec 9, 2021 to Feb 10, 2022
    • Assets in custody · 0.0 to unset
      Dec 9, 2021 to Feb 10, 2022
    • Custody of client assets · true to false
      Dec 9, 2021 to Feb 10, 2022
    • Other offices · 0 to 1
      Dec 9, 2021 to Feb 10, 2022
    • Discretionary RAUM · $0 to $24.8M
      Dec 9, 2021 to Feb 10, 2022
    • Assets in custody · unset to 0.0
      Dec 2, 2021 to Dec 9, 2021
    • Custody of client assets · false to true
      Dec 2, 2021 to Dec 9, 2021
    Signals
    1 dated events
    • ••• Locked
      Oct 29, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    h•••••••••.comreportedpublic record, Form ADV, Mar 24, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $24.8Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026