DFX Intelligence

RIA Intelligence

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SEC-registered adviser

S••••• V• C•••••• M••••••••• L•

Asset manager (funds and pooled vehicles)Austin, TexasCRD 316649SEC 801-128448IAPD

Latest filing Aug 4, 2026

First filing on the tape Jun 28, 2023 · 9 filings

SEC status approved since Jul 27, 2023

RAUM

$793M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$793M

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM$793M as of Aug 4, 2026

Mar 27, 2024$400M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Aug 4, 2026

Mar 27, 20240 then

Employees (5.A)6 as of Aug 4, 2026

Mar 27, 20244 then

Private funds3 as of Aug 4, 2026

Mar 27, 20242 then

RAUM +87% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Aug 4, 2026; every figure names its basis

Archetypes, each a printed rule

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $793MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $198MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 6.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +87%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$793M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

1 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
X••••••• •••• T•••	Austin, Tx	Jul 28, 2023	14 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S••••• V• C•••••• L•	Hedge Fund	$223M	32	Feb 23, 2022
B•••••••• P••••••• L•• • S••••• A•	Hedge Fund	$178M	1	Feb 23, 2022

Owners and control persons

Schedule A and B, latest filing

E••••••• D••••••• K•••• · Chief Compliance Officercontrol
since 05/2023 · owns less than 5%
T•••• X•••••••• •••• · Limited Partnercontrol
since 09/2023 · owns 75% or more
T•••• X•••••••• •••• · Managing Membercontrol
since 09/2023 · owns 75% or more of S••• G• L••

Entity owners

S••• G• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

S••••• V• C•••••• G• L••
bankpooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

private fund count surgeChange between filings · filing Apr 27, 2026
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-04-21 and 2026-04-27; the peer median change was 0.0% (489 comparable advisers, 93.0th percentile of changes)
peers: asset managers, $500M to $1B (489) · 93% percentile
RAUM up 50 %Change between filings · filing Apr 27, 2026
RAUM (Item 5.F) moved from $424,237,861 to $793,205,303 (+87.0%) between the annual amendments of 2025-04-21 and 2026-04-27; the peer median change was +8.0% (672 comparable advisers, 93.0th percentile of changes)
peers: asset managers, $500M to $1B (672) · 93% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Discretionary RAUM · $793M to $793M
Mar 31, 2026 to Apr 27, 2026
Pooled vehicle RAUM · $793M to $793M
Mar 31, 2026 to Apr 27, 2026
RAUM · $793M to $793M
Mar 31, 2026 to Apr 27, 2026
Accounts · 3 to 4
Apr 21, 2025 to Mar 31, 2026
Advisory employees · 3 to 4
Apr 21, 2025 to Mar 31, 2026
Pooled vehicle clients · 3 to 4
Apr 21, 2025 to Mar 31, 2026
Employees · 4 to 6
Apr 21, 2025 to Mar 31, 2026
Private funds · 2 to 3
Apr 21, 2025 to Mar 31, 2026
Discretionary RAUM · $424M to $793M
Apr 21, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $424M to $793M
Apr 21, 2025 to Mar 31, 2026
RAUM · $424M to $793M
Apr 21, 2025 to Mar 31, 2026
Advisory employees · 2 to 3
Apr 17, 2024 to Apr 21, 2025
Financial planning clients · unset to
Apr 17, 2024 to Apr 21, 2025
Discretionary RAUM · $400M to $424M
Apr 17, 2024 to Apr 21, 2025
Pooled vehicle RAUM · $400M to $424M
Apr 17, 2024 to Apr 21, 2025
RAUM · $400M to $424M
Apr 17, 2024 to Apr 21, 2025
Advisory employees · 3 to 2
Oct 13, 2023 to Mar 27, 2024
Business name · S••••• V• C•••••• M••••••••• L•• to S••••• V• C•••••• M••••••••• L•
Oct 13, 2023 to Mar 27, 2024
Employees · 5 to 4
Oct 13, 2023 to Mar 27, 2024
Legal name · S••••• V• C•••••• M••••••••• L•• to S••••• V• C•••••• M••••••••• L•
Oct 13, 2023 to Mar 27, 2024
Discretionary RAUM · $267M to $400M
Oct 13, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $267M to $400M
Oct 13, 2023 to Mar 27, 2024
RAUM · $267M to $400M
Oct 13, 2023 to Mar 27, 2024
Succession · true to false
Oct 13, 2023 to Mar 27, 2024
Organization form · Limited Liability Company to Limited Partnership
Jul 25, 2023 to Oct 13, 2023
Succession · false to true
Jul 25, 2023 to Oct 13, 2023
Private funds · 4 to 2
Jun 28, 2023 to Jul 25, 2023

Signals

4 dated events

S••••• V• C•••••• M••••••••• L• reported RAUM $793.2M, up 87% from $424.2M (2025-04-21 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
S••••• V• C•••••• M••••••••• L• reported RAUM $400.3M, up 50% from $266.7M (2023-10-13 to 2024-03-27)
Mar 27, 2024 · RAUM change · derived
S••••• V• C•••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Oct 13, 2023 · Succession (Item 4) · fact
S••••• V• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Jun 28, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

S••••• V• C•••••• M••••••••• L• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Principal office phone: 415-738-4435reportedpublic record, Form ADV, Aug 4, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: $793Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026