DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•••••• S••••• C••••••
Legal name D•••••• S••••• C•••••• L••
Latest filing Mar 12, 2026
First filing on the tape Nov 9, 2021 · 7 filings
SEC status approved since Jul 9, 2024
RAUM
$189M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$184M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$47.3M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$189M as of Mar 12, 2026
Mar 31, 2022$83.1M then
HNW client RAUM$180M as of Mar 12, 2026
Mar 31, 2022$78.7M then
State-registered IARs (5.B.3)4 as of Mar 12, 2026
Mar 31, 20222 then
Employees (5.A)6 as of Mar 12, 2026
Mar 31, 20222 then
Private funds1 as of Mar 12, 2026
Mar 31, 20221 then
RAUM +17% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $47.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 13derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $22.5M, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$180M95%
- Pooled investment vehicles$4.8M2.5%
- Individuals$4.4M2.3%
- Individual clients
- 10reported
- HNW clients
- 40reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 107reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $22.5M for 11 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.03 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••••• M••• W•••• | Saint Louis, Mo | Feb 21, 2023 | 12 y | 2 |
| T••••• A••• E•••••••Chartered Financial Analyst | Saint Louis, Mo | Mar 2, 2023 | 22 y | 2 |
| S•••••• F••••• | Saint Louis, Mo | Apr 12, 2023 | 41 y | 2 |
| D•••• R••••• E•••••••Chartered Financial Analyst | Saint Louis, Mo | Apr 12, 2023 | 44 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••••• F••••• from E••••••• V••••• C••••••Apr 12, 2023 · RIA to RIA
- D•••• R••••• E••••••• from E••••••• V••••• C••••••Apr 12, 2023 · RIA to RIA
- B••••••• M••• W•••• from E••••••• V••••• C••••••Mar 16, 2022 · RIA to RIA
- T••••• A••• E••••••• from E••••••• V••••• C••••••Mar 16, 2022 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from E••••••• V••••• C••••••Apr 10, 2023 · Saint Louis, Mo
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 8•• • J•••••• P•••••••• L••• | Hedge Fund | $3.4M | 23 | Dec 19, 2019 |
Owners and control persons
Schedule A and B, latest filing
- E•••••••• T•••••• A••• · President And Ccocontrolsince 10/2021 · owns 50% to 75%
- W••••• B•••••••• M••• · Chief Investment Officercontrolsince 10/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
- 8•• • J•••••• G•• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Saint Louis, Mo · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 113 to 107Feb 27, 2025 to Mar 12, 2026
- HNW clients · 39 to 40Feb 27, 2025 to Mar 12, 2026
- Individual clients · 9 to 10Feb 27, 2025 to Mar 12, 2026
- Assets in custody · $24.4M to $22.5MFeb 27, 2025 to Mar 12, 2026
- Discretionary RAUM · $161M to $189MFeb 27, 2025 to Mar 12, 2026
- HNW RAUM · $154M to $180MFeb 27, 2025 to Mar 12, 2026
- Individual RAUM · $3.6M to $4.4MFeb 27, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $4.3M to $4.8MFeb 27, 2025 to Mar 12, 2026
- RAUM · $161M to $189MFeb 27, 2025 to Mar 12, 2026
- Accounts · 137 to 113Jun 6, 2024 to Feb 27, 2025
- Advisory activities · 2 to 3Jun 6, 2024 to Feb 27, 2025
- HNW clients · 41 to 39Jun 6, 2024 to Feb 27, 2025
- Individual clients · 8 to 9Jun 6, 2024 to Feb 27, 2025
- Assets in custody · $14.1M to $24.4MJun 6, 2024 to Feb 27, 2025
- Financial planning clients · unset to 1-10Jun 6, 2024 to Feb 27, 2025
- Discretionary RAUM · $142M to $161MJun 6, 2024 to Feb 27, 2025
- HNW RAUM · $135M to $154MJun 6, 2024 to Feb 27, 2025
- Individual RAUM · $3.0M to $3.6MJun 6, 2024 to Feb 27, 2025
- Pooled vehicle RAUM · $3.4M to $4.3MJun 6, 2024 to Feb 27, 2025
- RAUM · $142M to $161MJun 6, 2024 to Feb 27, 2025
- Accounts · 122 to 137Dec 22, 2022 to Jun 6, 2024
- Advisory employees · 2 to 4Dec 22, 2022 to Jun 6, 2024
- Advisory activities · 3 to 2Dec 22, 2022 to Jun 6, 2024
- HNW clients · 36 to 41Dec 22, 2022 to Jun 6, 2024
- Individual clients · unset to 8.0Dec 22, 2022 to Jun 6, 2024
- Assets in custody · $5.0M to $14.1MDec 22, 2022 to Jun 6, 2024
- Employees · 2 to 6Dec 22, 2022 to Jun 6, 2024
- Insurance-licensed employees · 1 to 0Dec 22, 2022 to Jun 6, 2024
- Financial planning clients · 1-10 to unsetDec 22, 2022 to Jun 6, 2024
- State-registered IARs · 2 to 4Dec 22, 2022 to Jun 6, 2024
- Discretionary RAUM · $83.1M to $142MDec 22, 2022 to Jun 6, 2024
- HNW RAUM · $78.7M to $135MDec 22, 2022 to Jun 6, 2024
- Individual RAUM · $469,433 to $3.0MDec 22, 2022 to Jun 6, 2024
- Pooled vehicle RAUM · $4.0M to $3.4MDec 22, 2022 to Jun 6, 2024
- RAUM · $83.1M to $142MDec 22, 2022 to Jun 6, 2024
- Accounts · 123 to 122Nov 9, 2021 to Mar 31, 2022
- HNW clients · 38 to 36Nov 9, 2021 to Mar 31, 2022
- Assets in custody · $9.5M to $5.0MNov 9, 2021 to Mar 31, 2022
- Legal name · D•••••• S••••• C•••••• INC. to D•••••• S••••• C•••••• LLCNov 9, 2021 to Mar 31, 2022
- Discretionary RAUM · $89.3M to $83.1MNov 9, 2021 to Mar 31, 2022
Signals
2 dated events
- 2 advisors left E••••••• V••••• C•••••• (ST Louis, MO) for D•••••• S••••• C•••••• on the same dayApr 10, 2023 · Team lift-out · derived
- D•••••• S••••• C•••••• filed its initial SEC registration (Form ADV)Nov 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- tom@daytonastreet.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 314-727-9479reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/daytona-street-capital/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- daytonastreet.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 314-727-9479reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- daytonastreet.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026