DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• B••••• F•••••••• P••••••• U•• L••
Latest filing Sep 14, 2026
First filing on the tape May 1, 2025 · 4 filings
SEC status approved since Apr 21, 2025
RAUM
$147M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$146M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$49.1M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$147M as of Mar 13, 2026
May 1, 2025$115M then
HNW client RAUM$108M as of Mar 13, 2026
May 1, 2025$87.1M then
State-registered IARs (5.B.3)3 as of Mar 13, 2026
May 1, 20253 then
Employees (5.A)3 as of Mar 13, 2026
May 1, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $49.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $361,741derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $85.2MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$108M74%
- Individuals$37.7M26%
- Corporations and businesses$1.2M0.8%
- Individual clients
- 102reported
- HNW clients
- 63reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 407reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $45.2M sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• J•••• B••••••• C••• | Philadelphia, Pa | May 3, 2022 | 10 y | 0 |
| J•••• K•••• I••••• W••••• | Philadelphia, Pa | Jun 23, 2022 | 11 y | 1 |
| J•••••• C••••• | Philadelphia, Pa | Oct 8, 2024 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••••• C••••• from C••• C••••••• L••Oct 8, 2024 · RIA to RIA
- J•••• K•••• I••••• W••••• from R•••••• J•••• • A••••••••• I•••Jun 23, 2022 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••• E•••••• J•••• B••••••• · Partnercontrolsince 06/2021 · owns 10% to 25%
- T•••••• P••••••• R•••••• O••• · Ownercontrolsince 06/2021 · owns 25% to 50%
- W•••••• J••••• K•••• I••••• · Chief Compliance Officer, Managing Membercontrolsince 06/2022 · owns 25% to 50%
Entity owners
- C•••• B••••• F•••••••• P••••••• · Limited Companydirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Philadelphia, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Mar 13, 2026 to Sep 14, 2026
- Succession · false to unsetMar 13, 2026 to Sep 14, 2026
- Accounts · 319 to 407Dec 2, 2025 to Mar 13, 2026
- HNW clients · 54 to 63Dec 2, 2025 to Mar 13, 2026
- Individual clients · 80 to 102Dec 2, 2025 to Mar 13, 2026
- Assets in custody · unset to 34738137.0Dec 2, 2025 to Mar 13, 2026
- Financial planning clients · to 1-10Dec 2, 2025 to Mar 13, 2026
- Discretionary RAUM · $114M to $146MDec 2, 2025 to Mar 13, 2026
- HNW RAUM · $87.1M to $108MDec 2, 2025 to Mar 13, 2026
- Individual RAUM · $26.5M to $37.7MDec 2, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $733,160 to $797,046Dec 2, 2025 to Mar 13, 2026
- RAUM · $115M to $147MDec 2, 2025 to Mar 13, 2026
- Wrap assets (sponsor) · $34.1M to $45.2MDec 2, 2025 to Mar 13, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 267-946-1099reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- cbfpusa.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 267-946-1099reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026