DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Winnacle Wealth, LLC
Latest filing May 27, 2026
First filing on the tape Apr 3, 2024 · 14 filings
SEC status approved since May 8, 2024
RAUM
$145M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$145M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$29.0M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$145M as of May 27, 2026
Jan 15, 2025$101M then
HNW client RAUM$66.2M as of May 27, 2026
Jan 15, 2025$40.0M then
State-registered IARs (5.B.3)5 as of May 27, 2026
Jan 15, 20254 then
Employees (5.A)6 as of May 27, 2026
Jan 15, 20254 then
Private funds: no history
RAUM +18% over the last fiscal yearIARs 4 to 5offices 2 to 0
Practice profile
derived from the filing of May 27, 2026; every figure names its basis
- RAUM per advisor
- $29.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 77derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $114,682derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$78.7M54%
- High-net-worth individuals$66.2M46%
- Individual clients
- 348reported
- HNW clients
- 37reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,264reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Michael Nuckols | Waco, Tx | Jan 20, 2022 | 28 y | 2 |
| Steven David Fleuriet | Waco, Tx | May 2, 2025 | 12 y | 0 |
| John Dwyer | Waco, Tx | Dec 22, 2025 | 17 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Mark Charles Dimaria to Inspire Advisors, LLCMar 27, 2025 · RIA to RIA
Joined, latest
- John Dwyer from Tencap Wealth CoachingDec 22, 2025 · RIA to RIA
- Mark Charles Dimaria from Creativeone Securities, LLCDec 24, 2024 · Affiliated broker-dealer or bank to independent RIA
- David Michael Nuckols from Brookstone Wealth Advisors, LLCJan 20, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lynn Jessica Burch · Vice Presidentcontrolsince 08/2024 · owns 10% to 25%
- Chad Phillip Castle · Partner And Chief Compliance Officercontrolsince 10/2021 · owns 75% or more
Related persons
Schedule D 7.A
- Brookstone Wealth Advisors, LLCinvestment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Waco, Tx · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Brownsville, TX1 employees
- Buffalo, NY1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 23, 2026accounts (Item 5.F.2.f) moved from 370.0 to 1,264.0 (+242.0%) between the annual amendments of 2025-03-19 and 2026-03-23; the peer median change was +5.0% (3688 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 100% percentile
What changed
consecutive filings, newest first
- Business name · WNNW WEALTH to WINNACLE WEALTH, LLCMar 23, 2026 to May 27, 2026
- Legal name · WINNOW WEALTH, LLC to WINNACLE WEALTH, LLCMar 23, 2026 to May 27, 2026
- Accounts · 370 to 1,264Dec 10, 2025 to Mar 23, 2026
- Advisory activities · 3 to 2Dec 10, 2025 to Mar 23, 2026
- Business name · WINNOW WEALTH, LLC to WNNW WEALTHDec 10, 2025 to Mar 23, 2026
- HNW clients · 33 to 37Dec 10, 2025 to Mar 23, 2026
- Individual clients · 337 to 348Dec 10, 2025 to Mar 23, 2026
- Financial planning clients · 1-10 to 0Dec 10, 2025 to Mar 23, 2026
- Discretionary RAUM · $116M to $145MDec 10, 2025 to Mar 23, 2026
- HNW RAUM · $61.0M to $66.2MDec 10, 2025 to Mar 23, 2026
- Individual RAUM · $62.0M to $78.7MDec 10, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $7.2M to $0Dec 10, 2025 to Mar 23, 2026
- RAUM · $123M to $145MDec 10, 2025 to Mar 23, 2026
- Other offices · 2 to 0May 7, 2025 to Oct 1, 2025
- Related adviser · true to falseMay 7, 2025 to Oct 1, 2025
- Related insurance company · false to trueMay 7, 2025 to Oct 1, 2025
- Advisory employees · 4 to 5Mar 19, 2025 to May 7, 2025
- Employees · 5 to 6Mar 19, 2025 to May 7, 2025
- Financial planning clients · 1-10 to 1-10Mar 19, 2025 to May 7, 2025
- State-registered IARs · 4 to 5Mar 19, 2025 to May 7, 2025
- Accounts · 724 to 370Jan 15, 2025 to Mar 19, 2025
- HNW clients · 20 to 33Jan 15, 2025 to Mar 19, 2025
- Individual clients · 260 to 337Jan 15, 2025 to Mar 19, 2025
- Assets in custody · 0.0 to unsetJan 15, 2025 to Mar 19, 2025
- Custody of client assets · true to falseJan 15, 2025 to Mar 19, 2025
- Employees · 4 to 5Jan 15, 2025 to Mar 19, 2025
- Discretionary RAUM · $95.0M to $116MJan 15, 2025 to Mar 19, 2025
- HNW RAUM · $40.0M to $61.0MJan 15, 2025 to Mar 19, 2025
- Individual RAUM · $61.0M to $62.0MJan 15, 2025 to Mar 19, 2025
- Non-discretionary RAUM · $6.0M to $7.2MJan 15, 2025 to Mar 19, 2025
- RAUM · $101M to $123MJan 15, 2025 to Mar 19, 2025
- Advisory employees · 3 to 4Dec 16, 2024 to Jan 15, 2025
- Employees · 3 to 4Dec 16, 2024 to Jan 15, 2025
- State-registered IARs · 3 to 4Dec 16, 2024 to Jan 15, 2025
- Other offices · 1 to 2Oct 4, 2024 to Dec 16, 2024
Signals
3 dated events
- Mark Charles Dimaria left Winnacle Wealth, Llc for Inspire Advisors, Llc (registered 2025-03-31)Mar 27, 2025 · Advisor changed firm · fact
- Lynn Jessica Burch (Vice President) appeared on Schedule A of Winnacle Wealth, LlcDec 16, 2024 · Control person joined · fact
- Winnow Wealth, Llc filed its initial SEC registration (Form ADV)Apr 3, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 254-776-8400reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- winnaclewealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 254-776-8400reportedpublic record, Form ADV, May 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $29.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026