DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G•••••••

Asset manager (funds and pooled vehicles)Atlanta, GeorgiaCRD 317336SEC 801-136724websiteIAPD
Legal name G••••••• A•••••••• L••
Latest filing Jun 11, 2026
First filing on the tape Jun 11, 2026 · 1 filings
SEC status approved since Jul 10, 2026
RAUM
$332M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$111M
derived; firm RAUM over IAPD count
Employees
24
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
36
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $332M
HNW client RAUM: $0
State-registered IARs (5.B.3): 4
Employees (5.A): 24
Private funds: 36
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
RAUM per advisor
$111MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$7.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
8.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$332M, 44 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$332M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
44reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$332M for 44 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
L•••• J•••• H••••••••Atlanta, GaFeb 23, 202414 y1
C•••••• C•••••• P•••••Chartered Financial AnalystAtlanta, GaFeb 26, 202411 y1
C••••• G•••••••• G•••••Atlanta, GaNov 4, 202510 y2
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • C•••••••• C••••••••• · Chief Operatingcontrol
      since 04/2026 · owns less than 5%
    • F•••••• W•••••• K••••• · General Counsel And Chief Compliance Officercontrol
      since 03/2025 · owns less than 5%
    • H••••••••• L••••• J•••• · Chief Executive Officer And Co- Foundercontrol
      since 07/2022 · owns less than 5%
    Entity owners
    • G••••••• H•••••••• L•• · Sole Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Atlanta, Ga · principal310
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    • Gridline · Private Equity
      shared crd · organization
    • Gridline · Venture Capital
      shared crd · organization
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/get-gridlinereportedpublic record, Form ADV, Sep 19, 2026
    Website
    gridline.coreportedpublic record, Form ADV, Sep 19, 2026
    Principal office phone
    4706326887reportedpublic record, Form ADV, Jun 11, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
    RAUM per advisor
    $111Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026