DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pine Harbor Wealth Management LLC
Latest filing Feb 23, 2026
First filing on the tape Dec 15, 2023 · 6 filings
SEC status approved since Jan 12, 2024
RAUM
$507M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$507M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$507M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$507M as of Feb 23, 2026
Mar 12, 2024$356M then
HNW client RAUM$485M as of Feb 23, 2026
Mar 12, 2024$345M then
State-registered IARs (5.B.3)1 as of Feb 23, 2026
Mar 12, 20242 then
Employees (5.A)2 as of Feb 23, 2026
Mar 12, 20243 then
Private funds: no history
RAUM +14% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $507MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 159derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $777,738derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $65.6M, 30 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$485M96%
- Individuals$22.1M4.4%
- Individual clients
- 54reported
- HNW clients
- 105reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 652reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $65.6M for 30 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Christopher QuinnCertified Financial Planner | Fairfax, Va | Sep 20, 2022 | 14 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- David Christopher Quinn from The Connemara Group, LLCSep 20, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Christopher David Quinn · Cco/Ceo/Managing Membercontrolsince 10/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Pine Harbor Wealth Management LLC as a related person
- 281262 n
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 616 to 652Dec 2, 2025 to Feb 23, 2026
- HNW clients · 100 to 105Dec 2, 2025 to Feb 23, 2026
- Individual clients · 47 to 54Dec 2, 2025 to Feb 23, 2026
- Assets in custody · $29.0M to $65.6MDec 2, 2025 to Feb 23, 2026
- Financial planning clients · 51-100 to 101-250Dec 2, 2025 to Feb 23, 2026
- Discretionary RAUM · $445M to $507MDec 2, 2025 to Feb 23, 2026
- HNW RAUM · $427M to $485MDec 2, 2025 to Feb 23, 2026
- Individual RAUM · $18.1M to $22.1MDec 2, 2025 to Feb 23, 2026
- RAUM · $445M to $507MDec 2, 2025 to Feb 23, 2026
- Succession · false to trueDec 2, 2025 to Feb 23, 2026
- Accounts · 532 to 616Jul 25, 2024 to Feb 5, 2025
- Advisory employees · 2 to 1Jul 25, 2024 to Feb 5, 2025
- HNW clients · 90 to 100Jul 25, 2024 to Feb 5, 2025
- Individual clients · 40 to 47Jul 25, 2024 to Feb 5, 2025
- Assets in custody · $29.0M to $29.0MJul 25, 2024 to Feb 5, 2025
- Employees · 3 to 2Jul 25, 2024 to Feb 5, 2025
- Financial planning clients · 51-100 to 51-100Jul 25, 2024 to Feb 5, 2025
- HQ city · SILVER SPRING to FAIRFAXJul 25, 2024 to Feb 5, 2025
- HQ state · MD to VAJul 25, 2024 to Feb 5, 2025
- State-registered IARs · 2 to 1Jul 25, 2024 to Feb 5, 2025
- Other offices · 1 to 0Jul 25, 2024 to Feb 5, 2025
- Discretionary RAUM · $356M to $445MJul 25, 2024 to Feb 5, 2025
- HNW RAUM · $345M to $427MJul 25, 2024 to Feb 5, 2025
- Individual RAUM · $11.4M to $18.1MJul 25, 2024 to Feb 5, 2025
- RAUM · $356M to $445MJul 25, 2024 to Feb 5, 2025
- Assets in custody · $356M to $29.0MMar 12, 2024 to Jul 25, 2024
- Accounts · 304 to 532Dec 15, 2023 to Mar 12, 2024
- HNW clients · 66 to 90Dec 15, 2023 to Mar 12, 2024
- Individual clients · 20 to 40Dec 15, 2023 to Mar 12, 2024
- Assets in custody · $41.0M to $356MDec 15, 2023 to Mar 12, 2024
- Financial planning clients · 101-250 to 51-100Dec 15, 2023 to Mar 12, 2024
- Discretionary RAUM · $159M to $356MDec 15, 2023 to Mar 12, 2024
- HNW RAUM · $156M to $345MDec 15, 2023 to Mar 12, 2024
- Individual RAUM · $2.9M to $11.4MDec 15, 2023 to Mar 12, 2024
- RAUM · $159M to $356MDec 15, 2023 to Mar 12, 2024
Signals
3 dated events
- Pine Harbor Wealth Management Llc reported succeeding to the business of Pine Harbor Wealth Management Llc (Form ADV Item 4)Feb 23, 2026 · Succession (Item 4) · fact
- Pine Harbor Wealth Management Llc reported RAUM $356.2M, up 124% from $158.7M (2023-12-15 to 2024-03-12)Mar 12, 2024 · RAUM change · derived
- Pine Harbor Wealth Management Llc filed its initial SEC registration (Form ADV)Dec 15, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 703-589-9100reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/pine-harbor-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- pineharborwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 703-589-9100reportedpublic record, Form ADV, Feb 23, 2026
- Contact form
- pineharborwealth.com/contact.htmlreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $507Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026