DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• F••••• O•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Dec 3, 2021 · 15 filings
SEC status approved since Jan 3, 2022
RAUM
$10B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
70%
$7.1B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
49
15 advisory (5.B.1)
Offices
14
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$10B as of Mar 30, 2026
Mar 30, 2023$3.5B then
HNW client RAUM$7.1B as of Mar 30, 2026
Mar 30, 2023$3.0B then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20230 then
Employees (5.A)49 as of Mar 30, 2026
Mar 30, 202330 then
Private funds: no history
RAUM +53% over the last fiscal year+42% a year over threeIARs 0 to 0offices 12 to 14
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $42.0MderivedHNW RAUM over HNW clients
- Average account
- $3.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 9.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived15 offices incl. principal (1.F.5)
- RAUM growth, one year
- +53%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Custody
- $1.7B, 56 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$7.1B70%
- Other investment advisers$2.1B20%
- Charitable organizations$1.0B9.9%
- Corporations and businesses$4.6M0.0%
- Individual clients
- n/areported
- HNW clients
- 170reported
- Pension plan clients
- n/areported
- Charitable clients
- 12reported
- Accounts
- 2,697reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.7B for 56 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.7 fund_share=0.2 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••• D••••••• W• · Chief Investment Officercontrolsince 09/2022 · owns less than 5%
- G•••••• J•••• A••••• · Chief Compliance Officer And Chief Executive Officercontrolsince 02/2022 · owns less than 5%
- E••••• D••••••• W• · Sole Membercontrolsince 06/2022 · owns 75% or more of D•• C•••••• M••••••••• L••
- G••••• D••••••• H••• · Sole Membercontrolsince 07/2022 · owns 75% or more of J•••••• L••
- G•••••• J•••• A••••• · Sole Membercontrolsince 02/2022 · owns 75% or more of P•••••••• L••
- M•••••••• J••• · Sole Membercontrolsince 07/2022 · owns 75% or more of M••••••• C••••••• L••
- N•••• T•••• W•••••• · Sole Membercontrolsince 06/2022 · owns 75% or more of W••••••• H•••••••• L••
- R•••••• T•••• F••••••• · Sole Managercontrolsince 05/2023 · owns 75% or more of T••••• F•••• L••
- R••••••••• M••••••• H••• · Sole Membercontrolsince 05/2022 · owns 75% or more of T••••••• L••
- S••••••••• M••••••• J••••• · Sole Membercontrolsince 07/2022 · owns 75% or more of L•••• C••••••• L••
- W••••••••• B••••• T••••• · Sole Membercontrolsince 05/2022 · owns 75% or more of B••• W••• V•••••••• L••
- W•••••• C••••••• J•••• · Sole Membercontrolsince 05/2023 · owns 75% or more of W••••• I••••••••• L••
Entity owners
- B••• W••• V•••••••• L•• · Memberdirect · owns 5% to 10%
- D•• C•••••• M••••••••• L•• · Managing Memberdirect · owns 5% to 10%
- M••••••• C••••••• L•• · Managing Memberdirect · owns 5% to 10%
- P•••••••• L•• · Managing Memberdirect · owns 5% to 10%
- T••••••• L•• · Managing Memberdirect · owns 5% to 10%
- J•••••• L•• · Memberdirect · owns 5% to 10%
- L•••• C••••••• L•• · Memberdirect · owns 5% to 10%
- T••••• F•••• L•• · Memberdirect · owns 5% to 10%
- W••••• I••••••••• L•• · Memberdirect · owns 5% to 10%
- W••••••• H•••••••• L•• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- A••• I••••••••investment advisernRAUM $3.3B
Offices
Schedule D 1.F, the 25 largest
- West Palm Beach, FL4 employees
- Winston-Salem, NC4 employees
- Jacksonville, FL3 employees
- Raleigh, NC2 employees
- , 1 employees
- Atlanta, GA1 employees
- Charlotte, NC1 employees
- Arlington, VA1 employees
ADV anomalies
13 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Mar 30, 2026peers: independent wealth managers, $5B to $20B (289)
- client mix shiftChange between filings · filing Mar 30, 2026private-client share of RAUM moved from 86.0% to 70.0% between the annual amendments of 2025-03-28 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026R••••••••• M••••••• H••• (SOLE MEMBER) left Schedule A between the filings of 2024-03-29 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026S••••••••• M••••••• J••••• (SOLE MEMBER) left Schedule A between the filings of 2024-03-29 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026G••••• D••••••• H••• (SOLE MEMBER) left Schedule A between the filings of 2024-03-29 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026W••••••••• B••••• T••••• (SOLE MEMBER) left Schedule A between the filings of 2024-03-29 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026M•••••••• J••• (SOLE MEMBER) left Schedule A between the filings of 2024-03-29 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026W•••••• C••••••• J•••• (SOLE MEMBER) left Schedule A between the filings of 2024-03-29 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026N•••• T•••• W•••••• (SOLE MEMBER) left Schedule A between the filings of 2024-03-29 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026R•••••• T•••• F••••••• (SOLE MANAGER) left Schedule A between the filings of 2024-03-29 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- HNW share shiftChange between filings · filing Mar 30, 2026HNW share of RAUM moved from 86.0% to 70.0% between the annual amendments of 2025-03-28 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- institutional asset share shiftChange between filings · filing Mar 30, 2026institutional share of RAUM moved from 14.0% to 30.0% between the annual amendments of 2025-03-28 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $6,669,553,323 to $10,208,823,032 (+53.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +18.0% (271 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $5B to $20B (271) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 1,848 to 2,697Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 14 to 15Mar 28, 2025 to Mar 30, 2026
- HNW clients · 146 to 170Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $141M to $1.7BMar 28, 2025 to Mar 30, 2026
- Employees · 42 to 49Mar 28, 2025 to Mar 30, 2026
- Other offices · 12 to 14Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $5.9B to $9.2BMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $5.7B to $7.1BMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $755M to $1.0BMar 28, 2025 to Mar 30, 2026
- RAUM · $6.7B to $10BMar 28, 2025 to Mar 30, 2026
- Accounts · 1,229 to 1,848Sep 20, 2024 to Mar 28, 2025
- Advisory activities · 4 to 5Sep 20, 2024 to Mar 28, 2025
- HNW clients · 109 to 146Sep 20, 2024 to Mar 28, 2025
- Assets in custody · $1.0M to $141MSep 20, 2024 to Mar 28, 2025
- Employees · 38 to 42Sep 20, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 11-25Sep 20, 2024 to Mar 28, 2025
- Other offices · 11 to 12Sep 20, 2024 to Mar 28, 2025
- Discretionary RAUM · $4.1B to $5.9BSep 20, 2024 to Mar 28, 2025
- HNW RAUM · $4.0B to $5.7BSep 20, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $647M to $755MSep 20, 2024 to Mar 28, 2025
- RAUM · $4.8B to $6.7BSep 20, 2024 to Mar 28, 2025
- Related adviser · false to trueMay 2, 2024 to Sep 20, 2024
- Accounts · 947 to 1,229Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 13 to 14Mar 30, 2023 to Mar 29, 2024
- Charity clients · 7 to 12Mar 30, 2023 to Mar 29, 2024
- Corporate clients · unset to 1.0Mar 30, 2023 to Mar 29, 2024
- HNW clients · 103 to 109Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $2.7M to $1.0MMar 30, 2023 to Mar 29, 2024
- Employees · 30 to 38Mar 30, 2023 to Mar 29, 2024
- Financial planning clients · 1-10 to 11-25Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $3.0B to $4.1BMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $3.0B to $4.0BMar 30, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $493M to $647MMar 30, 2023 to Mar 29, 2024
- RAUM · $3.5B to $4.8BMar 30, 2023 to Mar 29, 2024
- Accounts · 426 to 947Jul 20, 2022 to Mar 30, 2023
- Advisory employees · 18 to 13Jul 20, 2022 to Mar 30, 2023
- Charity clients · unset to 7.0Jul 20, 2022 to Mar 30, 2023
- HNW clients · 22 to 103Jul 20, 2022 to Mar 30, 2023
- Assets in custody · $800,000 to $2.7MJul 20, 2022 to Mar 30, 2023
- Employees · 26 to 30Jul 20, 2022 to Mar 30, 2023
Signals
13 dated events
- C••••• F••••• O•••••• L•• reported RAUM $10.2B, up 53% from $6.7B (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- C••••• F••••• O•••••• L•• reported RAUM $6.7B, up 40% from $4.8B (2024-09-20 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- C••••• F••••• O•••••• L•• reported RAUM $4.8B, up 35% from $3.5B (2023-03-30 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- C••••• F••••• O•••••• L•• reported 11 offices beyond its principal office, up from 5 (2022-07-20 to 2023-03-30)Mar 30, 2023 · Office count change · derived
- C••••• F••••• O•••••• L•• reported RAUM $3.5B, up 725% from $429.4M (2022-07-20 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Hugh Matthew Robertson (Managing Member And President) appeared on Schedule A of C••••• F••••• O•••••• L••Mar 30, 2023 · Control person joined · fact
- W Douglas Evans (Sole Member) appeared on Schedule A of C••••• F••••• O•••••• L••Mar 30, 2023 · Control person joined · fact
- John Magevney (Sole Member) appeared on Schedule A of C••••• F••••• O•••••• L••Mar 30, 2023 · Control person joined · fact
- William Todd Neal (Sole Member) appeared on Schedule A of C••••• F••••• O•••••• L••Mar 30, 2023 · Control person joined · fact
- C••••• F••••• O•••••• L•• reported 5 offices beyond its principal office, up from 0 (2022-02-25 to 2022-06-10)Jun 10, 2022 · Office count change · derived
- Ashton John Ginter (Member) appeared on Schedule A of C••••• F••••• O•••••• L••Feb 18, 2022 · Control person joined · fact
- Adam Daniel Bernstein (Chief Compliance Officer) no longer on Schedule A of C••••• F••••• O•••••• L•• (listed 2022-02-17, absent 2022-02-18)Feb 18, 2022 · Control person left · inference
- W•••• A•••••••• L•• filed its initial SEC registration (Form ADV)Dec 3, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••• F••••• O•••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 877-506-7990reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/callan-family-officereportedpublic record, Form ADV, Sep 18, 2026
- Website
- callanfamilyoffice.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (877) 506-7990reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- callanfamilyoffice.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026