DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aris Investing
Legal name Aris Investing LLC
Latest filing Jun 23, 2026
First filing on the tape Mar 31, 2025 · 5 filings
SEC status approved since May 1, 2025
RAUM
$3.3B
reported, Item 5.F
Discretionary
0.1%
of RAUM
Private clients
0.1%
$4.5M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$1.7B
derived; firm RAUM over IAPD count
Employees
32
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$3.3B as of Jun 23, 2026
Mar 31, 2025$1.1B then
HNW client RAUM$4.5M as of Jun 23, 2026
Mar 31, 2025$1.8M then
State-registered IARs (5.B.3)2 as of Jun 23, 2026
Mar 31, 20251 then
Employees (5.A)32 as of Jun 23, 2026
Mar 31, 202517 then
Private funds: no history
RAUM +196% over the last fiscal yearIARs 1 to 2offices 0 to 1
Practice profile
derived from the filing of Jun 23, 2026; every figure names its basis
- RAUM per advisor
- $1.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.1%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 16.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +196%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$3.3B100%
- High-net-worth individuals$4.5M0.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 919reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Chetan Vashrambhai DesaiChartered Financial Analyst | Glenview, Il | May 16, 2023 | 10 y | 1 |
| Monisha Jayakumar | Glenview, Il | Feb 6, 2026 | 9 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Vashrambhai Chetan Desai · Ceo & Cco Parent Companycontrolsince 11/2022 · owns less than 5%
- Monisha Jayakumar · Ciocontrolsince 11/2025 · owns less than 5%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Glenview, Il · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jun 23, 2026discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 2.0th percentile, 33.7 robust deviations)peers: asset managers, $1B to $5B (1,506) · 1.8% percentile
- account count surgeChange between filings · filing Mar 24, 2026accounts (Item 5.F.2.f) moved from 229.0 to 919.0 (+301.0%) between the annual amendments of 2025-03-31 and 2026-03-24; the peer median change was -2.0% (33 comparable advisers, 100.0th percentile of changes)peers: asset managers, $1B to $5B (33) · 100% percentile
- employee count surgeChange between filings · filing Mar 24, 2026employees (Item 5.A) moved from 17.0 to 32.0 (+88.0%) between the annual amendments of 2025-03-31 and 2026-03-24; the peer median change was 0.0% (1109 comparable advisers, 99.0th percentile of changes)peers: asset managers, $1B to $5B (1,109) · 99% percentile
- RAUM up 50 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $1,119,022,028 to $3,313,938,316 (+196.0%) between the annual amendments of 2025-03-31 and 2026-03-24; the peer median change was +11.0% (1368 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 229 to 919Nov 17, 2025 to Mar 24, 2026
- Advisory employees · 4 to 7Nov 17, 2025 to Mar 24, 2026
- Employees · 18 to 32Nov 17, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.8M to $4.5MNov 17, 2025 to Mar 24, 2026
- HNW RAUM · $1.8M to $4.5MNov 17, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $1.1B to $3.3BNov 17, 2025 to Mar 24, 2026
- RAUM · $1.1B to $3.3BNov 17, 2025 to Mar 24, 2026
- Advisory employees · 3 to 4Jul 11, 2025 to Nov 17, 2025
- Employees · 17 to 18Jul 11, 2025 to Nov 17, 2025
- State-registered IARs · 1 to 2Jul 11, 2025 to Nov 17, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jul 11, 2025
- HQ city · DEERFIELD to GLENVIEWMar 31, 2025 to Jul 11, 2025
- Other offices · 0 to 1Mar 31, 2025 to Jul 11, 2025
Signals
1 dated events
- Aris Investing reported RAUM $3.3B, up 196% from $1.1B (2025-11-17 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- arisinvesting.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 3129102502reportedpublic record, Form ADV, Jun 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026