DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••• L••• S••••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Nov 18, 2021 · 8 filings
SEC status approved since Dec 17, 2021
RAUM
$7.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
64
47 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$7.0B as of Mar 31, 2026
Mar 31, 2022$4.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20220 then
Employees (5.A)64 as of Mar 31, 2026
Mar 31, 202246 then
Private funds8 as of Mar 31, 2026
Mar 31, 20227 then
RAUM +61% over the last fiscal year+25% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $871MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +61%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••••• L••• S••••••• P••••• F•••• L••• | Hedge Fund | $900M | 119 | Mar 31, 2022 |
| F•••••• L••• S••••••• X• L••• | Private Equity Fund | $567M | 72 | Mar 30, 2020 |
| F•••••• L••• S••••••• I•• L••• | Venture Capital Fund | $404M | 54 | Mar 30, 2018 |
| F•••••• L••• S••••••• X•• L••• | Venture Capital Fund | $316M | 99 | Mar 31, 2022 |
| F•••••• L••• S••••••• P••••• O•••••• F•••• L••• | Hedge Fund | $281M | 61 | Mar 31, 2023 |
| F•••••• L••• S••••••• V•••• L••• | Venture Capital Fund | $161M | 45 | Mar 29, 2016 |
| F•••••• H••••••••• V••• L••• | Private Equity Fund | $56.6M | 39 | Mar 31, 2014 |
| F•••••• H••••••••• V••••• L••• | Private Equity Fund | $16.1M | 5 | Mar 31, 2014 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• S••••• R•• · Chief Financial Officer & Chief Compliance Officercontrolsince 11/2021 · owns less than 5%
- B••••• J•••• · General Partner & Portfolio Managercontrolsince 11/2021 · owns less than 5%
- C••• A•••••• •••• · Managing Partnercontrolsince 11/2021 · owns less than 5%
- E••••• D••••• · General Partnercontrolsince 11/2021 · owns less than 5%
- H••••• P••••••• J•••• · Managing Partnercontrolsince 11/2021 · owns less than 5%
- T•••••• J••••• N••••• · Managing Partnercontrolsince 11/2021 · owns less than 5%
- H••••• P••••••• J•••• · Membercontrolsince 01/2021 · owns 75% or more of G••••• H•••••••• L••
- T•••••• J••••• N••••• · Membercontrolsince 01/2021 · owns 75% or more of T••••• F•••••• L••
Entity owners
- F•••••• L••• S••••••• M••••••••• L••••• · General Partnerdirect · owns less than 5%
- G••••• H•••••••• L•• · Limited Partnerdirect · owns 50% to 75%
- T••••• F•••••• L•• · Limited Partnerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- F•• L••• S••••••• V•••• L•••pooled vehicle sponsory
- F•• V••• L•••pooled vehicle sponsory
- F•••• I•• L•••pooled vehicle sponsory
- F•••• X• L•••pooled vehicle sponsory
- F•••• X•• L•••pooled vehicle sponsory
- F••••• O••••••• L•••pooled vehicle sponsory
- F•••••• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- San Diego, CA2 employees
What changed
consecutive filings, newest first
- Accounts · 9 to 8Jan 29, 2026 to Mar 31, 2026
- Advisory employees · 44 to 47Jan 29, 2026 to Mar 31, 2026
- Pooled vehicle clients · 9 to 8Jan 29, 2026 to Mar 31, 2026
- Employees · 63 to 64Jan 29, 2026 to Mar 31, 2026
- Private funds · 9 to 8Jan 29, 2026 to Mar 31, 2026
- Discretionary RAUM · $4.3B to $7.0BJan 29, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $4.3B to $7.0BJan 29, 2026 to Mar 31, 2026
- RAUM · $4.3B to $7.0BJan 29, 2026 to Mar 31, 2026
- Accounts · 8 to 9Mar 30, 2024 to Mar 31, 2025
- Advisory employees · 37 to 44Mar 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 8 to 9Mar 30, 2024 to Mar 31, 2025
- Employees · 53 to 63Mar 30, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 30, 2024 to Mar 31, 2025
- Private funds · 8 to 9Mar 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.6B to $4.3BMar 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.6B to $4.3BMar 30, 2024 to Mar 31, 2025
- RAUM · $3.6B to $4.3BMar 30, 2024 to Mar 31, 2025
- Employees · 49 to 53Jan 12, 2024 to Mar 30, 2024
- Discretionary RAUM · $3.6B to $3.6BJan 12, 2024 to Mar 30, 2024
- Pooled vehicle RAUM · $3.6B to $3.6BJan 12, 2024 to Mar 30, 2024
- RAUM · $3.6B to $3.6BJan 12, 2024 to Mar 30, 2024
- HQ city · MENLO PARK to PALO ALTOMar 31, 2023 to Jan 12, 2024
- Other offices · 0 to 1Mar 31, 2023 to Jan 12, 2024
- Accounts · 7 to 8Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 36 to 37Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 8Mar 31, 2022 to Mar 31, 2023
- Employees · 46 to 49Mar 31, 2022 to Mar 31, 2023
- Private funds · 7 to 8Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.0B to $3.6BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.0B to $3.6BMar 31, 2022 to Mar 31, 2023
- RAUM · $4.0B to $3.6BMar 31, 2022 to Mar 31, 2023
- Accounts · unset to 7.0Nov 18, 2021 to Mar 31, 2022
- Advisory employees · 14 to 36Nov 18, 2021 to Mar 31, 2022
- Pooled vehicle clients · unset to 7.0Nov 18, 2021 to Mar 31, 2022
- Employees · 28 to 46Nov 18, 2021 to Mar 31, 2022
- Private funds · unset to 7Nov 18, 2021 to Mar 31, 2022
- Discretionary RAUM · unset to 4035931342.0Nov 18, 2021 to Mar 31, 2022
- Non-discretionary RAUM · unset to 0.0Nov 18, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · unset to 4035931342.0Nov 18, 2021 to Mar 31, 2022
- RAUM · unset to 4035931342.0Nov 18, 2021 to Mar 31, 2022
Signals
2 dated events
- F•••••• L••• S••••••• M••••••••• L• reported RAUM $7.0B, up 61% from $4.3B (2026-01-29 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- F•••••• L••• S••••••• M••••••••• L• filed its initial SEC registration (Form ADV)Nov 18, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F•••••• L••• S••••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- F•••••• L••• S••••••• M••••••••• L• · Private Equityshared crd · organization
- F•••••• L••• S••••••• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/frazier-life-sciencesreportedpublic record, Form ADV, Sep 19, 2026
- Website
- f••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 650-325-5156reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026