DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
F•••••• L••• S••••••• X• L•••
Gross asset value
$567M
as of Mar 30, 2024; not a fund size
Peak GAV
$708M
highest filing
Owners
72
beneficial owners reported
Minimum investment
$3.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
30%
fund-of-funds interests
Non-US owners
18%
Reported
7 filings
Mar 30, 2020 to Mar 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$567M as of Mar 30, 2024
Mar 30, 2020$617M then
Owners72 as of Mar 30, 2024
Mar 30, 202071 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-355633reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Computershare Trust CompanyCanton, Massachusetts
- Continental Stock Transfer & Trust CompanyNew York, New York
- Credit Suisse Securities (USA) LLCNew York, New York
- Equiniti Trust Company, LLCNew York, New York
- Jefferies LLCNew York, New York
- Jpmorgan Chase & CoNew York, New York
- Leerink Partners LLCSanta Clara, California
- Silicon Valley BankSanta Clara, California
Across DFX
shared identifiers only
- F•••••• L••• S••••••• X• L••• · peshared adv fund id
- F•••••• L••• S••••••• X• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons