DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••• P•••• C•••••• P•••••••• L••
Latest filing Mar 2, 2026
First filing on the tape Jan 4, 2022 · 17 filings
SEC status approved since Feb 3, 2022
RAUM
$248M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$240M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$41.4M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$248M as of Mar 2, 2026
Mar 14, 2023$140M then
HNW client RAUM$165M as of Mar 2, 2026
Mar 14, 2023$62.9M then
State-registered IARs (5.B.3)5 as of Mar 2, 2026
Mar 14, 20233 then
Employees (5.A)7 as of Mar 2, 2026
Mar 14, 20233 then
Private funds: no history
RAUM +24% over the last fiscal year+21% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $41.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $256,054derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -32%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
- Custody
- $91.8M, 260 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$165M66%
- Individuals$75.5M30%
- Charitable organizations$7.7M3.1%
- Corporations and businesses$300,6080.1%
- Individual clients
- 190reported
- HNW clients
- 104reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 969reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $91.8M for 260 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••• L•• V•• A••••Certified Financial Planner | C•••• Rapids, Ia | Feb 3, 2022 | 17 y | 3 |
| B•••••• C•••• D•••• M•••• | C•••• Rapids, Ia | Feb 3, 2022 | 12 y | 1 |
| D•••• B•••• E•••• | C•••• Rapids, Ia | Feb 3, 2022 | 32 y | 3 |
| N••••••• J•••• T•••Certified Financial Planner, Chartered Financial Consultant | C•••• Rapids, Ia | Nov 1, 2023 | 12 y | 1 |
| A•••• C•••• E•••••• | C•••• Rapids, Ia | Dec 3, 2024 | 13 y | 1 |
| B•••• M••••••• C••••• | C•••• Rapids, Ia | Feb 12, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••• C•••• E•••••• from B•••••••• W•••••• L••Dec 3, 2024 · RIA to RIA
- N••••••• J•••• T••• from E•••••••• A•••••••• L••Nov 1, 2023 · Affiliated broker-dealer or bank to independent RIA
- D•••• B•••• E•••• from C••••••••• F•••••••• N••••••Feb 3, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- B•••••• C•••• D•••• M•••• from C••••••••• F•••••••• N••••••Feb 3, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- T•••• L•• V•• A•••• from C••••••••• F•••••••• N••••••Feb 3, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from C••••••••• F•••••••• N••••••Jan 31, 2022 · C•••• Rapids, Ia
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• B••••••• C•••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- D••••• B••••••• C•••• · Presidentcontrolsince 02/2022 · owns 75% or more of W••• C•••• L••
- E••••• D••••• B•••• · Presidentcontrolsince 02/2022 · owns 75% or more of N•••• C•••• L••
- V•• A••••• T••••• L•• · Presidentcontrolsince 02/2022 · owns 75% or more of E••• C•••• L••
Entity owners
- E••• C•••• L•• · Ownerdirect · owns 25% to 50%
- N•••• C•••• L•• · Ownerdirect · owns 25% to 50%
- W••• C•••• L•• · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| C•••• Rapids, Ia · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 2, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $200,899,768 to $248,116,441, advisors 5 to 5, private clients 433 to 294, offices 0 to 0 (2025-03-19 to 2026-03-02)peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,128 to 969Nov 11, 2025 to Mar 2, 2026
- Charity clients · 2 to 3Nov 11, 2025 to Mar 2, 2026
- Corporate clients · 2 to 3Nov 11, 2025 to Mar 2, 2026
- HNW clients · 98 to 104Nov 11, 2025 to Mar 2, 2026
- Individual clients · 335 to 190Nov 11, 2025 to Mar 2, 2026
- Assets in custody · $47.3M to $91.8MNov 11, 2025 to Mar 2, 2026
- Employees · 6 to 7Nov 11, 2025 to Mar 2, 2026
- Discretionary RAUM · $201M to $248MNov 11, 2025 to Mar 2, 2026
- HNW RAUM · $121M to $165MNov 11, 2025 to Mar 2, 2026
- Individual RAUM · $73.1M to $75.5MNov 11, 2025 to Mar 2, 2026
- RAUM · $201M to $248MNov 11, 2025 to Mar 2, 2026
- Accounts · 1,115 to 1,128Nov 12, 2024 to Mar 19, 2025
- Advisory employees · 4 to 5Nov 12, 2024 to Mar 19, 2025
- HNW clients · 83 to 98Nov 12, 2024 to Mar 19, 2025
- Individual clients · 365 to 335Nov 12, 2024 to Mar 19, 2025
- Assets in custody · $66.6M to $47.3MNov 12, 2024 to Mar 19, 2025
- Employees · 5 to 6Nov 12, 2024 to Mar 19, 2025
- Financial planning clients · 1-10 to 1-10Nov 12, 2024 to Mar 19, 2025
- State-registered IARs · 4 to 5Nov 12, 2024 to Mar 19, 2025
- Discretionary RAUM · $174M to $201MNov 12, 2024 to Mar 19, 2025
- HNW RAUM · $98.7M to $121MNov 12, 2024 to Mar 19, 2025
- Individual RAUM · $69.3M to $73.1MNov 12, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $493,453 to $0Nov 12, 2024 to Mar 19, 2025
- RAUM · $175M to $201MNov 12, 2024 to Mar 19, 2025
- Accounts · 1,010 to 1,115Mar 14, 2023 to Feb 5, 2024
- Advisory employees · 3 to 4Mar 14, 2023 to Feb 5, 2024
- Advisory activities · 4 to 5Mar 14, 2023 to Feb 5, 2024
- HNW clients · 54 to 83Mar 14, 2023 to Feb 5, 2024
- Individual clients · 355 to 365Mar 14, 2023 to Feb 5, 2024
- Assets in custody · $58.0M to $66.6MMar 14, 2023 to Feb 5, 2024
- Employees · 3 to 5Mar 14, 2023 to Feb 5, 2024
- Financial planning clients · 0 to 1-10Mar 14, 2023 to Feb 5, 2024
- State-registered IARs · 3 to 4Mar 14, 2023 to Feb 5, 2024
- Discretionary RAUM · $140M to $174MMar 14, 2023 to Feb 5, 2024
- HNW RAUM · $62.9M to $98.7MMar 14, 2023 to Feb 5, 2024
- Individual RAUM · $70.9M to $69.3MMar 14, 2023 to Feb 5, 2024
- Non-discretionary RAUM · $652,155 to $493,453Mar 14, 2023 to Feb 5, 2024
- RAUM · $140M to $175MMar 14, 2023 to Feb 5, 2024
- Accounts · 896 to 1,010Aug 30, 2022 to Mar 14, 2023
- Corporate clients · unset to 2.0Aug 30, 2022 to Mar 14, 2023
Signals
2 dated events
- 3 advisors left C••••••••• F•••••••• N•••••• (C•••• Rapids, IA) for C•••• P•••• C•••••• P•••••••• L•• a day apartJan 31, 2022 · Team lift-out · derived
- C•••• P•••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jan 4, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@cedarpointcap.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 319-582-6802reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 319-582-6800reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 319-582-6801reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/cedar-point-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- cedarpointcap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (800) 501-6403reportedpublic record, Form ADV, Mar 2, 2026
- Contact form
- cedarpointcap.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- cedarpointcap.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026