DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••••• L••
Latest filing Jun 1, 2026
First filing on the tape Nov 2, 2021 · 12 filings
SEC status approved since Dec 2, 2021
RAUM
$67.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$67.0M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$13.4M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$67.0M as of Jun 1, 2026
Feb 15, 2022$0 then
HNW client RAUM$67.0M as of Jun 1, 2026
Apr 3, 2023$59.4M then
State-registered IARs (5.B.3)3 as of Jun 1, 2026
Feb 15, 20221 then
Employees (5.A)3 as of Jun 1, 2026
Feb 15, 20221 then
Private funds: no history
RAUM +2.0% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $13.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $458,904derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.6derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$67.0M100%
- Individual clients
- n/areported
- HNW clients
- 27reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 146reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••••• T••••• D•••••• | New York, Ny | Mar 4, 2022 | 43 y | 3 |
| L• Z••• | New York, Ny | Mar 10, 2022 | 12 y | 0 |
| J•••• H•• C••• | Rochester, Ny | Apr 1, 2023 | 23 y | 0 |
| M••••••••• P••••• A•••• | New York, Ny | Jun 3, 2025 | 10 y | 0 |
| B••••••• K•••••• | New York, Ny | May 26, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••••• T••••• D•••••• from A•••• C•••••• C••••Mar 4, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Z•••• L••• · Managing Member / President / Chief Compliance Officercontrolsince 11/2021 · owns 75% or more
- C•••• J••••• H•• · Investment Officersince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 189 to 146Jun 25, 2025 to May 5, 2026
- Advisory employees · 2 to 3Apr 3, 2024 to Jun 25, 2025
- Employees · 2 to 3Apr 3, 2024 to Jun 25, 2025
- Financial planning clients · 1-10 to 1-10Apr 3, 2024 to Jun 25, 2025
- State-registered IARs · 2 to 3Apr 3, 2024 to Jun 25, 2025
- Discretionary RAUM · $67.1M to $67.0MApr 3, 2024 to Jun 25, 2025
- HNW RAUM · $67.1M to $67.0MApr 3, 2024 to Jun 25, 2025
- RAUM · $67.1M to $67.0MApr 3, 2024 to Jun 25, 2025
- Accounts · 146 to 189Apr 3, 2023 to Apr 3, 2024
- HNW clients · 11 to 27Apr 3, 2023 to Apr 3, 2024
- Individual clients · 17.0 to unsetApr 3, 2023 to Apr 3, 2024
- Discretionary RAUM · $65.7M to $67.1MApr 3, 2023 to Apr 3, 2024
- HNW RAUM · $59.4M to $67.1MApr 3, 2023 to Apr 3, 2024
- Individual RAUM · 6290196.0 to unsetApr 3, 2023 to Apr 3, 2024
- RAUM · $65.7M to $67.1MApr 3, 2023 to Apr 3, 2024
- Employees · 3 to 2Jan 3, 2023 to Apr 3, 2023
- Financial planning clients · 0 to 1-10Jan 3, 2023 to Apr 3, 2023
- Accounts · 0 to 146Dec 15, 2022 to Jan 3, 2023
- Advisory activities · 2 to 3Dec 15, 2022 to Jan 3, 2023
- HNW clients · unset to 11.0Dec 15, 2022 to Jan 3, 2023
- Individual clients · unset to 17.0Dec 15, 2022 to Jan 3, 2023
- Discretionary RAUM · $0 to $65.7MDec 15, 2022 to Jan 3, 2023
- HNW RAUM · unset to 59389590.0Dec 15, 2022 to Jan 3, 2023
- Individual RAUM · unset to 6290196.0Dec 15, 2022 to Jan 3, 2023
- RAUM · $0 to $65.7MDec 15, 2022 to Jan 3, 2023
- BD registered reps · 1 to 0Apr 8, 2022 to Dec 15, 2022
- Employees · 2 to 3Apr 8, 2022 to Dec 15, 2022
- Advisory employees · 1 to 2Feb 15, 2022 to Mar 8, 2022
- BD registered reps · 0 to 1Feb 15, 2022 to Mar 8, 2022
- Employees · 1 to 2Feb 15, 2022 to Mar 8, 2022
- HQ city · unset to NEW YORKFeb 15, 2022 to Mar 8, 2022
- HQ state · unset to NYFeb 15, 2022 to Mar 8, 2022
- State-registered IARs · 1 to 2Feb 15, 2022 to Mar 8, 2022
Signals
3 dated events
- Thomas Patrick Donohue (Managing Director / Chief Investment Officer) no longer on Schedule A of V••••••• L•• (listed 2023-01-03, absent 2023-04-03)Apr 3, 2023 · Control person left · inference
- Thomas Patrick Donohue (Managing Director) appeared on Schedule A of V••••••• L••Mar 8, 2022 · Control person joined · fact
- V••••••• L•• filed its initial SEC registration (Form ADV)Nov 2, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/vanquourreportedpublic record, Form ADV, Sep 19, 2026
- Website
- v•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (646) 797-1616reportedpublic record, Form ADV, Jun 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $13.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026