DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Latest filing Mar 12, 2026
First filing on the tape May 17, 2023 · 8 filings
SEC status approved since Jun 16, 2023
RAUM
$212M
reported, Item 5.F
Discretionary
44%
of RAUM
Private clients
7.2%
$15.3M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$106M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$212M as of Mar 12, 2026
Mar 28, 2024$160M then
HNW client RAUM$13.5M as of Mar 12, 2026
Mar 27, 2025$24.0M then
State-registered IARs (5.B.3)2 as of Mar 12, 2026
Mar 28, 20242 then
Employees (5.A)5 as of Mar 12, 2026
Mar 28, 20243 then
Private funds: 1
RAUM +12% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
- RAUM per advisor
- $106MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 5derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $3.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 44%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$197M93%
- High-net-worth individuals$13.5M6.4%
- Individuals$1.7M0.8%
- Individual clients
- 4reported
- HNW clients
- 6reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 64reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.07 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••••• E•••••• H•••Certified Financial Planner, Chartered Financial Analyst | Miami Beach, Fl | Jun 21, 2022 | 17 y | 4 |
| A•••• B••••• | Cumming, Ga | Mar 19, 2025 | 19 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••• B••••• from O••••••• N•Mar 19, 2025 · Other
- B••••••• E•••••• H••• from O••••••• N•Jun 21, 2022 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• T•••••• S•• | Hedge Fund | $45.3M | 2 | Mar 30, 2015 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• N•••••• A••••• · Admin & Executive Managercontrolsince 04/2020 · owns 10% to 25%
- H•••• B•••••••• E•••••• · Administrative / Executive Manager / Ceocontrolsince 04/2020 · owns less than 5%
- P•••• C••••••• A•••••• J••• · Ccocontrolsince 04/2020 · owns less than 5%
- S•••••• P••••••••• · Admin & Executive Managercontrolsince 04/2020 · owns less than 5%
- H•••• B•••••••• E•••••• · Trusteecontrolsince 11/1997 · owns 75% or more of The Benjamin E. Hein M&A Living Trust U/A/D 11/12/1997
Entity owners
- O••••••• A••••••• ••••••• L••• · Ownerdirect · owns 75% or more
- D••••••••• • B•••••••• L•• · Shareholderindirect · owns 25% to 50% of Octogone Advisors (Cayman) Ltd.
- T•• B••••••• E• H••• M•• L••••• T•••• U•••• 1••••••••• · Shareholderindirect · owns 75% or more of Doppelmoppel & Bekloppel LLC
Related persons
Schedule D 7.A
- O••••••• A••••••• ••••••• L•••investment advisery
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 138 to 64Oct 30, 2025 to Mar 12, 2026
- Advisory employees · 2 to 4Oct 30, 2025 to Mar 12, 2026
- Corporate clients · 14 to 21Oct 30, 2025 to Mar 12, 2026
- HNW clients · 8 to 6Oct 30, 2025 to Mar 12, 2026
- Individual clients · unset to 4.0Oct 30, 2025 to Mar 12, 2026
- Employees · 4 to 5Oct 30, 2025 to Mar 12, 2026
- Insurance-licensed employees · 0 to 5Oct 30, 2025 to Mar 12, 2026
- Discretionary RAUM · $81.1M to $92.4MOct 30, 2025 to Mar 12, 2026
- HNW RAUM · $24.0M to $13.5MOct 30, 2025 to Mar 12, 2026
- Individual RAUM · unset to 1747384.0Oct 30, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $108M to $120MOct 30, 2025 to Mar 12, 2026
- RAUM · $190M to $212MOct 30, 2025 to Mar 12, 2026
- Financial planning clients · 0 to 0Mar 27, 2025 to Oct 30, 2025
- Accounts · 121 to 138Mar 28, 2024 to Mar 27, 2025
- Advisory activities · 5 to 3Mar 28, 2024 to Mar 27, 2025
- Corporate clients · unset to 14.0Mar 28, 2024 to Mar 27, 2025
- HNW clients · unset to 8.0Mar 28, 2024 to Mar 27, 2025
- Pooled vehicle clients · 1.0 to unsetMar 28, 2024 to Mar 27, 2025
- Employees · 3 to 4Mar 28, 2024 to Mar 27, 2025
- HQ city · unset to Mar 28, 2024 to Mar 27, 2025
- HQ state · unset to Mar 28, 2024 to Mar 27, 2025
- Private funds · 1 to unsetMar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $87.4M to $81.1MMar 28, 2024 to Mar 27, 2025
- HNW RAUM · unset to 23963178.0Mar 28, 2024 to Mar 27, 2025
- Individual RAUM · 6433041.0 to unsetMar 28, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $72.4M to $108MMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · 48769602.0 to unsetMar 28, 2024 to Mar 27, 2025
- RAUM · $160M to $190MMar 28, 2024 to Mar 27, 2025
- Accounts · 107 to 121Aug 30, 2023 to Mar 28, 2024
- Advisory employees · 3 to 2Aug 30, 2023 to Mar 28, 2024
- Employees · 4 to 3Aug 30, 2023 to Mar 28, 2024
- State-registered IARs · 1 to 2Aug 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $63.8M to $87.4MAug 30, 2023 to Mar 28, 2024
- HNW RAUM · 2269638.0 to unsetAug 30, 2023 to Mar 28, 2024
- Individual RAUM · $275,104 to $6.4MAug 30, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $51.0M to $72.4MAug 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $45.3M to $48.8MAug 30, 2023 to Mar 28, 2024
- RAUM · $115M to $160MAug 30, 2023 to Mar 28, 2024
- Other offices · 0 to 1Jul 31, 2023 to Aug 30, 2023
- Advisory activities · 3 to 5Jun 9, 2023 to Jul 31, 2023
Signals
1 dated events
- Oac Capital Advisors Llc filed its initial SEC registration (Form ADV)May 17, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- oacadvisors.com/about/teamreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 345-749-4505reportedpublic record, Form ADV, Mar 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $106Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026