DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Five Pine Wealth
Legal name Five Pine Wealth Management Inc.
Latest filing Feb 9, 2026
First filing on the tape Oct 31, 2023 · 7 filings
SEC status approved since Dec 1, 2023
RAUM
$192M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$188M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$63.9M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$192M as of Feb 9, 2026
Jan 19, 2024$112M then
HNW client RAUM$99.0M as of Feb 9, 2026
Jan 19, 2024$57.8M then
State-registered IARs (5.B.3)3 as of Feb 9, 2026
Jan 19, 20243 then
Employees (5.A)3 as of Feb 9, 2026
Jan 19, 20245 then
Private funds: no history
RAUM +26% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Feb 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $63.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 115derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $199,741derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Custody
- $47.1M, 117 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$99.0M52%
- Individuals$88.7M46%
- Pension and profit-sharing plans$4.0M2.1%
- Individual clients
- 296reported
- HNW clients
- 49reported
- Pension plan clients
- 5reported
- Charitable clients
- 0reported
- Accounts
- 960reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $47.1M for 117 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Benjamin Edward Holzhauser | Coeur D'Alene, Id | Jan 14, 2022 | 12 y | 1 |
| Jeremy Daniel Morris | Coeur D'Alene, Id | Jan 14, 2022 | 25 y | 1 |
| Hunter William Schertz | Coeur D'Alene, Id | Aug 15, 2022 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Benjamin Edward Holzhauser from Centaurus Financial, Inc.Jan 14, 2022 · Affiliated broker-dealer or bank to independent RIA
- Jeremy Daniel Morris from Centaurus Financial, Inc.Jan 14, 2022 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Centaurus Financial, Inc.Jan 19, 2022 · Hayden, Id
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Benjamin Holzhauser · President, Cco, Shareholdercontrolsince 01/2021 · owns 50% to 75%
- Daniel Jeremy Morris · Vice President, Shareholdercontrolsince 01/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coeur Dalene, Id | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 902 to 960May 8, 2025 to Feb 9, 2026
- HNW clients · 37 to 49May 8, 2025 to Feb 9, 2026
- Individual clients · 294 to 296May 8, 2025 to Feb 9, 2026
- Pension plan clients · unset to 5.0May 8, 2025 to Feb 9, 2026
- Assets in custody · $775,000 to $47.1MMay 8, 2025 to Feb 9, 2026
- Employees · 5 to 3May 8, 2025 to Feb 9, 2026
- Discretionary RAUM · $149M to $188MMay 8, 2025 to Feb 9, 2026
- HNW RAUM · $69.0M to $99.0MMay 8, 2025 to Feb 9, 2026
- Individual RAUM · $80.0M to $88.7MMay 8, 2025 to Feb 9, 2026
- Non-discretionary RAUM · $3.4M to $4.0MMay 8, 2025 to Feb 9, 2026
- Pension RAUM · $3.4M to $4.0MMay 8, 2025 to Feb 9, 2026
- RAUM · $152M to $192MMay 8, 2025 to Feb 9, 2026
- Employees · 6 to 5Mar 14, 2025 to May 8, 2025
- Financial planning clients · 1-10 to 1-10Mar 14, 2025 to May 8, 2025
- Accounts · 342 to 902Jul 22, 2024 to Mar 14, 2025
- HNW clients · 35 to 37Jul 22, 2024 to Mar 14, 2025
- Individual clients · 303 to 294Jul 22, 2024 to Mar 14, 2025
- Assets in custody · $32.7M to $775,000Jul 22, 2024 to Mar 14, 2025
- Employees · 5 to 6Jul 22, 2024 to Mar 14, 2025
- Financial planning clients · 251-500 to 1-10Jul 22, 2024 to Mar 14, 2025
- Discretionary RAUM · $128M to $149MJul 22, 2024 to Mar 14, 2025
- HNW RAUM · $59.3M to $69.0MJul 22, 2024 to Mar 14, 2025
- Individual RAUM · $68.5M to $80.0MJul 22, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $3.0M to $3.4MJul 22, 2024 to Mar 14, 2025
- Pension RAUM · $3.0M to $3.4MJul 22, 2024 to Mar 14, 2025
- RAUM · $131M to $152MJul 22, 2024 to Mar 14, 2025
- Accounts · 350 to 342Jan 19, 2024 to Jul 22, 2024
- Charity clients · unset to 0.0Jan 19, 2024 to Jul 22, 2024
- Corporate clients · unset to 0.0Jan 19, 2024 to Jul 22, 2024
- HNW clients · 39 to 35Jan 19, 2024 to Jul 22, 2024
- Individual clients · 307 to 303Jan 19, 2024 to Jul 22, 2024
- Pension plan clients · 4.0 to unsetJan 19, 2024 to Jul 22, 2024
- Pooled vehicle clients · unset to 0.0Jan 19, 2024 to Jul 22, 2024
- Assets in custody · $600,000 to $32.7MJan 19, 2024 to Jul 22, 2024
- Discretionary RAUM · $110M to $128MJan 19, 2024 to Jul 22, 2024
- HNW RAUM · $57.8M to $59.3MJan 19, 2024 to Jul 22, 2024
- Individual RAUM · $51.9M to $68.5MJan 19, 2024 to Jul 22, 2024
- Non-discretionary RAUM · $2.5M to $3.0MJan 19, 2024 to Jul 22, 2024
- Pension RAUM · $2.5M to $3.0MJan 19, 2024 to Jul 22, 2024
- Pooled vehicle RAUM · unset to 0.0Jan 19, 2024 to Jul 22, 2024
Signals
2 dated events
- Five Pine Wealth filed its initial SEC registration (Form ADV)Oct 31, 2023 · First SEC registration · fact
- 2 advisors left Centaurus Financial, Inc. (Hayden, ID) for Five Pine Wealth on the same dayJan 19, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- adrienne@fivepinewealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ben@fivepinewealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- kessa@fivepinewealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 555-555-5555reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 877-333-1015reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/five-pine-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- fivepinewealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (877) 333-1015reportedpublic record, Form ADV, Feb 9, 2026
- Contact form
- fivepinewealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- fivepinewealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026