DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• I•••••••• O• F•••••••• W•••••••• L••
Latest filing Feb 7, 2025
First filing on the tape Dec 6, 2021 · 12 filings
SEC status approved since Jan 10, 2022
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM: $0
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Feb 7, 2025
Feb 13, 20231 then
Employees (5.A)7 as of Feb 7, 2025
Feb 13, 20239 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Feb 7, 2025; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, otherreportedItem 5.E
- Advisory activities
- selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• D••••• · Managing Member, Presidentcontrolsince 07/2018 · owns 50% to 75%
- S••••••• E•••• C••• · Managing Member, Chief Executive Officer & Chief Compliance Officercontrolsince 07/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · unset to 0.0Aug 21, 2024 to Feb 7, 2025
- Employees · 9 to 7Aug 21, 2024 to Feb 7, 2025
- Financial planning clients · unset to 0Aug 21, 2024 to Feb 7, 2025
- Discretionary RAUM · unset to 0.0Aug 21, 2024 to Feb 7, 2025
- Non-discretionary RAUM · unset to 0.0Aug 21, 2024 to Feb 7, 2025
- RAUM · unset to 0.0Aug 21, 2024 to Feb 7, 2025
- HQ city · unset to FORT LAUDERDALEFeb 13, 2023 to Jul 12, 2023
- HQ state · unset to FLFeb 13, 2023 to Jul 12, 2023
- Employees · 8 to 9May 12, 2022 to Feb 13, 2023
- Advisory activities · 1 to 2Dec 14, 2021 to Feb 10, 2022
- Business name · I•••••••• O• F•••••••• W•••••••• L•• to T•• I•••••••• O• F•••••••• W•••••••• L••Dec 6, 2021 to Dec 10, 2021
- Legal name · I•••••••• O• F•••••••• W•••••••• L•• to T•• I•••••••• O• F•••••••• W•••••••• L••Dec 6, 2021 to Dec 10, 2021
Signals
1 dated events
- I•••••••• O• F•••••••• W•••••••• L•• filed its initial SEC registration (Form ADV)Dec 6, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.t••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (305)-978-8107reportedpublic record, Form ADV, Feb 7, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026