DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••• F•••••••• G••••
Legal name V••••• W••••• M••••••••• L••
Latest filing Apr 10, 2026
First filing on the tape Dec 8, 2021 · 19 filings
SEC status approved since Apr 13, 2026
RAUM
$119M
reported, Item 5.F
Discretionary
37%
of RAUM
Private clients
100%
$119M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$23.9M
derived; firm RAUM over IAPD count
Employees
14
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$119M as of Apr 10, 2026
Mar 30, 2023$24.7M then
HNW client RAUM$61.0M as of Apr 10, 2026
Mar 30, 2023$8.0M then
State-registered IARs (5.B.3)5 as of Apr 10, 2026
Mar 30, 20233 then
Employees (5.A)14 as of Apr 10, 2026
Mar 30, 202310 then
Private funds: no history
RAUM n/a over the last fiscal year+69% a year over three
Practice profile
derived from the filing of Apr 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $23.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $185,348derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 37%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.8derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$61.0M51%
- Individuals$58.4M49%
- Individual clients
- 184reported
- HNW clients
- 46reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 644reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• M••••••• H••• | Olivette, Mo | Feb 10, 2022 | 12 y | 2 |
| T•••• J•••• P••• W•••••••• | Bloomington, Il | Feb 10, 2022 | 12 y | 1 |
| J•••• K•••••• F•••••• | Bloomington, Il | Sep 8, 2022 | 20 y | 0 |
| G•••••• R••••• F••••••••• | Bloomington, Il | Dec 19, 2023 | 13 y | 0 |
| K•••• M•••• E•••• | Bloomington, Il | Aug 1, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••••• M••••••• H••• from S••••••••• W•••••Feb 10, 2022 · RIA to a newly registered adviser
- T•••• J•••• P••• W•••••••• from C••••••••• W•••••• L••Feb 10, 2022 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••• A•••••• M••••••• · Managing Member, President, & Chief Compliance Officercontrolsince 12/2021 · owns 50% to 75%
- W••••••••• T••••• J•••• P••• · Co-Founder, Managing Membercontrolsince 12/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
- W•••••••• A••••••• G•••• L••insurancereal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Olivette, Mo · principal | 5 | 0 | 0 | ||
| Bloomington, Il | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bloomington, IL1 employees
What changed
consecutive filings, newest first
- Accounts · 196 to 644Oct 9, 2023 to Apr 10, 2026
- Advisory employees · 3 to 5Oct 9, 2023 to Apr 10, 2026
- HNW clients · 7 to 46Oct 9, 2023 to Apr 10, 2026
- Individual clients · 77 to 184Oct 9, 2023 to Apr 10, 2026
- Employees · 10 to 14Oct 9, 2023 to Apr 10, 2026
- Financial planning clients · 51-100 to 0Oct 9, 2023 to Apr 10, 2026
- State-registered IARs · 3 to 5Oct 9, 2023 to Apr 10, 2026
- Legal name · V••••• W••••• M••••••••• L•• to V••••• WEALTH MANAGEMENT LLCOct 9, 2023 to Apr 10, 2026
- Other offices · 1 to 2Oct 9, 2023 to Apr 10, 2026
- Discretionary RAUM · $0 to $44.4MOct 9, 2023 to Apr 10, 2026
- HNW RAUM · $8.0M to $61.0MOct 9, 2023 to Apr 10, 2026
- Individual RAUM · $16.7M to $58.4MOct 9, 2023 to Apr 10, 2026
- Non-discretionary RAUM · $24.7M to $75.0MOct 9, 2023 to Apr 10, 2026
- RAUM · $24.7M to $119MOct 9, 2023 to Apr 10, 2026
- Advisory activities · 2 to 3Mar 30, 2023 to Jun 30, 2023
- Discretionary RAUM · $24.7M to $0Mar 30, 2023 to Jun 30, 2023
- Non-discretionary RAUM · $0 to $24.7MMar 30, 2023 to Jun 30, 2023
- Accounts · 0 to 196Mar 8, 2023 to Mar 30, 2023
- HNW clients · 0 to 7Mar 8, 2023 to Mar 30, 2023
- Individual clients · 0 to 77Mar 8, 2023 to Mar 30, 2023
- Employees · 9 to 10Mar 8, 2023 to Mar 30, 2023
- Financial planning clients · 0 to 51-100Mar 8, 2023 to Mar 30, 2023
- Discretionary RAUM · $0 to $24.7MMar 8, 2023 to Mar 30, 2023
- HNW RAUM · $0 to $8.0MMar 8, 2023 to Mar 30, 2023
- Individual RAUM · $0 to $16.7MMar 8, 2023 to Mar 30, 2023
- RAUM · $0 to $24.7MMar 8, 2023 to Mar 30, 2023
- Business name · V••••• W••••• M••••••••• L•• to V••••• F•••••••• G••••Mar 7, 2023 to Mar 8, 2023
- Advisory employees · 2 to 3May 31, 2022 to Sep 27, 2022
- State-registered IARs · 2 to 3May 31, 2022 to Sep 27, 2022
- Other offices · 0 to 1Feb 4, 2022 to Feb 16, 2022
Signals
1 dated events
- V••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 8, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 314-395-6133reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/virtus-financial/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- thevirtusfinancialgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (314) 395-6133reportedpublic record, Form ADV, Apr 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $23.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026