DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Gaddis Premier Wealth Advisors LLC

Independent wealth managerDurant, OklahomaCRD 317837SEC 801-125772website IAPD

Latest filing Apr 30, 2026

First filing on the tape Dec 9, 2021 · 16 filings

SEC status approved since May 31, 2022

RAUM

$369M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$368M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$46.1M

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

16 filings and snapshots on the tape

RAUM$369M as of Apr 30, 2026

Mar 29, 2023$227M then

HNW client RAUM$187M as of Apr 30, 2026

Mar 29, 2023$130M then

State-registered IARs (5.B.3)8 as of Apr 30, 2026

Mar 29, 20237 then

Employees (5.A)16 as of Apr 30, 2026

Mar 29, 202314 then

Private funds: no history

RAUM +17% over the last fiscal year+18% a year over threeIARs 7 to 8offices 6 to 8

Practice profile

derived from the filing of Apr 30, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $46.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 182derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $856,233derivedHNW RAUM over HNW clients
Average account: $171,019derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.0derivedItem 5.A over advisors
Advisors per office: 0.9derived9 offices incl. principal (1.F.5)
RAUM growth, one year: +17%derivedbetween the last two annual amendments
Advisor growth, one year: +14%derivedItem 5.B.3 between annual amendments
Client growth, one year: +11%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody: $176M, 805 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$187M51%
Individuals$182M49%
Charitable organizations$300,1270.1%

Individual clients: 1,240reported
HNW clients: 218reported
Pension plan clients: 0reported
Charitable clients: 2reported
Accounts: 2,155reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $176M for 805 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived

Advisors registered through the firm

8 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Teresa Marie Adams	Durant, Ok	Jun 23, 2022	16 y	2
Leigh Ann Gaddis	Durant, Ok	Jun 23, 2022	33 y	2
Derek Jonathon Hines	Durant, Ok	Jun 23, 2022	11 y	2
Roger Dale GaddisCertified Financial Planner	Durant, Ok	Jun 23, 2022	39 y	2
Dave Allan Reed	Durant, Ok	Jun 24, 2022	21 y	5
Leah Anne Brooks	Durant, Ok	Oct 3, 2023	17 y	5
Tammy Jo Byrd	Durant, Ok	Feb 21, 2024	19 y	0
Jordan Wesley Haddox	Durant, Ok	Jan 1, 2025	10 y	1

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

Jordan Wesley Haddox from Kestra Advisory Services, LLC
Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
Leah Anne Brooks from Securities America Advisors, Inc.
Oct 3, 2023 · Affiliated broker-dealer or bank to independent RIA
Dave Allan Reed from LPL Financial LLC
Jun 24, 2022 · RIA to a newly registered adviser
Derek Jonathon Hines from Kestra Advisory Services, LLC
Jun 23, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Teresa Marie Adams from LPL Financial LLC
Jun 23, 2022 · RIA to a newly registered adviser
Roger Dale Gaddis from Kestra Advisory Services, LLC
Jun 23, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Leigh Ann Gaddis from Kestra Advisory Services, LLC
Jun 23, 2022 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from LPL Financial LLC
Jul 5, 2022 · Ada, Ok
3 joined from Kestra Advisory Services, LLC
Jun 24, 2022 · Ada, Ok

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Marie Teresa Adams · Partnercontrol
since 04/2022 · owns less than 5%
Jo Tammy Byrd · Coocontrol
since 10/2024 · owns less than 5%
Ann Leigh Gaddis · Partnercontrol
since 12/2021 · owns less than 5%
Dale Roger Gaddis · Partnercontrol
since 12/2021 · owns less than 5%
Jonathon Derek Hines · Ceo And Partnercontrol
since 12/2021 · owns less than 5%
Allan Dave Reed · Partnercontrol
since 04/2022 · owns less than 5%
Marie Teresa Adams · Ownercontrol
since 12/2017 · owns 25% to 50% of Dartma Investments LLC
Dale Roger Gaddis · Partnercontrol
since 01/2006 · owns 50% to 75% of Gaddis And Gaddis Wealth Management, LLC
Jonathon Derek Hines · Partnercontrol
since 04/2022 · owns 25% to 50% of Gaddis And Gaddis Wealth Management, LLC
Allan Dave Reed · Ownercontrol
since 12/2017 · owns 50% to 75% of Dartma Investments LLC
G Jonathan Kasting · Chief Compliance Officer
since 10/2022 · owns less than 5%

Entity owners

Dartma Investments LLC · Owner
direct · owns 25% to 50%
Gaddis And Gaddis Wealth Management, LLC · Owner
direct · owns 50% to 75%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Durant, Ok · principal	8	0	0
Denison, Tx	2	0	0

Offices

Schedule D 1.F, the 25 largest

Denison, TX4 employees
Ada, OK4 employees
Oklahoma City, OK3 employees
Oklahoma City, OK1 employees
Mcalester, OK
Ardmore, OK
Oklahoma City, OK

What changed

consecutive filings, newest first

Accounts · 1,998 to 2,155
Dec 15, 2025 to Mar 30, 2026
Charity clients · 5 to 2
Dec 15, 2025 to Mar 30, 2026
HNW clients · 159 to 218
Dec 15, 2025 to Mar 30, 2026
Individual clients · 1,151 to 1,240
Dec 15, 2025 to Mar 30, 2026
Assets in custody · $133M to $176M
Dec 15, 2025 to Mar 30, 2026
State-registered IARs · 7 to 8
Dec 15, 2025 to Mar 30, 2026
Discretionary RAUM · $314M to $369M
Dec 15, 2025 to Mar 30, 2026
HNW RAUM · $149M to $187M
Dec 15, 2025 to Mar 30, 2026
Individual RAUM · $164M to $182M
Dec 15, 2025 to Mar 30, 2026
RAUM · $314M to $369M
Dec 15, 2025 to Mar 30, 2026
Financial planning clients · 0 to 0
Mar 24, 2025 to Sep 2, 2025
Other offices · 6 to 8
Mar 24, 2025 to Sep 2, 2025
Accounts · 1,907 to 1,998
Dec 20, 2024 to Mar 24, 2025
HNW clients · 93 to 159
Dec 20, 2024 to Mar 24, 2025
Individual clients · 996 to 1,151
Dec 20, 2024 to Mar 24, 2025
Assets in custody · $79.4M to $133M
Dec 20, 2024 to Mar 24, 2025
Other offices · 7 to 6
Dec 20, 2024 to Mar 24, 2025
Discretionary RAUM · $270M to $314M
Dec 20, 2024 to Mar 24, 2025
HNW RAUM · $122M to $149M
Dec 20, 2024 to Mar 24, 2025
Individual RAUM · $155M to $164M
Dec 20, 2024 to Mar 24, 2025
Non-discretionary RAUM · $8.6M to $0
Dec 20, 2024 to Mar 24, 2025
RAUM · $279M to $314M
Dec 20, 2024 to Mar 24, 2025
Other offices · 6 to 7
Oct 17, 2024 to Dec 20, 2024
Accounts · 1,677 to 1,907
Dec 20, 2023 to Apr 30, 2024
Advisory activities · 2 to 3
Dec 20, 2023 to Apr 30, 2024
BD registered reps · 2 to 3
Dec 20, 2023 to Apr 30, 2024
Charity clients · 1 to 5
Dec 20, 2023 to Apr 30, 2024
HNW clients · 108 to 93
Dec 20, 2023 to Apr 30, 2024
Individual clients · 799 to 996
Dec 20, 2023 to Apr 30, 2024
Assets in custody · $2.3M to $79.4M
Dec 20, 2023 to Apr 30, 2024
Employees · 14 to 16
Dec 20, 2023 to Apr 30, 2024
Other offices · 7 to 6
Dec 20, 2023 to Apr 30, 2024
Discretionary RAUM · $214M to $270M
Dec 20, 2023 to Apr 30, 2024
HNW RAUM · $130M to $122M
Dec 20, 2023 to Apr 30, 2024
Individual RAUM · $96.6M to $155M
Dec 20, 2023 to Apr 30, 2024
Non-discretionary RAUM · $12.4M to $8.6M
Dec 20, 2023 to Apr 30, 2024
RAUM · $227M to $279M
Dec 20, 2023 to Apr 30, 2024
Accounts · 844 to 1,677
Nov 28, 2022 to Mar 29, 2023
Advisory employees · 6 to 7
Nov 28, 2022 to Mar 29, 2023
BD registered reps · 6 to 2
Nov 28, 2022 to Mar 29, 2023

Signals

6 dated events

Jo Tammy Byrd (Coo) appeared on Schedule A of Gaddis Premier Wealth Advisors Llc
Oct 17, 2024 · Control person joined · fact
2 advisors left LPL Financial LLC (Ada, OK) for Gaddis Premier Wealth Advisors LLC a day apart
Jul 5, 2022 · Team lift-out · derived
3 advisors left Kestra Advisory Services, LLC (Ada, OK) for Gaddis Premier Wealth Advisors LLC on the same day
Jun 24, 2022 · Team lift-out · derived
Allan Dave Reed (Owner) appeared on Schedule A of Gaddis Premier Wealth Advisors Llc
Apr 29, 2022 · Control person joined · fact
Marie Teresa Adams (Owner) appeared on Schedule A of Gaddis Premier Wealth Advisors Llc
Apr 29, 2022 · Control person joined · fact
Gaddis Premier Wealth Advisors Llc filed its initial SEC registration (Form ADV)
Dec 9, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@gaddispremier.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 405-703-4428reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 405-810-1777reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 580-226-8800reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/gaddis-premier-wealth-advisorsreportedpublic record, Form ADV, Sep 17, 2026
Website: gaddispremier.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 580-745-8133reportedpublic record, Form ADV, Apr 30, 2026
Contact form: gaddispremier.com/contactreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $46.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026