RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• A••• B•••••
- G••••• P•••••• W••••• A••••••• L•• independent RIA currentsince Oct 3, 2023 · Durant, Ok
- S••••••••• A•••••• A•••••••• I••• formerApr 10, 2017 to Oct 2, 2023 · Durant, Ok
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 14, 2015 to Mar 29, 2017 · Durant, Ok
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Oct 13, 2015 · Durant, Ok
- C••••• I••••••••• S••••••• L•• formerFeb 28, 2011 to Jan 21, 2014 · Durant, Ok
- E••••• J•••• national BDNov 13, 2008 to Feb 15, 2011 · Durant, Ok
- S••••••••• A•••••• A•••••••• I••• to G••••• P•••••• W••••• A••••••• L••left Oct 2, 2023, registered Oct 3, 2023 (1 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Mar 29, 2017, registered Apr 10, 2017 (12 days) · Other
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 13, 2015, registered Oct 14, 2015 (1 days) · Other
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C••••• I••••••••• S••••••• L••left Feb 15, 2011, registered Feb 28, 2011 (13 days) · Other
- L••• A••• B••••• left S••••••••• A•••••• A•••••••• I••• for G••••• P•••••• W••••• A••••••• L•• (registered 2023-10-03)Oct 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address