DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••• W••••• M•••••••••
Wealth manager with institutional or fund businessVictor, New YorkCRD 317854SEC 801-129483websiteIAPD
Legal name F•••• A••••••• S•••••••••
Latest filing Mar 23, 2026
First filing on the tape Jan 9, 2024 · 6 filings
SEC status approved since Feb 13, 2024
RAUM
$50.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
50%
$25.1M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$50.6M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$50.6M as of Mar 23, 2026
Mar 30, 2025$44.3M then
HNW client RAUM$20.3M as of Mar 23, 2026
Mar 30, 2025$14.1M then
State-registered IARs (5.B.3)1 as of Mar 23, 2026
Mar 30, 20251 then
Employees (5.A)1 as of Mar 23, 2026
Mar 30, 20251 then
Private funds: no history
RAUM +14% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $50.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $781,121derivedHNW RAUM over HNW clients
- Average account
- $527,109derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$25.5M50%
- High-net-worth individuals$20.3M40%
- Individuals$4.8M9.5%
- Individual clients
- 21reported
- HNW clients
- 26reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 96reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.5 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• J•••• P•••• | Victor, Ny | Mar 17, 2022 | 14 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• J•••• P•••• from N•••• C••••••• L••Mar 17, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••• D••••• J•••• · Managing Member & Chief Compliance Officercontrolsince 11/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 114 to 96Oct 7, 2025 to Mar 23, 2026
- HNW clients · 23 to 26Oct 7, 2025 to Mar 23, 2026
- Individual clients · 20 to 21Oct 7, 2025 to Mar 23, 2026
- Discretionary RAUM · $44.3M to $50.6MOct 7, 2025 to Mar 23, 2026
- HNW RAUM · $14.1M to $20.3MOct 7, 2025 to Mar 23, 2026
- Individual RAUM · $5.4M to $4.8MOct 7, 2025 to Mar 23, 2026
- RAUM · $44.3M to $50.6MOct 7, 2025 to Mar 23, 2026
- Financial planning clients · 0 to 0Mar 30, 2025 to Oct 7, 2025
- Accounts · 81 to 114Aug 28, 2024 to Mar 30, 2025
- HNW clients · 20 to 23Aug 28, 2024 to Mar 30, 2025
- Individual clients · 59 to 20Aug 28, 2024 to Mar 30, 2025
- Discretionary RAUM · $37.2M to $44.3MAug 28, 2024 to Mar 30, 2025
- HNW RAUM · $10.5M to $14.1MAug 28, 2024 to Mar 30, 2025
- Individual RAUM · $5.5M to $5.4MAug 28, 2024 to Mar 30, 2025
- RAUM · $37.2M to $44.3MAug 28, 2024 to Mar 30, 2025
Signals
1 dated events
- P•••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Jan 9, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 585-201-0004reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 585-204-0001reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- pianowealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (585) 204-0001reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- pianowealth.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $50.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026