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Former SEC-registered adviserFormer SEC adviser· Miami Beach, Florida

Former SEC-registered adviser, based in Miami Beach, Florida.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
Not applicable
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
Not applicable
Private clients
Not established
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 11 Form ADV filings for this adviser, the latest 2.3 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 318017 · SEC 801-123130 · 11 filingsShow
CRD 318017SEC 801-123130First filing on the tape Dec 24, 2021, latest Jun 4, 2024IAPD
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
0 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM: $26.1M
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 20, 2024
Mar 30, 20231 then
Employees (5.A)21 as of Mar 20, 2024
Mar 30, 202317 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 2offices 0 to 1
Practice profile
derived from the filing of Jun 4, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
10.5derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+300%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • K••••••••• J••••• L•• · Managing Membercontrol
      since 12/2021 · owns 75% or more
    • S••••••••• G•••• J••••• · Chief Compliance Officer
      since 12/2021 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Miami Beach, Fl · principal000
    Offices
    Schedule D 1.F, the 25 largest
    • Jersey City, NJ
    What changed
    consecutive filings, newest first
    • State-registered IARs · 4 to 2
      Apr 11, 2024 to May 3, 2024
    • Accounts · 1.0 to unset
      Mar 30, 2023 to Mar 20, 2024
    • Advisory employees · 2 to 0
      Mar 30, 2023 to Mar 20, 2024
    • Employees · 17 to 21
      Mar 30, 2023 to Mar 20, 2024
    • State-registered IARs · 1 to 4
      Mar 30, 2023 to Mar 20, 2024
    • Other offices · 0 to 1
      Mar 30, 2023 to Mar 20, 2024
    • Discretionary RAUM · 26092391.0 to unset
      Mar 30, 2023 to Mar 20, 2024
    • Non-discretionary RAUM · 0.0 to unset
      Mar 30, 2023 to Mar 20, 2024
    • RAUM · 26092391.0 to unset
      Mar 30, 2023 to Mar 20, 2024
    • Accounts · 0 to 1
      Nov 4, 2022 to Mar 30, 2023
    • Advisory employees · 1 to 2
      Nov 4, 2022 to Mar 30, 2023
    • Advisory activities · 2 to 1
      Nov 4, 2022 to Mar 30, 2023
    • Discretionary RAUM · $0 to $26.1M
      Nov 4, 2022 to Mar 30, 2023
    • RAUM · $0 to $26.1M
      Nov 4, 2022 to Mar 30, 2023
    • Advisory activities · 1 to 2
      Dec 24, 2021 to May 26, 2022
    Signals
    2 dated events
    • ••• Locked
      Dec 31, 2024 · Advisor changed firm · fact
    • ••• Locked
      Dec 24, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026