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T••••• A•••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered· Miami Beach, Floridawebsite

Asset manager (funds and pooled vehicles), based in Miami Beach, Florida, reporting $10.0M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$10.0M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
+1 (1 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
Not established
Private clients
0.0% of RAUM
Form ADV
Advisors (1)Advisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 339537 · SEC 801-134986 · 3 filingsShow
CRD 339537SEC 801-134986First filing on the tape Nov 18, 2025, latest Sep 11, 2026SEC status 120-day approval since Jan 5, 2026IAPD
RAUM
$10.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$10.0M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$10.0M as of May 27, 2026
Nov 18, 2025$10.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of May 27, 2026
Nov 18, 20251 then
Employees (5.A)3 as of May 27, 2026
Nov 18, 20253 then
Private funds1 as of May 27, 2026
Nov 18, 20251 then
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$10.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$10.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$10.0M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$10.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$10.0M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••• L•• K••••••••Miami Beach, FlApr 2, 202619 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    1 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    A•••• P•••••• I••••••••• L•• • J••••••••• C•••••• G••••••••• P•• P•••••• C••••• S•••••Securitized Asset Fund$10.0M1Sep 11, 2026
    Owners and control persons
    Schedule A and B, latest filing
    • K••••••••• J••••• L•• · Ceo And Chief Compliance Officercontrol
      since 11/2025 · owns less than 5%
    Entity owners
    • T••••• C•••••• M••••••••• L•• · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • business activity changedChange between filings · filing Sep 11, 2026
      selection of other advisers (Item 5.G.7): no on the filing of 2026-05-27, yes on the filing of 2026-09-11
      peers: asset managers, under $100M (329)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Advisory activities · 1 to 3
      May 27, 2026 to Sep 11, 2026
    • Financial planning clients · to unset
      May 27, 2026 to Sep 11, 2026
    • Private funds · 1 to unset
      May 27, 2026 to Sep 11, 2026
    • Succession · false to unset
      May 27, 2026 to Sep 11, 2026
    Signals
    1 dated events
    • ••• Locked
      Sep 11, 2026 · p•••••• fund first reported · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    ••• Lockedreportedpublic record, Form ADV, Sep 11, 2026
    Principal office phone
    ••• Lockedreportedpublic record, Form ADV, Sep 11, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
    RAUM per advisor
    $10.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026