DFX Intelligence
RIA Intelligence
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SEC-registered adviser
D•••• W••••• M•••••••••
Legal name D•••• W••••• M••••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Sep 26, 2025 · 2 filings
SEC status approved since Sep 29, 2025
RAUM
$127M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
100%
$127M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$31.9M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$127M as of Mar 19, 2026
Sep 26, 2025$111M then
HNW client RAUM$82.2M as of Mar 19, 2026
Sep 26, 2025$69.4M then
State-registered IARs (5.B.3)4 as of Mar 19, 2026
Sep 26, 20254 then
Employees (5.A)4 as of Mar 19, 2026
Sep 26, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $31.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $175,789derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$82.2M64%
- Individuals$45.3M36%
- Individual clients
- 155reported
- HNW clients
- 42reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 725reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• P•••••• W•••••• | Kansas City, Mo | Feb 22, 2022 | 26 y | 1 |
| K•••• A••• D••••• | Kansas City, Mo | Feb 22, 2022 | 25 y | 0 |
| A•••••• M••••••• D•••••••Certified Financial Planner | Kansas City, Mo | Apr 25, 2022 | 24 y | 2 |
| E••• S••••• B•••••••Certified Financial Planner, Chartered Financial Analyst | Kansas City, Mo | Jul 12, 2022 | 22 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••• M••••••• D••••••• from E••••• J••••Apr 25, 2022 · Affiliated broker-dealer or bank to independent RIA
- M•••••• P•••••• W•••••• from R•••••• J•••• • A••••••••• I•••Feb 22, 2022 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• E•••• S••••• · Co- Ownercontrolsince 03/2026 · owns 25% to 50%
- W••••••• M••••••• P•••••• · Co- Ownercontrolsince 03/2026 · owns 25% to 50%
- D•••••••• A••••••• M••••••• · Co- Ownersince 03/2026 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kansas City, Mo · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 706 to 725Sep 26, 2025 to Mar 19, 2026
- Advisory activities · 4 to 5Sep 26, 2025 to Mar 19, 2026
- Corporate clients · 5.0 to unsetSep 26, 2025 to Mar 19, 2026
- HNW clients · 41 to 42Sep 26, 2025 to Mar 19, 2026
- Individual clients · 146 to 155Sep 26, 2025 to Mar 19, 2026
- Financial planning clients · 51-100 to 101-250Sep 26, 2025 to Mar 19, 2026
- Discretionary RAUM · $99.4M to $115MSep 26, 2025 to Mar 19, 2026
- HNW RAUM · $69.4M to $82.2MSep 26, 2025 to Mar 19, 2026
- Individual RAUM · $40.7M to $45.3MSep 26, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $11.8M to $12.6MSep 26, 2025 to Mar 19, 2026
- RAUM · $111M to $127MSep 26, 2025 to Mar 19, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 816-237-8137reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 877-317-2713reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/divvi-wealth-managementreportedpublic record, Form ADV, Sep 21, 2026
- Website
- divviwealth.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 8162378137reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $31.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026