DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
R•••• S•••• L••
Latest filing Feb 17, 2026
First filing on the tape Jun 19, 2023 · 7 filings
SEC status approved since Nov 30, 2023
RAUM
$18.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$18.0M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$18.0M as of Feb 17, 2026
Mar 11, 2024$85.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 17, 2026
Mar 11, 20240 then
Employees (5.A)1 as of Feb 17, 2026
Mar 11, 20241 then
Private funds1 as of Feb 17, 2026
Mar 11, 20241 then
RAUM +20% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $18.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Wrap fee program
- $18.0MreportedItem 5.I
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$18.0M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- $18.0M sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| I•••• D• L• P••• A••••• | Las Vegas, Nv | Jan 1, 2026 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• V••••••• | Venture Capital Fund | $60.0M | 120 | Jun 19, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D• L• P••• A•••••• I•••• · Co-Owner, Ceo & Ccocontrolsince 11/2021 · owns 50% to 75%
- B•••••• D••••• · Co-Owner, Coo & Ciosince 11/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 11Mar 6, 2025 to Feb 17, 2026
- Pooled vehicle clients · 8 to 11Mar 6, 2025 to Feb 17, 2026
- Discretionary RAUM · $15.0M to $18.0MMar 6, 2025 to Feb 17, 2026
- Pooled vehicle RAUM · $15.0M to $18.0MMar 6, 2025 to Feb 17, 2026
- RAUM · $15.0M to $18.0MMar 6, 2025 to Feb 17, 2026
- Wrap assets (sponsor) · $15.0M to $18.0MMar 6, 2025 to Feb 17, 2026
- Accounts · 6 to 8Nov 8, 2024 to Mar 6, 2025
- Pooled vehicle clients · 6 to 8Nov 8, 2024 to Mar 6, 2025
- Financial planning clients · unset to Nov 8, 2024 to Mar 6, 2025
- HQ city · unset to Nov 8, 2024 to Mar 6, 2025
- HQ state · unset to Nov 8, 2024 to Mar 6, 2025
- Discretionary RAUM · $0 to $15.0MNov 8, 2024 to Mar 6, 2025
- Non-discretionary RAUM · $15.0M to $0Nov 8, 2024 to Mar 6, 2025
- Accounts · 8 to 6Mar 11, 2024 to Nov 8, 2024
- Advisory activities · 2 to 1Mar 11, 2024 to Nov 8, 2024
- Non-discretionary RAUM · $85.0M to $15.0MMar 11, 2024 to Nov 8, 2024
- Pooled vehicle RAUM · $85.0M to $15.0MMar 11, 2024 to Nov 8, 2024
- RAUM · $85.0M to $15.0MMar 11, 2024 to Nov 8, 2024
- Wrap assets (sponsor) · $23.0M to $15.0MMar 11, 2024 to Nov 8, 2024
- Accounts · 6 to 8Nov 29, 2023 to Mar 11, 2024
- Advisory activities · 1 to 2Nov 29, 2023 to Mar 11, 2024
- Wrap assets (manager) · unset to 0.0Nov 29, 2023 to Mar 11, 2024
- Wrap assets (sponsor) · unset to 23000000.0Nov 29, 2023 to Mar 11, 2024
- Pooled vehicle clients · 5 to 6Jun 19, 2023 to Nov 23, 2023
- Non-discretionary RAUM · $68.0M to $85.0MJun 19, 2023 to Nov 23, 2023
- Pooled vehicle RAUM · $16.0M to $85.0MJun 19, 2023 to Nov 23, 2023
- RAUM · $68.0M to $85.0MJun 19, 2023 to Nov 23, 2023
Signals
1 dated events
- R•••• S•••• L•• filed its initial SEC registration (Form ADV)Jun 19, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R•••• S•••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- r•••••••••.vcreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 6509187684reportedpublic record, Form ADV, Feb 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $18.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026