DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••
Legal name E••• I•••
Latest filing Mar 31, 2026
First filing on the tape Jan 13, 2022 · 14 filings
SEC status approved since Mar 9, 2022
RAUM
$798,408
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$798,408 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$798,408
derived; firm RAUM over IAPD count
Employees
12
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$798,408 as of Mar 31, 2026
Mar 31, 2023$73,500 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 31, 20231 then
Employees (5.A)12 as of Mar 31, 2026
Mar 31, 20236 then
Private funds: no history
RAUM +115% over the last fiscal year+121% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $798,408derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $641derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 12.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +115%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $798,408reportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$798,408100%
- Individual clients
- 1,246reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,246reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• H••••• | Clifton Park, Ny | Mar 11, 2022 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• M•••••• · Managing Partnercontrolsince 09/2020 · owns 50% to 75%
- R•••••• Z••••••• G••• · Chief Compliance Officercontrolsince 09/2024 · owns less than 5%
- Z•••• C•••• · Managing Partnercontrolsince 12/2020 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 465.0 to 1,246.0 (+168.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +2.0% (135 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, under $100M (135) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 465 to 1,246Mar 31, 2025 to Mar 31, 2026
- Advisory activities · 3 to 4Mar 31, 2025 to Mar 31, 2026
- Individual clients · 465 to 1,246Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $372,132 to $798,408Mar 31, 2025 to Mar 31, 2026
- Individual RAUM · $372,132 to $798,408Mar 31, 2025 to Mar 31, 2026
- RAUM · $372,132 to $798,408Mar 31, 2025 to Mar 31, 2026
- Accounts · 402 to 465Sep 19, 2024 to Mar 31, 2025
- Advisory employees · 2 to 1Sep 19, 2024 to Mar 31, 2025
- Advisory activities · 2 to 3Sep 19, 2024 to Mar 31, 2025
- Individual clients · 402 to 465Sep 19, 2024 to Mar 31, 2025
- Employees · 6 to 12Sep 19, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 1-10Sep 19, 2024 to Mar 31, 2025
- HQ city · unset to Sep 19, 2024 to Mar 31, 2025
- HQ state · unset to Sep 19, 2024 to Mar 31, 2025
- Discretionary RAUM · $216,593 to $372,132Sep 19, 2024 to Mar 31, 2025
- Individual RAUM · $216,593 to $372,132Sep 19, 2024 to Mar 31, 2025
- RAUM · $216,593 to $372,132Sep 19, 2024 to Mar 31, 2025
- Accounts · 400 to 402Mar 31, 2023 to Mar 29, 2024
- Advisory activities · 1 to 2Mar 31, 2023 to Mar 29, 2024
- Individual clients · 400 to 402Mar 31, 2023 to Mar 29, 2024
- Financial planning clients · unset to 0Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $73,500 to $216,593Mar 31, 2023 to Mar 29, 2024
- Individual RAUM · $73,500 to $216,593Mar 31, 2023 to Mar 29, 2024
- RAUM · $73,500 to $216,593Mar 31, 2023 to Mar 29, 2024
- Accounts · 0 to 400Aug 2, 2022 to Mar 31, 2023
- Advisory employees · 1 to 2Aug 2, 2022 to Mar 31, 2023
- Individual clients · unset to 400.0Aug 2, 2022 to Mar 31, 2023
- Employees · 2 to 6Aug 2, 2022 to Mar 31, 2023
- Discretionary RAUM · $0 to $73,500Aug 2, 2022 to Mar 31, 2023
- Individual RAUM · unset to 73500.0Aug 2, 2022 to Mar 31, 2023
- RAUM · $0 to $73,500Aug 2, 2022 to Mar 31, 2023
- Business name · E••• I••• to S••••Mar 17, 2022 to Jun 22, 2022
- Wrap assets (manager) · unset to 0.0Mar 17, 2022 to Jun 22, 2022
- Wrap assets (sponsor) · unset to 0.0Mar 17, 2022 to Jun 22, 2022
- Business name · E••• I•• to E••• I•••Jan 13, 2022 to Jan 13, 2022
- Legal name · E••• I•• to E••• I•••Jan 13, 2022 to Jan 13, 2022
Signals
2 dated events
- Glen Zachary Rassam (Chief Compliance Officer) appeared on Schedule A of ScoutSep 19, 2024 · Control person joined · fact
- E••• I•• filed its initial SEC registration (Form ADV)Jan 13, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- scoutftw.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 323-576-6750reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $798,408derivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026