DFX Intelligence

RIA Intelligence

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SEC-registered adviser

V•••• R••• A•••••••

Independent wealth managerNew York, New YorkCRD 318675SEC 801-123279websiteIAPD
Legal name V•••• R••• A••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jan 21, 2022 · 10 filings
SEC status approved since Mar 3, 2022
RAUM
$26,526
reported, Item 5.F
Discretionary
13%
of RAUM
Private clients
100%
$26,526 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$26,526 as of Mar 27, 2026
Mar 27, 2025$2.9M then
HNW client RAUM$26,526 as of Mar 27, 2026
Mar 27, 2025$2.6M then
State-registered IARs (5.B.3)1 as of Mar 27, 2026
Mar 29, 20231 then
Employees (5.A)2 as of Mar 27, 2026
Mar 29, 20234 then
Private funds: no history
RAUM -99% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$26,526derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1,895derivedHNW RAUM over HNW clients
Average account
$1,768derivedRAUM over accounts (5.F.2.f)
Discretionary
13%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-99%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$26,526100%
Individual clients
n/areported
HNW clients
14reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
15reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • L•••• J••••••• A•••••••• · Chief Legal Officercontrol
        since 01/2022 · owns less than 5%
      • M••••••••• S••••••••• · Ceo And Ccocontrol
        since 01/2022 · owns less than 5%
      • M••••••••• S••••••••• · Shareholdercontrol
        since 01/2021 · owns 75% or more of V•••• I•••
      Entity owners
      • V•••• I••• · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Individual clients · 1.0 to unset
        Mar 27, 2025 to Mar 27, 2026
      • Employees · 5 to 2
        Mar 27, 2025 to Mar 27, 2026
      • Discretionary RAUM · $2,821 to $3,331
        Mar 27, 2025 to Mar 27, 2026
      • HNW RAUM · $2.6M to $26,526
        Mar 27, 2025 to Mar 27, 2026
      • Individual RAUM · 335000.0 to unset
        Mar 27, 2025 to Mar 27, 2026
      • Non-discretionary RAUM · $2.9M to $23,195
        Mar 27, 2025 to Mar 27, 2026
      • RAUM · $2.9M to $26,526
        Mar 27, 2025 to Mar 27, 2026
      • Accounts · unset to 15.0
        Oct 14, 2024 to Mar 27, 2025
      • HNW clients · unset to 14.0
        Oct 14, 2024 to Mar 27, 2025
      • Individual clients · unset to 1.0
        Oct 14, 2024 to Mar 27, 2025
      • Financial planning clients · 0 to 0
        Oct 14, 2024 to Mar 27, 2025
      • HQ city · MIAMI to NEW YORK
        Oct 14, 2024 to Mar 27, 2025
      • HQ state · FL to NY
        Oct 14, 2024 to Mar 27, 2025
      • Discretionary RAUM · unset to 2821.0
        Oct 14, 2024 to Mar 27, 2025
      • HNW RAUM · unset to 2582821.0
        Oct 14, 2024 to Mar 27, 2025
      • Individual RAUM · unset to 335000.0
        Oct 14, 2024 to Mar 27, 2025
      • Non-discretionary RAUM · unset to 2915000.0
        Oct 14, 2024 to Mar 27, 2025
      • RAUM · unset to 2917821.0
        Oct 14, 2024 to Mar 27, 2025
      • Employees · 4 to 5
        Mar 29, 2023 to May 2, 2024
      • Accounts · 0.0 to unset
        Feb 25, 2022 to Mar 29, 2023
      • Discretionary RAUM · 0.0 to unset
        Feb 25, 2022 to Mar 29, 2023
      • Non-discretionary RAUM · 0.0 to unset
        Feb 25, 2022 to Mar 29, 2023
      • RAUM · 0.0 to unset
        Feb 25, 2022 to Mar 29, 2023
      • HQ city · DOVER to MIAMI
        Jan 21, 2022 to Feb 25, 2022
      • HQ state · DE to FL
        Jan 21, 2022 to Feb 25, 2022
      • Related adviser · false to true
        Jan 21, 2022 to Feb 25, 2022
      Signals
      2 dated events
      • C••••• J••••• G•••••• (Chief Financial Officer) no longer on Schedule A of V•••• R••• A••••••• (listed 2022-02-25, absent 2023-03-29)
        Mar 29, 2023 · Control person left · inference
      • V•••• R••• A••••••• filed its initial SEC registration (Form ADV)
        Jan 21, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      v•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      415-968-9304reportedpublic record, Form ADV, Mar 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026