DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•••• I••••••••• P•••••••• L••
Latest filing Jan 22, 2026
First filing on the tape Jan 26, 2022 · 14 filings
SEC status approved since Feb 28, 2022
RAUM
$390M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$390M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$195M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$390M as of Jan 22, 2026
Mar 6, 2023$336M then
HNW client RAUM$357M as of Jan 22, 2026
Mar 6, 2023$309M then
State-registered IARs (5.B.3)2 as of Jan 22, 2026
Mar 6, 20233 then
Employees (5.A)3 as of Jan 22, 2026
Mar 6, 20234 then
Private funds: no history
RAUM +3.4% over the last fiscal year+5.1% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $195MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 87derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $862,844derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $5.7M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$357M92%
- Individuals$32.6M8.4%
- Individual clients
- 90reported
- HNW clients
- 84reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 452reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.7M for 5 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| V••••• J•••• D•••• | Charlotte, Nc | Apr 5, 2022 | 12 y | 1 |
| O••••• B••••• G•••• | Charlotte, Nc | Dec 5, 2022 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- V••••• J•••• D•••• from R•••••• J•••• • A••••••••• I•••Apr 5, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• J••••• L••••• · Managing Member / Partnercontrolsince 01/2022 · owns 75% or more
- D••••• V•••••• J•••• · Managing Member And Chief Compliance Officercontrolsince 01/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlotte, Nc · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 458 to 452Mar 28, 2025 to Jan 22, 2026
- HNW clients · 86 to 84Mar 28, 2025 to Jan 22, 2026
- Assets in custody · $5.4M to $5.7MMar 28, 2025 to Jan 22, 2026
- Financial planning clients · 11-25 to 0Mar 28, 2025 to Jan 22, 2026
- Discretionary RAUM · $369M to $381MMar 28, 2025 to Jan 22, 2026
- HNW RAUM · $348M to $357MMar 28, 2025 to Jan 22, 2026
- Individual RAUM · $29.5M to $32.6MMar 28, 2025 to Jan 22, 2026
- Non-discretionary RAUM · $8.2M to $9.1MMar 28, 2025 to Jan 22, 2026
- RAUM · $377M to $390MMar 28, 2025 to Jan 22, 2026
- Accounts · 473 to 458Feb 15, 2024 to Mar 28, 2025
- Advisory employees · 3 to 2Feb 15, 2024 to Mar 28, 2025
- HNW clients · 93 to 86Feb 15, 2024 to Mar 28, 2025
- Individual clients · 93 to 90Feb 15, 2024 to Mar 28, 2025
- Assets in custody · $1.9M to $5.4MFeb 15, 2024 to Mar 28, 2025
- Employees · 4 to 3Feb 15, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 11-25Feb 15, 2024 to Mar 28, 2025
- State-registered IARs · 3 to 2Feb 15, 2024 to Mar 28, 2025
- Discretionary RAUM · $352M to $369MFeb 15, 2024 to Mar 28, 2025
- HNW RAUM · $333M to $348MFeb 15, 2024 to Mar 28, 2025
- Individual RAUM · $26.4M to $29.5MFeb 15, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $7.6M to $8.2MFeb 15, 2024 to Mar 28, 2025
- RAUM · $359M to $377MFeb 15, 2024 to Mar 28, 2025
- Accounts · 505 to 473Sep 6, 2023 to Feb 15, 2024
- Individual clients · 100 to 93Sep 6, 2023 to Feb 15, 2024
- Assets in custody · $1.6M to $1.9MSep 6, 2023 to Feb 15, 2024
- Discretionary RAUM · $331M to $352MSep 6, 2023 to Feb 15, 2024
- HNW RAUM · $314M to $333MSep 6, 2023 to Feb 15, 2024
- Individual RAUM · $24.0M to $26.4MSep 6, 2023 to Feb 15, 2024
- Non-discretionary RAUM · $7.1M to $7.6MSep 6, 2023 to Feb 15, 2024
- RAUM · $338M to $359MSep 6, 2023 to Feb 15, 2024
- Assets in custody · unset to 1593247.0Mar 14, 2023 to Jun 8, 2023
- Custody of client assets · false to trueMar 14, 2023 to Jun 8, 2023
- Discretionary RAUM · $329M to $331MMar 14, 2023 to Jun 8, 2023
- HNW RAUM · $309M to $314MMar 14, 2023 to Jun 8, 2023
- Individual RAUM · $27.6M to $24.0MMar 14, 2023 to Jun 8, 2023
- Non-discretionary RAUM · $7.0M to $7.1MMar 14, 2023 to Jun 8, 2023
- RAUM · $336M to $338MMar 14, 2023 to Jun 8, 2023
- Accounts · 494 to 505Dec 15, 2022 to Mar 6, 2023
- Advisory employees · 2 to 3Dec 15, 2022 to Mar 6, 2023
- Corporate clients · 5.0 to unsetDec 15, 2022 to Mar 6, 2023
Signals
1 dated events
- D•••• I••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jan 26, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- g•••••@d•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- v••@d•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 704-421-4200reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 704-741-4200reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/davis-investment-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- d•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (704) 741-4200reportedpublic record, Form ADV, Jan 22, 2026
- Contact form
- d•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $195Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026