DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Teucrium Investment Advisors, LLC
Latest filing May 22, 2026
First filing on the tape Feb 11, 2022 · 14 filings
SEC status approved since Mar 11, 2022
RAUM
$277M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$277M as of May 22, 2026
Jul 27, 2022$2.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of May 22, 2026
Jul 27, 20220 then
Employees (5.A)12 as of May 22, 2026
Jul 27, 20228 then
Private funds: no history
RAUM +125% over the last fiscal year+415% a year over threeIARs 1 to 1
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $277MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $21.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 12.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +125%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$277M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anthony Sal Gilbertie · Ceocontrolsince 01/2022 · owns less than 5%
- William Charles Harris · Coocontrolsince 06/2024 · owns less than 5%
- Cory Mullen-Rusin · Cfo / Ccocontrolsince 01/2022 · owns less than 5%
- Anthony Sal Gilbertie · President / Ceo / Cio / Owner / Elected Officercontrolsince 08/2009 · owns 25% to 50% of Teucrium Trading, LLC
- William Howard Lutnick · Sole Trusteecontrolsince 05/2009 · owns 75% or more of Howard W. Lutnick Personal Asset Trust
- William Howard Lutnick · Sole Trusteecontrolsince 01/2010 · owns 75% or more of Howard W. Lutnick Revocable Trust
- Frederick Jan Vaneck · Trusteecontrolsince 01/1988 · owns F of Jan Frederick Van Eck Revocable Trust
- William Charles Harris · Elected Officersince 06/2024 · owns F of Teucrium Trading, LLC
- Cory Mullen-Rusin · Elected Officersince 10/2019 · owns F of Teucrium Trading, LLC
Entity owners
- Teucrium Trading, LLC · Ownerdirect · owns 75% or more
- Bgc Financial Group Inc · Ownerindirect · owns 25% to 50% of Bgc Partners, L.P.
- Bgc Gp Limited · Ownerindirect · owns 75% or more of Bgc Gp, LLC
- Bgc Gp, LLC · General Partnerindirect · owns F of Bgc Holdings, L.P.
- Bgc Holdings, L.P. · Ownerindirect · owns 75% or more of Bgc Holdings, LLC
- Bgc Holdings, LLC · General Partnerindirect · owns F of Bgc Partners, L.P.
- Bgc Partners, Inc · Ownerindirect · owns 25% to 50% of Bgc Partners, L.P. · public reporting company
- Bgc Partners, Inc. · Ownerindirect · owns 75% or more of Bgc Gp Limited · public reporting company
- Bgc Partners, Inc. · Ownerindirect · owns 75% or more of Bgc Financial Group Inc · public reporting company
- Bgc Partners, L.P. · Shareholderindirect · owns 75% or more of Gfi Group Inc.
- Cantor Fitzgerald, L.P. · Ownerindirect · owns 25% to 50% of Bgc Holdings, L.P.
- Cf Group Management, Inc. · Managing General Partnerindirect · owns F of Cantor Fitzgerald, L.P.
- Gfi Group Inc. · Shareholderindirect · owns 75% or more of Gfinet Inc.
- Gfi Group LLC · Memberindirect · owns 25% to 50% of Teucrium Trading, LLC
- Gfinet Inc. · Memberindirect · owns 75% or more of Gfi Group LLC
- Howard W. Lutnick Revocable Trust · Shareholderindirect · owns 75% or more of Cf Group Management, Inc.
- Jan Frederick Van Eck Revocable Trust · Shareholderindirect · owns 50% to 75% of Van Eck Associates Corp.
- Van Eck Associates Corp. · Ownerindirect · owns 25% to 50% of Teucrium Trading, LLC
- Howard W. Lutnick Personal Asset Trust · Limited Partnerindirect · owns 50% to 75% of Cantor Fitzgerald, L.P.
Related persons
Schedule D 7.A
- Teucrium Trading LLCbanky
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 13, 2026RAUM (Item 5.F) moved from $123,173,578 to $277,436,623 (+125.0%) between the annual amendments of 2025-02-13 and 2026-03-13; the peer median change was +4.0% (1148 comparable advisers, 98.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 7 to 13Aug 25, 2025 to Mar 13, 2026
- Employees · 11 to 12Aug 25, 2025 to Mar 13, 2026
- Discretionary RAUM · $495M to $277MAug 25, 2025 to Mar 13, 2026
- RAUM · $495M to $277MAug 25, 2025 to Mar 13, 2026
- Accounts · 4 to 7Feb 13, 2025 to Aug 25, 2025
- Advisory employees · 4 to 5Feb 13, 2025 to Aug 25, 2025
- Discretionary RAUM · $123M to $495MFeb 13, 2025 to Aug 25, 2025
- RAUM · $123M to $495MFeb 13, 2025 to Aug 25, 2025
- Accounts · 2 to 4Nov 21, 2024 to Feb 13, 2025
- Advisory employees · 2 to 4Nov 21, 2024 to Feb 13, 2025
- Employees · 9 to 11Nov 21, 2024 to Feb 13, 2025
- Financial planning clients · unset to Nov 21, 2024 to Feb 13, 2025
- Discretionary RAUM · $4.9M to $123MNov 21, 2024 to Feb 13, 2025
- RAUM · $4.9M to $123MNov 21, 2024 to Feb 13, 2025
- Accounts · 3 to 2Jun 26, 2024 to Jul 26, 2024
- Advisory employees · 3 to 2Jun 26, 2024 to Jul 26, 2024
- BD registered reps · 2 to 1Jun 26, 2024 to Jul 26, 2024
- Employees · 10 to 9Jun 26, 2024 to Jul 26, 2024
- Insurance-licensed employees · 0 to 1Jun 26, 2024 to Jul 26, 2024
- State-registered IARs · 0 to 1Jun 26, 2024 to Jul 26, 2024
- Other offices · 1 to 0Jun 26, 2024 to Jul 26, 2024
- Discretionary RAUM · $20.3M to $4.9MJun 26, 2024 to Jul 26, 2024
- RAUM · $20.3M to $4.9MJun 26, 2024 to Jul 26, 2024
- Related bank · false to trueJun 26, 2024 to Jul 26, 2024
- Accounts · 1 to 3Jul 27, 2022 to Jul 30, 2023
- Advisory employees · 2 to 3Jul 27, 2022 to Jul 30, 2023
- Employees · 8 to 10Jul 27, 2022 to Jul 30, 2023
- Discretionary RAUM · $2.0M to $20.3MJul 27, 2022 to Jul 30, 2023
- RAUM · $2.0M to $20.3MJul 27, 2022 to Jul 30, 2023
- Discretionary RAUM · $1.2B to $2.0MMay 25, 2022 to Jul 27, 2022
- RAUM · $1.2B to $2.0MMay 25, 2022 to Jul 27, 2022
- Accounts · 0 to 1Feb 24, 2022 to May 25, 2022
- Discretionary RAUM · $0 to $1.2BFeb 24, 2022 to May 25, 2022
- RAUM · $0 to $1.2BFeb 24, 2022 to May 25, 2022
Signals
9 dated events
- Teucrium Investment Advisors, Llc reported RAUM $277.4M, down 44% from $494.9M (2025-08-25 to 2026-03-13)Mar 13, 2026 · RAUM change · derived
- Teucrium Investment Advisors, Llc reported RAUM $494.9M, up 302% from $123.2M (2025-02-13 to 2025-08-25)Aug 25, 2025 · RAUM change · derived
- William Charles Harris (Coo) appeared on Schedule A of Teucrium Investment Advisors, LlcJun 26, 2024 · Control person joined · fact
- Roger Steven Kahler (Coo) no longer on Schedule A of Teucrium Investment Advisors, Llc (listed 2024-06-14, absent 2024-06-26)Jun 26, 2024 · Control person left · inference
- Frederick Jan Vaneck (Trustee) appeared on Schedule A of Teucrium Investment Advisors, LlcJun 14, 2024 · Control person joined · fact
- Ellsworth Dale Riker (Owner) no longer on Schedule A of Teucrium Investment Advisors, Llc (listed 2023-07-30, absent 2024-05-24)May 24, 2024 · Control person left · inference
- Teucrium Investment Advisors, Llc reported RAUM $2.0M, down 100% from $1.2B (2022-05-25 to 2022-07-27)Jul 27, 2022 · RAUM change · derived
- William Howard Lutnick (Sole Trustee) appeared on Schedule A of Teucrium Investment Advisors, LlcFeb 24, 2022 · Control person joined · fact
- Teucrium Investment Advisors, Llc filed its initial SEC registration (Form ADV)Feb 11, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/teucrium-etfsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- teucrium.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 802-540-0019reportedpublic record, Form ADV, May 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026