DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• I••••••••• M••••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Feb 1, 2022 · 14 filings
SEC status approved since Mar 4, 2022
RAUM
$1.7B
reported, Item 5.F
Discretionary
71%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.7B
derived; firm RAUM over IAPD count
Employees
21
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.7B as of Apr 1, 2026
Mar 30, 2023$108M then
HNW client RAUM$0 as of Apr 1, 2026
Mar 31, 2026$0 then
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Mar 30, 20230 then
Employees (5.A)21 as of Apr 1, 2026
Mar 30, 20235 then
Private funds: no history
RAUM +234% over the last fiscal year+149% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $215,288derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 71%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 21.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +234%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$1.7B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7,784reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| X••••• C•••Chartered Financial Analyst | Lisle, Il | May 6, 2026 | 12 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- X••••• C••• from T••••••••• A•••••••• L••May 6, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• L••• C• · Chief Executive Officercontrolsince 01/2022 · owns less than 5%
- H•••••• M•••••• E•••• · Chief Operating Officercontrolsince 02/2022 · owns less than 5%
- H•••••••• B••••• E••••• · Chief Investment Officercontrolsince 01/2022 · owns less than 5%
- L•• H•••••• •• M••••• N•••• · Shareholdercontrolsince 07/2012 · owns 75% or more of Y••••••• I•••
Entity owners
- Y••••••• I••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- H••••••• A•••• M••••••••• L••investment advisernRAUM $10.3M
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 1, 2026accounts (Item 5.F.2.f) moved from 2,340.0 to 7,784.0 (+233.0%) between the annual amendments of 2025-04-04 and 2026-04-01; the peer median change was -2.0% (33 comparable advisers, 97.0th percentile of changes)peers: asset managers, $1B to $5B (33) · 97% percentile
- RAUM up 50 %Change between filings · filing Apr 1, 2026RAUM (Item 5.F) moved from $502,426,870 to $1,675,798,775 (+234.0%) between the annual amendments of 2025-04-04 and 2026-04-01; the peer median change was +11.0% (1368 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 2,340 to 7,784Nov 26, 2025 to Mar 31, 2026
- Charity clients · unset to 0.0Nov 26, 2025 to Mar 31, 2026
- Corporate clients · unset to 0.0Nov 26, 2025 to Mar 31, 2026
- HNW clients · unset to 0.0Nov 26, 2025 to Mar 31, 2026
- Individual clients · unset to 0.0Nov 26, 2025 to Mar 31, 2026
- Pension plan clients · unset to 0.0Nov 26, 2025 to Mar 31, 2026
- Pooled vehicle clients · unset to 0.0Nov 26, 2025 to Mar 31, 2026
- Employees · 15 to 21Nov 26, 2025 to Mar 31, 2026
- Financial planning clients · 0 to Nov 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $387M to $1.2BNov 26, 2025 to Mar 31, 2026
- HNW RAUM · unset to 0.0Nov 26, 2025 to Mar 31, 2026
- Individual RAUM · unset to 0.0Nov 26, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $115M to $490MNov 26, 2025 to Mar 31, 2026
- Pension RAUM · unset to 0.0Nov 26, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · unset to 0.0Nov 26, 2025 to Mar 31, 2026
- RAUM · $502M to $1.7BNov 26, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Apr 4, 2025 to Nov 26, 2025
- Accounts · 1,136 to 2,340Mar 27, 2024 to Apr 4, 2025
- Advisory employees · 2 to 3Mar 27, 2024 to Apr 4, 2025
- Employees · 7 to 15Mar 27, 2024 to Apr 4, 2025
- Discretionary RAUM · $138M to $387MMar 27, 2024 to Apr 4, 2025
- Non-discretionary RAUM · $69.7M to $115MMar 27, 2024 to Apr 4, 2025
- RAUM · $208M to $502MMar 27, 2024 to Apr 4, 2025
- Accounts · 807 to 1,136Mar 30, 2023 to Mar 27, 2024
- Employees · 5 to 7Mar 30, 2023 to Mar 27, 2024
- Financial planning clients · unset to 0Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $25.3M to $138MMar 30, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $83.2M to $69.7MMar 30, 2023 to Mar 27, 2024
- RAUM · $108M to $208MMar 30, 2023 to Mar 27, 2024
- Accounts · 0 to 807Sep 20, 2022 to Mar 30, 2023
- Advisory employees · 1 to 2Sep 20, 2022 to Mar 30, 2023
- Employees · 3 to 5Sep 20, 2022 to Mar 30, 2023
- Discretionary RAUM · $0 to $25.3MSep 20, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $0 to $83.2MSep 20, 2022 to Mar 30, 2023
- RAUM · $0 to $108MSep 20, 2022 to Mar 30, 2023
- HQ city · CHICAGO to LISLEMar 16, 2022 to Mar 17, 2022
- Succession · true to falseMar 16, 2022 to Mar 17, 2022
- Business name · A•••••• I••••••••• M••••••••• I••• to A•••••• I••••••••• M••••••••• L••Mar 15, 2022 to Mar 16, 2022
- Legal name · A•••••• I••••••••• M••••••••• I••• to A•••••• I••••••••• M••••••••• L••Mar 15, 2022 to Mar 16, 2022
- Organization form · Limited Liability Partnership to Limited Liability CompanyMar 15, 2022 to Mar 16, 2022
Signals
5 dated events
- A•••••• I••••••••• M••••••••• L•• reported RAUM $1.7B, up 234% from $502.4M (2025-11-26 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- A•••••• I••••••••• M••••••••• L•• reported RAUM $502.4M, up 142% from $207.6M (2024-03-27 to 2025-04-04)Apr 4, 2025 · RAUM change · derived
- A•••••• I••••••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 16, 2022 · Succession (Item 4) · fact
- Elyse Meghan Holmes (Chief Operating Officer) appeared on Schedule A of A•••••• I••••••••• M••••••••• L••Mar 15, 2022 · Control person joined · fact
- A•••••• I••••••••• M••••••••• S••••••••• I••• filed its initial SEC registration (Form ADV)Feb 1, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/advyzon-investment-management-llc-aimreportedpublic record, Form ADV, Sep 18, 2026
- Website
- advyzon.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 844-340-1898reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026