DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• I••••• L••
Latest filing Aug 20, 2026
First filing on the tape Mar 25, 2022 · 8 filings
SEC status approved since Apr 25, 2022
RAUM
$103M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$103M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$103M as of Aug 20, 2026
Mar 15, 2023$19.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Aug 20, 2026
Mar 15, 20231 then
Employees (5.A)1 as of Aug 20, 2026
Mar 15, 20231 then
Private funds: no history
RAUM +109% over the last fiscal year+73% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $103MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $103MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +91%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$103M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• T•••••• | Davenport, Ia | May 24, 2022 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T••••••• C••••••••• C••••••• · Membercontrolsince 02/2022 · owns 25% to 50%
- T••••••• J••• · Managing Member, Chief Compliance Officercontrolsince 02/2022 · owns 25% to 50%
- T••••••• W•••••••• S•••• · Membercontrolsince 02/2022 · owns 25% to 50%
Entity owners
- T••• S•••• I•• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Apr 22, 2026discretionary share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-03-03 and 2026-04-22peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Accounts · 2 to 1Apr 22, 2026 to Aug 20, 2026
- Discretionary RAUM · $93.9M to $103MApr 22, 2026 to Aug 20, 2026
- RAUM · $93.9M to $103MApr 22, 2026 to Aug 20, 2026
- Discretionary RAUM · $1.8M to $93.9MFeb 25, 2026 to Apr 22, 2026
- Non-discretionary RAUM · $89.5M to $0Feb 25, 2026 to Apr 22, 2026
- RAUM · $91.3M to $93.9MFeb 25, 2026 to Apr 22, 2026
- Accounts · 1 to 2Mar 3, 2025 to Feb 25, 2026
- Discretionary RAUM · $0 to $1.8MMar 3, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $49.1M to $89.5MMar 3, 2025 to Feb 25, 2026
- RAUM · $49.1M to $91.3MMar 3, 2025 to Feb 25, 2026
- Financial planning clients · unset to Jan 26, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $31.9M to $49.1MJan 26, 2024 to Mar 3, 2025
- RAUM · $31.9M to $49.1MJan 26, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $19.8M to $31.9MMar 15, 2023 to Jan 26, 2024
- RAUM · $19.8M to $31.9MMar 15, 2023 to Jan 26, 2024
- State-registered IARs · 0 to 1Jul 1, 2022 to Mar 15, 2023
- Non-discretionary RAUM · $15.1M to $19.8MJul 1, 2022 to Mar 15, 2023
- RAUM · $15.1M to $19.8MJul 1, 2022 to Mar 15, 2023
- Accounts · unset to 1.0Mar 25, 2022 to Jul 1, 2022
- Discretionary RAUM · unset to 0.0Mar 25, 2022 to Jul 1, 2022
- Non-discretionary RAUM · unset to 15080000.0Mar 25, 2022 to Jul 1, 2022
- RAUM · unset to 15080000.0Mar 25, 2022 to Jul 1, 2022
Signals
1 dated events
- A•• I••••• L•• filed its initial SEC registration (Form ADV)Mar 25, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aot-invest-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- blossomsocial.com/users/John-Tinsman__NzeWpRGKHd5MJxZjreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 563-320-1688reportedpublic record, Form ADV, Aug 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $103Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026