DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
3chopt Investment Partners LLC
Latest filing Mar 24, 2026
First filing on the tape Feb 15, 2022 · 11 filings
SEC status approved since Mar 18, 2022
RAUM
$889M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$886M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$127M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$889M as of Mar 24, 2026
Mar 28, 2023$405M then
HNW client RAUM$864M as of Mar 24, 2026
Mar 28, 2023$396M then
State-registered IARs (5.B.3)4 as of Mar 24, 2026
Mar 28, 20230 then
Employees (5.A)7 as of Mar 24, 2026
Mar 28, 20235 then
Private funds: no history
RAUM +20% over the last fiscal year+30% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $127MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.0MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$864M97%
- Individuals$21.7M2.4%
- Charitable organizations$3.5M0.4%
- Individual clients
- 91reported
- HNW clients
- 144reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 645reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Scott Jordan Storey | Richmond, Va | Apr 11, 2022 | 22 y | 0 |
| Stuart Preston Dillard | Richmond, Va | Apr 14, 2022 | 25 y | 1 |
| William M. ThomasCertified Financial Planner | Richmond, Va | Apr 26, 2022 | 11 y | 0 |
| Peter Appleton Fryer | Richmond, Va | Aug 2, 2024 | 11 y | 1 |
| Pieter Everett Van SaunChartered Financial Analyst | Richmond, Va | Apr 2, 2026 | 26 y | 1 |
| Mark Andrew Levin | Richmond, Va | Aug 6, 2026 | 24 y | 6 |
| Jacob Brenner Dubois | Richmond, Va | Aug 11, 2026 | 10 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Mark Andrew Levin from Bb&T Securities, LLCAug 6, 2026 · Other
- Pieter Everett Van Saun from Thompson Siegel & Walmsley LLCApr 2, 2026 · Other
- Peter Appleton Fryer from Lord, Abbett & Co. LLCAug 2, 2024 · Other
- Stuart Preston Dillard from Thompson Siegel & Walmsley LLCApr 14, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Preston Stuart Dillard · Managing Directorcontrolsince 04/2022 · owns 50% to 75%
- Johnson Candy Palugi · Chief Compliance Officercontrolsince 02/2022 · owns less than 5%
- Jordan Scott Storey · Managing Directorcontrolsince 01/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 7 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 526 to 645Oct 23, 2025 to Mar 24, 2026
- Advisory employees · 3 to 4Oct 23, 2025 to Mar 24, 2026
- Charity clients · unset to 1.0Oct 23, 2025 to Mar 24, 2026
- HNW clients · 109 to 144Oct 23, 2025 to Mar 24, 2026
- Individual clients · 92 to 91Oct 23, 2025 to Mar 24, 2026
- Employees · 6 to 7Oct 23, 2025 to Mar 24, 2026
- Discretionary RAUM · $730M to $884MOct 23, 2025 to Mar 24, 2026
- HNW RAUM · $700M to $864MOct 23, 2025 to Mar 24, 2026
- Individual RAUM · $38.7M to $21.7MOct 23, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $8.8M to $5.8MOct 23, 2025 to Mar 24, 2026
- RAUM · $739M to $889MOct 23, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 0Mar 14, 2025 to Oct 23, 2025
- Accounts · 412 to 526Sep 20, 2024 to Mar 14, 2025
- Charity clients · 1.0 to unsetSep 20, 2024 to Mar 14, 2025
- HNW clients · 320 to 109Sep 20, 2024 to Mar 14, 2025
- Individual clients · 91 to 92Sep 20, 2024 to Mar 14, 2025
- Employees · 5 to 6Sep 20, 2024 to Mar 14, 2025
- State-registered IARs · 0 to 4Sep 20, 2024 to Mar 14, 2025
- Discretionary RAUM · $625M to $730MSep 20, 2024 to Mar 14, 2025
- HNW RAUM · $596M to $700MSep 20, 2024 to Mar 14, 2025
- Individual RAUM · $25.4M to $38.7MSep 20, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $3.5M to $8.8MSep 20, 2024 to Mar 14, 2025
- RAUM · $629M to $739MSep 20, 2024 to Mar 14, 2025
- Accounts · 322 to 412Jul 21, 2023 to Mar 29, 2024
- Advisory employees · 4 to 3Jul 21, 2023 to Mar 29, 2024
- Charity clients · unset to 1.0Jul 21, 2023 to Mar 29, 2024
- HNW clients · 72 to 320Jul 21, 2023 to Mar 29, 2024
- Individual clients · 26 to 91Jul 21, 2023 to Mar 29, 2024
- Discretionary RAUM · $402M to $625MJul 21, 2023 to Mar 29, 2024
- HNW RAUM · $396M to $596MJul 21, 2023 to Mar 29, 2024
- Individual RAUM · $9.2M to $25.4MJul 21, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $2.5M to $3.5MJul 21, 2023 to Mar 29, 2024
- RAUM · $405M to $629MJul 21, 2023 to Mar 29, 2024
- Accounts · 103 to 322Oct 19, 2022 to Mar 28, 2023
- Advisory employees · 3 to 4Oct 19, 2022 to Mar 28, 2023
- BD registered reps · 1 to 0Oct 19, 2022 to Mar 28, 2023
- HNW clients · 22 to 72Oct 19, 2022 to Mar 28, 2023
- Individual clients · 9 to 26Oct 19, 2022 to Mar 28, 2023
- Discretionary RAUM · $176M to $402MOct 19, 2022 to Mar 28, 2023
- HNW RAUM · $171M to $396MOct 19, 2022 to Mar 28, 2023
Signals
3 dated events
- 3Chopt Investment Partners Llc reported RAUM $628.5M, up 55% from $404.8M (2023-07-21 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- 3Chopt Investment Partners Llc reported RAUM $404.8M, up 130% from $176.4M (2022-10-19 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- 3Chopt Investment Partners Llc filed its initial SEC registration (Form ADV)Feb 15, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 804-401-1840reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/3chopt-investment-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- 3choptinvest.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 804-401-1840reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- 3choptinvest.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- 3choptinvest.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $127Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026