DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• • C•••••• L••
Latest filing Jul 24, 2026
First filing on the tape Mar 3, 2022 · 11 filings
SEC status approved since Mar 31, 2025
RAUM
$130M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
83%
$108M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$64.8M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$130M as of Jul 24, 2026
Mar 5, 2025$118M then
HNW client RAUM$68.6M as of Jul 24, 2026
Mar 5, 2025$57.4M then
State-registered IARs (5.B.3)2 as of Jul 24, 2026
Mar 5, 20254 then
Employees (5.A)2 as of Jul 24, 2026
Mar 5, 20254 then
Private funds: no history
RAUM +10% over the last fiscal yearIARs 4 to 2
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $64.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 86derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $459,341derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$68.6M53%
- Individuals$39.0M30%
- Charitable organizations$21.9M17%
- Individual clients
- 127reported
- HNW clients
- 44reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 282reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.83 fund_share=0.0 institutional_share=0.17 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• R••••• T•••• | Grand Rapids, Mi | Sep 26, 2022 | 11 y | 1 |
| B•••• T••••••• | Grand Rapids, Mi | Jul 30, 2025 | 15 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••• R••••• T•••• from B•••••• • D•••• A•••••••Sep 26, 2022 · RIA to RIA
- B•••• T••••••• from C••••••••• S••••••••• C•••••• I••Sep 14, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T••••• A•••• R••••• · Chief Compliance Officercontrolsince 01/2022 · owns 50% to 75%
- T•••••••• B•••• · Membercontrolsince 01/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Grand Rapids, Mi · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Mar 31, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $117,727,072 to $129,534,296, advisors 4 to 2, private clients 158 to 171, offices 0 to 0 (2025-03-05 to 2026-03-31)peers: independent wealth managers, $100M to $500M (5,678)
- client mix shiftChange between filings · filing Mar 31, 2026private-client share of RAUM moved from 100.0% to 83.0% between the annual amendments of 2025-03-05 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,678)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 0.0% to 17.0% between the annual amendments of 2025-03-05 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Advisory activities · 1 to 2Mar 31, 2026 to Jun 22, 2026
- Accounts · 262 to 282Mar 5, 2025 to Mar 31, 2026
- Advisory employees · 4 to 2Mar 5, 2025 to Mar 31, 2026
- HNW clients · 41 to 44Mar 5, 2025 to Mar 31, 2026
- Individual clients · 117 to 127Mar 5, 2025 to Mar 31, 2026
- Employees · 4 to 2Mar 5, 2025 to Mar 31, 2026
- Insurance-licensed employees · 4 to 0Mar 5, 2025 to Mar 31, 2026
- State-registered IARs · 4 to 2Mar 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $118M to $130MMar 5, 2025 to Mar 31, 2026
- HNW RAUM · $57.4M to $68.6MMar 5, 2025 to Mar 31, 2026
- Individual RAUM · $60.3M to $39.0MMar 5, 2025 to Mar 31, 2026
- RAUM · $118M to $130MMar 5, 2025 to Mar 31, 2026
- Accounts · 250 to 262Sep 21, 2022 to Mar 5, 2025
- HNW clients · 31 to 41Sep 21, 2022 to Mar 5, 2025
- Individual clients · 130 to 117Sep 21, 2022 to Mar 5, 2025
- Financial planning clients · 0 to 0Sep 21, 2022 to Mar 5, 2025
- Discretionary RAUM · $85.0M to $118MSep 21, 2022 to Mar 5, 2025
- HNW RAUM · $31.3M to $57.4MSep 21, 2022 to Mar 5, 2025
- Individual RAUM · $53.7M to $60.3MSep 21, 2022 to Mar 5, 2025
- RAUM · $85.0M to $118MSep 21, 2022 to Mar 5, 2025
- Accounts · 200 to 250Jul 3, 2022 to Aug 25, 2022
- Advisory activities · 3 to 1Jul 3, 2022 to Aug 25, 2022
- Individual clients · 125 to 130Jul 3, 2022 to Aug 25, 2022
- Discretionary RAUM · $80.0M to $85.0MJul 3, 2022 to Aug 25, 2022
- HNW RAUM · $29.3M to $31.3MJul 3, 2022 to Aug 25, 2022
- Individual RAUM · $50.7M to $53.7MJul 3, 2022 to Aug 25, 2022
- RAUM · $80.0M to $85.0MJul 3, 2022 to Aug 25, 2022
- Accounts · 0 to 200Apr 6, 2022 to Jul 3, 2022
- BD registered reps · 1 to 0Apr 6, 2022 to Jul 3, 2022
- HNW clients · unset to 31.0Apr 6, 2022 to Jul 3, 2022
- Individual clients · unset to 125.0Apr 6, 2022 to Jul 3, 2022
- Discretionary RAUM · $0 to $80.0MApr 6, 2022 to Jul 3, 2022
- HNW RAUM · unset to 29300000.0Apr 6, 2022 to Jul 3, 2022
- Individual RAUM · unset to 50700000.0Apr 6, 2022 to Jul 3, 2022
- RAUM · $0 to $80.0MApr 6, 2022 to Jul 3, 2022
- Related adviser · true to falseApr 6, 2022 to Jul 3, 2022
- Related broker-dealer · true to falseApr 6, 2022 to Jul 3, 2022
Signals
1 dated events
- B•••••• • C•••••• L•• filed its initial SEC registration (Form ADV)Mar 3, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 616-430-5105reportedpublic record, Form ADV, Jul 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026