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D••• A••••••• L••

Independent wealth managerSEC-registered· Miami, Floridawebsite

Independent wealth manager, based in Miami, Florida, reporting $228,411 of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$228,411
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
Not established
Private clients
100% of RAUM, $228,411
Form ADV
Advisors (1)Advisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 319371 · SEC 801-126355 · 13 filingsShow
CRD 319371SEC 801-126355First filing on the tape Jul 7, 2022, latest Mar 6, 2026SEC status approved since Sep 22, 2022IAPD
RAUM
$228,411
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$228,411 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$228,411
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$228,411 as of Mar 6, 2026
Mar 23, 2023$0 then
HNW client RAUM$94,261 as of Mar 6, 2026
May 10, 2024$0 then
State-registered IARs (5.B.3)1 as of Mar 6, 2026
Mar 23, 20232 then
Employees (5.A)1 as of Mar 6, 2026
Mar 23, 20232 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$228,411derivedRAUM over IAPD advisors; not a book size
Clients per advisor
137derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$94,261derivedHNW RAUM over HNW clients
Average account
$1,667derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, subscriptionreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$134,15059%
  • High-net-worth individuals$94,26141%
Individual clients
136reported
HNW clients
1reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
137reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
X••••• N•••••Reston, VaMar 29, 202415 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••• I•• J•• F•• · Ceo/Ccocontrol
        since 02/2022 · owns 50% to 75% of D••• M•••••• I••
      • M•••••• A•••••• · Coocontrol
        since 02/2022 · owns 25% to 50% of D••• M•••••• I••
      • B••• I•• J•• F•• · Chief Compliance Officer
        since 02/2022 · owns less than 5%
      Entity owners
      • D••• M•••••• I•• · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 137
        Mar 12, 2025 to Mar 6, 2026
      • HNW clients · 0 to 1
        Mar 12, 2025 to Mar 6, 2026
      • Individual clients · 0 to 136
        Mar 12, 2025 to Mar 6, 2026
      • Discretionary RAUM · $0 to $228,411
        Mar 12, 2025 to Mar 6, 2026
      • HNW RAUM · $0 to $94,261
        Mar 12, 2025 to Mar 6, 2026
      • Individual RAUM · $0 to $134,150
        Mar 12, 2025 to Mar 6, 2026
      • RAUM · $0 to $228,411
        Mar 12, 2025 to Mar 6, 2026
      • Financial planning clients · unset to
        May 10, 2024 to Mar 12, 2025
      • Wrap assets (manager) · 0.0 to unset
        May 10, 2024 to Mar 12, 2025
      • Wrap assets (sponsor) · 0.0 to unset
        May 10, 2024 to Mar 12, 2025
      • Charity clients · unset to 0.0
        Mar 29, 2024 to May 10, 2024
      • Corporate clients · unset to 0.0
        Mar 29, 2024 to May 10, 2024
      • HNW clients · unset to 0.0
        Mar 29, 2024 to May 10, 2024
      • Individual clients · unset to 0.0
        Mar 29, 2024 to May 10, 2024
      • Pension plan clients · unset to 0.0
        Mar 29, 2024 to May 10, 2024
      • Pooled vehicle clients · unset to 0.0
        Mar 29, 2024 to May 10, 2024
      • HNW RAUM · unset to 0.0
        Mar 29, 2024 to May 10, 2024
      • Individual RAUM · unset to 0.0
        Mar 29, 2024 to May 10, 2024
      • Pension RAUM · unset to 0.0
        Mar 29, 2024 to May 10, 2024
      • Pooled vehicle RAUM · unset to 0.0
        Mar 29, 2024 to May 10, 2024
      • Advisory employees · 2 to 1
        Mar 23, 2023 to Mar 29, 2024
      • Employees · 2 to 1
        Mar 23, 2023 to Mar 29, 2024
      • State-registered IARs · 2 to 1
        Mar 23, 2023 to Mar 29, 2024
      • Other offices · 0 to 1
        Mar 23, 2023 to Mar 29, 2024
      • Wrap assets (manager) · unset to 0.0
        Mar 23, 2023 to Mar 29, 2024
      • Wrap assets (sponsor) · unset to 0.0
        Mar 23, 2023 to Mar 29, 2024
      Signals
      1 dated events
      • ••• Locked
        Jul 7, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 6, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 6, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $228,411derivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026