DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bulltick4u Advisor, LLC
Latest filing Mar 28, 2026
First filing on the tape Sep 29, 2022 · 6 filings
SEC status approved since Nov 14, 2022
RAUM
$142,776
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$142,776 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$142,776 as of Mar 28, 2026
Mar 15, 2023$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 28, 2026
Mar 15, 20234 then
Employees (5.A)10 as of Mar 28, 2026
Mar 15, 202310 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 3 to 2
Practice profile
derived from the filing of Mar 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $71,388derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $28,555derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$142,776100%
- Individual clients
- 5reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Humberto Banuelos Caamano · Ceocontrolsince 12/2021 · owns less than 5%
- Bierley Genemarie Eguilior · Ccocontrolsince 12/2021 · owns less than 5%
- Albert William Herrera · Cfocontrolsince 12/2021 · owns less than 5%
- Adolfo Del Cueto Aramburu · Owner And General Partnercontrolsince 01/2011 · owns 75% or more of Nblp LP
Entity owners
- Bulltick4u Inc. · Memberdirect · owns 75% or more
- Bulltick Capital Markets Holdings, LLC · Ownerindirect · owns 75% or more of Bulltick4u Inc.
- Nblp LP · Ownerindirect · owns 25% to 50% of Bulltick Capital Markets Holdings, LLC
Related persons
Schedule D 7.A
- Bulltick Insurance Agency, LLCreal estaten
- Bulltick Wealth Management, LLCinvestment adviseryRAUM $1.9B
- Bulltick, LLCbroker-dealern
- Domum Real Estate Ventures II LLCpooled vehicle sponsorn
- Domum Real Estate Ventures LLCpooled vehicle sponsorn
Advisers that list Bulltick4u Advisor, LLC as a related person
- 141588 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 5Mar 25, 2025 to Mar 28, 2026
- BD registered reps · 7 to 6Mar 25, 2025 to Mar 28, 2026
- Individual clients · unset to 5.0Mar 25, 2025 to Mar 28, 2026
- Insurance-licensed employees · 3 to 2Mar 25, 2025 to Mar 28, 2026
- State-registered IARs · 3 to 2Mar 25, 2025 to Mar 28, 2026
- Discretionary RAUM · $0 to $142,776Mar 25, 2025 to Mar 28, 2026
- Individual RAUM · unset to 142776.0Mar 25, 2025 to Mar 28, 2026
- RAUM · $0 to $142,776Mar 25, 2025 to Mar 28, 2026
- Accounts · unset to 0.0Mar 29, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 25, 2025
- Discretionary RAUM · unset to 0.0Mar 29, 2024 to Mar 25, 2025
- Non-discretionary RAUM · unset to 0.0Mar 29, 2024 to Mar 25, 2025
- RAUM · unset to 0.0Mar 29, 2024 to Mar 25, 2025
- Accounts · 0.0 to unsetMar 15, 2023 to Mar 29, 2024
- BD registered reps · 9 to 7Mar 15, 2023 to Mar 29, 2024
- Insurance-licensed employees · 4 to 3Mar 15, 2023 to Mar 29, 2024
- State-registered IARs · 4 to 3Mar 15, 2023 to Mar 29, 2024
- Discretionary RAUM · 0.0 to unsetMar 15, 2023 to Mar 29, 2024
- Non-discretionary RAUM · 0.0 to unsetMar 15, 2023 to Mar 29, 2024
- RAUM · 0.0 to unsetMar 15, 2023 to Mar 29, 2024
- BD registered reps · 0 to 9Nov 9, 2022 to Mar 15, 2023
- Employees · 6 to 10Nov 9, 2022 to Mar 15, 2023
- Insurance-licensed employees · 0 to 4Nov 9, 2022 to Mar 15, 2023
- State-registered IARs · 0 to 4Nov 9, 2022 to Mar 15, 2023
Signals
1 dated events
- Bulltick4U Advisor, Llc filed its initial SEC registration (Form ADV)Sep 29, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hola@bulltick4u.comreportedpublished by the firm, firm site, Sep 16, 2026
- Website
- bulltick4u.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-533-1541reportedpublic record, Form ADV, Mar 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026