DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• M••••••••• G••••
Legal name A•• A•••• M••••••••• G••••• I•••
Latest filing Jun 15, 2026
First filing on the tape Apr 18, 2022 · 17 filings
SEC status approved since May 19, 2022
RAUM
$200M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$200M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$66.7M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$200M as of Jun 15, 2026
Mar 16, 2023$103M then
HNW client RAUM$108M as of Jun 15, 2026
Mar 16, 2023$41.8M then
State-registered IARs (5.B.3)3 as of Jun 15, 2026
Mar 16, 20232 then
Employees (5.A)5 as of Jun 15, 2026
Mar 16, 20234 then
Private funds: no history
RAUM +29% over the last fiscal year+25% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $66.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 124derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $110,650derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $200M, 372 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$108M54%
- Individuals$91.6M46%
- Individual clients
- 314reported
- HNW clients
- 58reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,808reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $200M for 372 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••• N•• P•••• | Cartersville, Ga | May 26, 2022 | 20 y | 1 |
| A••••• J•••• N••• | Cartersville, Ga | May 26, 2022 | 17 y | 3 |
| S••••• L••• B••••••• | Cartersville, Ga | Jan 9, 2024 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S••••• L••• B••••••• from P••••••Jan 9, 2024 · Other
- M•••• N•• P•••• from F••••••••• I••••••••• A••••••• L••May 26, 2022 · RIA to a newly registered adviser
- A••••• J•••• N••• from F••••••••• I••••••••• A••••••• L••May 26, 2022 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N•••• A•••••• J•••• · President And Chief Compliance Officercontrolsince 04/2020 · owns 75% or more
- P••••• M••••• N•• · Vice Presidentcontrolsince 04/2020 · owns less than 5%
Related persons
Schedule D 7.A
- A••••• N•••• L••real estaten
- S••••• C••• S••••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cartersville, Ga · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,207 to 1,808Mar 20, 2025 to Mar 31, 2026
- HNW clients · 44 to 58Mar 20, 2025 to Mar 31, 2026
- Individual clients · 334 to 314Mar 20, 2025 to Mar 31, 2026
- Assets in custody · $156M to $200MMar 20, 2025 to Mar 31, 2026
- Discretionary RAUM · $156M to $200MMar 20, 2025 to Mar 31, 2026
- HNW RAUM · $73.1M to $108MMar 20, 2025 to Mar 31, 2026
- Individual RAUM · $82.5M to $91.6MMar 20, 2025 to Mar 31, 2026
- RAUM · $156M to $200MMar 20, 2025 to Mar 31, 2026
- Accounts · 935 to 1,207Oct 22, 2024 to Mar 20, 2025
- Advisory employees · 5 to 3Oct 22, 2024 to Mar 20, 2025
- HNW clients · 31 to 44Oct 22, 2024 to Mar 20, 2025
- Individual clients · 366 to 334Oct 22, 2024 to Mar 20, 2025
- Assets in custody · $129M to $156MOct 22, 2024 to Mar 20, 2025
- Financial planning clients · 0 to 0Oct 22, 2024 to Mar 20, 2025
- Discretionary RAUM · $129M to $156MOct 22, 2024 to Mar 20, 2025
- HNW RAUM · $49.6M to $73.1MOct 22, 2024 to Mar 20, 2025
- Individual RAUM · $79.4M to $82.5MOct 22, 2024 to Mar 20, 2025
- RAUM · $129M to $156MOct 22, 2024 to Mar 20, 2025
- Related insurance company · false to trueOct 22, 2024 to Mar 20, 2025
- Accounts · 1,227 to 935Oct 3, 2023 to Mar 26, 2024
- Advisory employees · 2 to 5Oct 3, 2023 to Mar 26, 2024
- HNW clients · 42 to 31Oct 3, 2023 to Mar 26, 2024
- Individual clients · 361 to 366Oct 3, 2023 to Mar 26, 2024
- Assets in custody · $45.9M to $129MOct 3, 2023 to Mar 26, 2024
- Employees · 4 to 5Oct 3, 2023 to Mar 26, 2024
- State-registered IARs · 2 to 3Oct 3, 2023 to Mar 26, 2024
- Discretionary RAUM · $99.3M to $129MOct 3, 2023 to Mar 26, 2024
- HNW RAUM · $41.8M to $49.6MOct 3, 2023 to Mar 26, 2024
- Individual RAUM · $61.5M to $79.4MOct 3, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $4.0M to $0Oct 3, 2023 to Mar 26, 2024
- RAUM · $103M to $129MOct 3, 2023 to Mar 26, 2024
- Accounts · 1,563 to 1,227Mar 7, 2023 to Mar 16, 2023
- BD registered reps · 2 to 0Mar 7, 2023 to Mar 16, 2023
- HNW clients · 24 to 42Mar 7, 2023 to Mar 16, 2023
- Individual clients · 382 to 361Mar 7, 2023 to Mar 16, 2023
- Assets in custody · $707,665 to $45.9MMar 7, 2023 to Mar 16, 2023
- Employees · 7 to 4Mar 7, 2023 to Mar 16, 2023
- Insurance-licensed employees · 1 to 0Mar 7, 2023 to Mar 16, 2023
- Discretionary RAUM · $107M to $99.3MMar 7, 2023 to Mar 16, 2023
- HNW RAUM · $34.5M to $41.8MMar 7, 2023 to Mar 16, 2023
Signals
1 dated events
- A•••• M••••••••• G•••• filed its initial SEC registration (Form ADV)Apr 18, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- jacquelyn@assetmg-inc.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- teamamg@assetmg-inc.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 678-792-5855reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/amgincatlreportedpublic record, Form ADV, Sep 18, 2026
- Website
- assetmg-inc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 678-792-5855reportedpublic record, Form ADV, Jun 15, 2026
- Contact form
- assetmg-inc.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- assetmg-inc.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $66.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026