DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Tsp Financial, LLC
Latest filing Feb 8, 2023
First filing on the tape Jul 28, 2022 · 5 filings
RAUM
$1.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.3M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.3M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$1.3M as of Feb 8, 2023
Jul 28, 2022$0 then
HNW client RAUM$1.1M as of Feb 8, 2023
Jul 28, 2022$0 then
State-registered IARs (5.B.3)1 as of Feb 8, 2023
Jul 28, 20220 then
Employees (5.A)1 as of Feb 8, 2023
Jul 28, 20221 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 8, 2023; every figure names its basis
- RAUM per advisor
- $1.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $103,694derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1M80%
- Individuals$268,15120%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 13reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Theodore Joseph ZamerskiPersonal Financial Specialist, Chartered Financial Analyst | Vero Beach, Fl | Aug 31, 2022 | 24 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Theodore Joseph Zamerski from Green Vista Asset Management LLCAug 31, 2022 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Theodore Zamerski · Chief Compliance Officer/Member/Principalcontrolsince 12/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 13Dec 21, 2022 to Feb 8, 2023
- Advisory activities · 6 to 5Dec 21, 2022 to Feb 8, 2023
- Assets in custody · 1028626.0 to unsetDec 21, 2022 to Feb 8, 2023
- Custody of client assets · true to falseDec 21, 2022 to Feb 8, 2023
- Discretionary RAUM · $1.0M to $1.3MDec 21, 2022 to Feb 8, 2023
- HNW RAUM · $1.0M to $1.1MDec 21, 2022 to Feb 8, 2023
- Individual RAUM · $5,583 to $268,151Dec 21, 2022 to Feb 8, 2023
- RAUM · $1.0M to $1.3MDec 21, 2022 to Feb 8, 2023
- Assets in custody · unset to 1028626.0Dec 16, 2022 to Dec 21, 2022
- Custody of client assets · false to trueDec 16, 2022 to Dec 21, 2022
- Accounts · 0 to 5Aug 29, 2022 to Dec 16, 2022
- HNW clients · 0.0 to unsetAug 29, 2022 to Dec 16, 2022
- Individual clients · 0.0 to unsetAug 29, 2022 to Dec 16, 2022
- Financial planning clients · 0 to 1-10Aug 29, 2022 to Dec 16, 2022
- State-registered IARs · 0 to 1Aug 29, 2022 to Dec 16, 2022
- Discretionary RAUM · $0 to $1.0MAug 29, 2022 to Dec 16, 2022
- HNW RAUM · $0 to $1.0MAug 29, 2022 to Dec 16, 2022
- Individual RAUM · $0 to $5,583Aug 29, 2022 to Dec 16, 2022
- RAUM · $0 to $1.0MAug 29, 2022 to Dec 16, 2022
Signals
1 dated events
- Tsp Financial, Llc filed its initial SEC registration (Form ADV)Jul 28, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- prosperitypathadvisers.comreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026