DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••• F•••••••
Legal name F•••••• F••••••• L••
Latest filing Feb 17, 2026
First filing on the tape Dec 22, 2023 · 7 filings
SEC status approved since Jan 22, 2024
RAUM
$204M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$203M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$204M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$204M as of Feb 17, 2026
Feb 20, 2024$126M then
HNW client RAUM$202M as of Feb 17, 2026
Feb 20, 2024$125M then
State-registered IARs (5.B.3)1 as of Feb 17, 2026
Feb 20, 20241 then
Employees (5.A)1 as of Feb 17, 2026
Feb 20, 20241 then
Private funds: no history
RAUM +27% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $204MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.6MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.2%derived
- Compensation
- hourly, fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$202M99%
- Individuals$1.2M0.6%
- Pension and profit-sharing plans$1.0M0.5%
- Charitable organizations$155,9290.1%
- Individual clients
- 4reported
- HNW clients
- 21reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 134reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F•••• M•••••• G•••••Certified Financial Planner, Chartered Financial Analyst | Winter Park, Fl | Jun 21, 2022 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- F•••• M•••••• G••••• from R••••••• C••••••••• G••••Jun 21, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• F••••• M•••••• · Manager, Member, Chief Compliance Officercontrolsince 04/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 119 to 134Mar 10, 2025 to Feb 17, 2026
- Corporate clients · unset to 0.0Mar 10, 2025 to Feb 17, 2026
- HNW clients · 18 to 21Mar 10, 2025 to Feb 17, 2026
- Individual clients · 6 to 4Mar 10, 2025 to Feb 17, 2026
- Pension plan clients · 2 to 3Mar 10, 2025 to Feb 17, 2026
- Pooled vehicle clients · unset to 0.0Mar 10, 2025 to Feb 17, 2026
- Discretionary RAUM · $160M to $204MMar 10, 2025 to Feb 17, 2026
- HNW RAUM · $158M to $202MMar 10, 2025 to Feb 17, 2026
- Individual RAUM · $918,407 to $1.2MMar 10, 2025 to Feb 17, 2026
- Pension RAUM · $692,505 to $1.0MMar 10, 2025 to Feb 17, 2026
- Pooled vehicle RAUM · unset to 0.0Mar 10, 2025 to Feb 17, 2026
- RAUM · $160M to $204MMar 10, 2025 to Feb 17, 2026
- Accounts · 95 to 119Jan 6, 2025 to Mar 10, 2025
- Charity clients · unset to 1.0Jan 6, 2025 to Mar 10, 2025
- HNW clients · 16 to 18Jan 6, 2025 to Mar 10, 2025
- Pension plan clients · 1 to 2Jan 6, 2025 to Mar 10, 2025
- Financial planning clients · 26-50 to 26-50Jan 6, 2025 to Mar 10, 2025
- Discretionary RAUM · $126M to $160MJan 6, 2025 to Mar 10, 2025
- HNW RAUM · $125M to $158MJan 6, 2025 to Mar 10, 2025
- Individual RAUM · $734,207 to $918,407Jan 6, 2025 to Mar 10, 2025
- Pension RAUM · $42,943 to $692,505Jan 6, 2025 to Mar 10, 2025
- RAUM · $126M to $160MJan 6, 2025 to Mar 10, 2025
- HQ city · unset to Aug 20, 2024 to Jan 6, 2025
- HQ state · unset to Aug 20, 2024 to Jan 6, 2025
- HNW clients · 28 to 16Dec 22, 2023 to Feb 20, 2024
- Individual clients · 7 to 6Dec 22, 2023 to Feb 20, 2024
- Discretionary RAUM · $125M to $126MDec 22, 2023 to Feb 20, 2024
- HNW RAUM · $124M to $125MDec 22, 2023 to Feb 20, 2024
- Individual RAUM · $696,475 to $734,207Dec 22, 2023 to Feb 20, 2024
- Pension RAUM · $19,182 to $42,943Dec 22, 2023 to Feb 20, 2024
- RAUM · $125M to $126MDec 22, 2023 to Feb 20, 2024
Signals
1 dated events
- F•••••• F••••••• filed its initial SEC registration (Form ADV)Dec 22, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/franklyfinancesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- franklyfinances.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 786-897-5035reportedpublic record, Form ADV, Feb 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $204Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026