DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Arrien Investments, Inc.
Latest filing Feb 26, 2026
First filing on the tape May 27, 2022 · 7 filings
SEC status approved since Jun 27, 2022
RAUM
$227M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$223M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$56.6M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$227M as of Feb 26, 2026
Mar 27, 2023$146M then
HNW client RAUM$115M as of Feb 26, 2026
Mar 27, 2023$83.4M then
State-registered IARs (5.B.3)3 as of Feb 26, 2026
Mar 27, 20233 then
Employees (5.A)5 as of Feb 26, 2026
Mar 27, 20236 then
Private funds: no history
RAUM +20% over the last fiscal year+16% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $56.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 111derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $250,367derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.3%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $7.8M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$115M51%
- Individuals$109M48%
- Charitable organizations$1.7M0.8%
- Corporations and businesses$1.5M0.7%
- Individual clients
- 382reported
- HNW clients
- 60reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 905reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.8M for 7 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Alex Ray HansenCertified Financial Planner | Boise, Id | Jul 17, 2022 | 12 y | 1 |
| Kevin Gerard Arrien | Boise, Id | Jul 17, 2022 | 34 y | 1 |
| Daniel Hanlon Weeder | Boise, Id | Jan 17, 2025 | 11 y | 0 |
| Andressa Diana Warn | Boise, Id | May 22, 2026 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- Payton Priscilla Chipley to Badgley Phelps Wealth ManagersJan 28, 2026 · RIA to RIA
Joined, latest
- Kevin Gerard Arrien from Cetera Advisors LLCJul 17, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- Alex Ray Hansen from Cetera Advisors LLCJul 17, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gerard Kevin Arrien · Principal And Chief Compliance Officercontrolsince 03/1998 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boise, Id · principal | 4 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 831 to 905Apr 25, 2025 to Feb 26, 2026
- Advisory employees · 4 to 3Apr 25, 2025 to Feb 26, 2026
- Corporate clients · unset to 7.0Apr 25, 2025 to Feb 26, 2026
- Individual clients · 348 to 382Apr 25, 2025 to Feb 26, 2026
- Pension plan clients · 3.0 to unsetApr 25, 2025 to Feb 26, 2026
- Pooled vehicle clients · 0.0 to unsetApr 25, 2025 to Feb 26, 2026
- Employees · 6 to 5Apr 25, 2025 to Feb 26, 2026
- Financial planning clients · 0 to 1-10Apr 25, 2025 to Feb 26, 2026
- State-registered IARs · 4 to 3Apr 25, 2025 to Feb 26, 2026
- Discretionary RAUM · $187M to $227MApr 25, 2025 to Feb 26, 2026
- HNW RAUM · $97.4M to $115MApr 25, 2025 to Feb 26, 2026
- Individual RAUM · $87.7M to $109MApr 25, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $2.2M to $0Apr 25, 2025 to Feb 26, 2026
- Pension RAUM · 2200000.0 to unsetApr 25, 2025 to Feb 26, 2026
- Pooled vehicle RAUM · 0.0 to unsetApr 25, 2025 to Feb 26, 2026
- RAUM · $189M to $227MApr 25, 2025 to Feb 26, 2026
- Pension plan clients · 0 to 3Jan 17, 2025 to Apr 25, 2025
- Financial planning clients · 0 to 0Jan 17, 2025 to Apr 25, 2025
- Discretionary RAUM · $189M to $187MJan 17, 2025 to Apr 25, 2025
- HNW RAUM · $99.6M to $97.4MJan 17, 2025 to Apr 25, 2025
- Non-discretionary RAUM · $0 to $2.2MJan 17, 2025 to Apr 25, 2025
- Pension RAUM · $0 to $2.2MJan 17, 2025 to Apr 25, 2025
- Accounts · 772 to 831Mar 18, 2024 to Jan 17, 2025
- Advisory employees · 3 to 4Mar 18, 2024 to Jan 17, 2025
- Individual clients · 320 to 348Mar 18, 2024 to Jan 17, 2025
- Assets in custody · unset to 7769859.0Mar 18, 2024 to Jan 17, 2025
- Custody of client assets · false to trueMar 18, 2024 to Jan 17, 2025
- Employees · 5 to 6Mar 18, 2024 to Jan 17, 2025
- State-registered IARs · 3 to 4Mar 18, 2024 to Jan 17, 2025
- Discretionary RAUM · $171M to $189MMar 18, 2024 to Jan 17, 2025
- HNW RAUM · $92.4M to $99.6MMar 18, 2024 to Jan 17, 2025
- Individual RAUM · $75.7M to $87.7MMar 18, 2024 to Jan 17, 2025
- RAUM · $171M to $189MMar 18, 2024 to Jan 17, 2025
- Accounts · 674 to 772Mar 27, 2023 to Mar 18, 2024
- Individual clients · 275 to 320Mar 27, 2023 to Mar 18, 2024
- Employees · 6 to 5Mar 27, 2023 to Mar 18, 2024
- Financial planning clients · 1-10 to 0Mar 27, 2023 to Mar 18, 2024
- Discretionary RAUM · $146M to $171MMar 27, 2023 to Mar 18, 2024
- HNW RAUM · $83.4M to $92.4MMar 27, 2023 to Mar 18, 2024
- Individual RAUM · $59.9M to $75.7MMar 27, 2023 to Mar 18, 2024
Signals
2 dated events
- Payton Priscilla Chipley left Arrien Investments, Inc. for Badgley Phelps Wealth Managers (registered 2026-03-02)Jan 28, 2026 · Advisor changed firm · fact
- Arrien Investments, Inc. filed its initial SEC registration (Form ADV)May 27, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 208-338-1520reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 208-395-1053reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- arrieninvestments.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (208) 338-1520reportedpublic record, Form ADV, Feb 26, 2026
- Contact form
- arrieninvestments.com/contact-us.htmreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- arrieninvestments.com/team.htmreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026