DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•• B•• A•••••••• L••
Latest filing Feb 18, 2026
First filing on the tape Jun 2, 2022 · 10 filings
SEC status approved since Sep 26, 2022
RAUM
$28,974
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$28,974 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$28,974
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$28,974 as of Feb 18, 2026
Mar 29, 2023$33,520 then
HNW client RAUM$0 as of Feb 18, 2026
Mar 29, 2023$0 then
State-registered IARs (5.B.3)1 as of Feb 18, 2026
Mar 29, 20231 then
Employees (5.A)1 as of Feb 18, 2026
Mar 29, 20231 then
Private funds: no history
RAUM -26% over the last fiscal year-4.7% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $28,974derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 249derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $118derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$28,974100%
- Individual clients
- 249reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 246reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••••• O•••••• B••••••• | Mccalla, Al | Aug 6, 2025 | 15 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• A••••••• O•••••• · Chief Compliance Officercontrolsince 05/2022 · owns less than 5%
Entity owners
- L•• B••• L•• · Memberdirect · owns 75% or more
- A••••••••• L•• · Memberindirect · owns 50% to 75% of L•• B••• L••
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 246Mar 29, 2025 to Feb 18, 2026
- Individual clients · 0 to 249Mar 29, 2025 to Feb 18, 2026
- Discretionary RAUM · $39,244 to $28,974Mar 29, 2025 to Feb 18, 2026
- Individual RAUM · $0 to $28,974Mar 29, 2025 to Feb 18, 2026
- RAUM · $39,244 to $28,974Mar 29, 2025 to Feb 18, 2026
- Accounts · 250 to 1Aug 7, 2024 to Mar 29, 2025
- Advisory employees · 6 to 1Aug 7, 2024 to Mar 29, 2025
- BD registered reps · 1 to 0Aug 7, 2024 to Mar 29, 2025
- Individual clients · 250 to 0Aug 7, 2024 to Mar 29, 2025
- Employees · 6 to 1Aug 7, 2024 to Mar 29, 2025
- Financial planning clients · unset to Aug 7, 2024 to Mar 29, 2025
- HQ city · unset to Aug 7, 2024 to Mar 29, 2025
- HQ state · unset to Aug 7, 2024 to Mar 29, 2025
- Discretionary RAUM · $51,380 to $39,244Aug 7, 2024 to Mar 29, 2025
- Individual RAUM · $51,380 to $0Aug 7, 2024 to Mar 29, 2025
- RAUM · $51,380 to $39,244Aug 7, 2024 to Mar 29, 2025
- Accounts · 38 to 250Mar 29, 2023 to Mar 29, 2024
- Advisory employees · 1 to 6Mar 29, 2023 to Mar 29, 2024
- BD registered reps · 0 to 1Mar 29, 2023 to Mar 29, 2024
- Individual clients · 38 to 250Mar 29, 2023 to Mar 29, 2024
- Employees · 1 to 6Mar 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $33,520 to $51,380Mar 29, 2023 to Mar 29, 2024
- Individual RAUM · $33,520 to $51,380Mar 29, 2023 to Mar 29, 2024
- RAUM · $33,520 to $51,380Mar 29, 2023 to Mar 29, 2024
- Accounts · 0 to 38Sep 13, 2022 to Mar 29, 2023
- Charity clients · unset to 0.0Sep 13, 2022 to Mar 29, 2023
- Corporate clients · unset to 0.0Sep 13, 2022 to Mar 29, 2023
- HNW clients · unset to 0.0Sep 13, 2022 to Mar 29, 2023
- Individual clients · unset to 38.0Sep 13, 2022 to Mar 29, 2023
- Pension plan clients · unset to 0.0Sep 13, 2022 to Mar 29, 2023
- Pooled vehicle clients · unset to 0.0Sep 13, 2022 to Mar 29, 2023
- Discretionary RAUM · $0 to $33,520Sep 13, 2022 to Mar 29, 2023
- HNW RAUM · unset to 0.0Sep 13, 2022 to Mar 29, 2023
- Individual RAUM · unset to 33520.0Sep 13, 2022 to Mar 29, 2023
- Pension RAUM · unset to 0.0Sep 13, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · unset to 0.0Sep 13, 2022 to Mar 29, 2023
- RAUM · $0 to $33,520Sep 13, 2022 to Mar 29, 2023
- Business name · L•• B•• A•••••••• I•• to L•• B•• A•••••••• L••Jun 2, 2022 to Jun 13, 2022
- Legal name · L•• B•• A•••••••• I•• to L•• B•• A•••••••• L••Jun 2, 2022 to Jun 13, 2022
Signals
1 dated events
- L•• B•• A•••••••• I•• filed its initial SEC registration (Form ADV)Jun 2, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 844-453-8262reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/33275969reportedpublic record, Form ADV, Sep 19, 2026
- Website
- l•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 2052184597reportedpublic record, Form ADV, Feb 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $28,974derivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026